Associate Vice President, Regulatory Reporting
Confidential
Associate Vice President, Regulatory Reporting
About the Company
A global financial institution focused on U.S. bank regulatory reporting and compliance.
Industry
Banking
Type
Privately Held
About the Role
The Company is in search of an Associate Vice President for Regulatory Reporting. The successful candidate will be tasked with the preparation, analysis, and submission of regulatory reports mandated by U.S. Banking regulators. This pivotal role involves ensuring the accuracy and compliance of regulatory reporting data, as well as coordinating with various internal stakeholders to meet the reporting requirements. The ideal candidate should have a robust understanding of U.S. Bank regulatory reporting, financial reporting, and compliance frameworks, with a proven track record in preparing a range of regulatory filings. Applicants for this role at The Company should hold a Bachelor's degree in a relevant field, with an MBA or Master's degree being preferred. A CPA is also preferred. A minimum of 5 years' experience in financial or regulatory reporting within the banking or financial services sector is required, with at least 3 years specifically in U.S. Bank regulatory reporting. The role demands a strong knowledge of U.S. Banking regulatory reporting requirements, experience with various regulatory filings, and proficiency in U.S. GAAP and regulatory reporting principles. Advanced Excel skills, experience with SQL, databases, and regulatory reporting platforms, as well as strong analytical, communication, and project management skills, are essential. Mandarin language skills are a plus.
Functions
- Finance
- ...Associate Vice President, Private Equity Fund Reporting and Financial Reporting About the Company Accomplished asset management firm Industry Financial... ...ad-hoc requests, assisting with SEC and other regulatory compliance, and working with the marketing and...RegulatoryWork at office
- ...Job Description: Overview The Associate Vice-President for Water/Wastewater manages all aspects of... ...engineering design and calculations, report writing, permitting (local and state)... ...storage, permits, or other compliance and regulatory issues. Qualifications Bachelor of...RegulatoryLocal area
$160k - $180k
...Overview Ares Management is seeking an Associate Vice President (“AVP”) for our Secondaries... ...several private funds and accurately reporting the daily net asset value per share for... ...principles, financial instruments, and regulatory requirements. Strong problem‑solving...RegulatoryTemporary workLocal areaFlexible hours- ...Associate Vice President, AML Compliance Audit About the Company Prominent commercial bank... ...entire audit process from planning to reporting, and ensuring that all work is in line... ...involved in coordinating and reviewing regulatory issues, as well as providing audit...Regulatory
- ...Associate Vice President, IT Audit About the Company An international corporate and investment... ...lifecycle, from risk assessments to reporting, and will be involved in executing risk... ...auditing, internal controls, and regulatory compliance, particularly with FFIEC and...Regulatory
- ...Associate Vice President of Credit About the Company Prominent banking institution Industry... ...requires the ability to identify and report potential risks, present detailed... ...strong understanding of credit risk and regulatory requirements are essential for this position...Regulatory
- ...Associate Vice President, Corporate Lending & Relationship Management About the Company An established... ...role also involves preparing credit reports, managing a portfolio of accounts, and ensuring compliance with various regulatory requirements. The ideal candidate will...Regulatory
- ...Associate Vice President, Regulatory Compliance, Global Payment Services About the Company Ambitious international banking & financial services... ..., and experience in risk-based decision-making and reporting. The ideal candidate will have excellent analytical, interpersonal...Regulatory
$150k - $170k
...Operations**We are looking for a meticulous and analytical Associate Vice President to support Ares Insurance Solutions (AIS) on their data... ..., and integrity of financial data across systems, reports, and regulatory submissions. You will be responsible for validating data...RegulatoryTemporary workWork experience placementLocal areaFlexible hours$150k - $200k
...business Business Metrics / Trade Reporting - maintain and present... ...efficiencies Governance / Regulatory be a key member of related... ...commencement of employment for Associate and between $160,000 and $25... ...of employment for Vice President. However, base pay if hired...RegulatoryFull timeTemporary work- ...Associate Vice President, Financial Reporting & Analysis About the Company Banking and financial services firm focused on strategic reporting, forecasting, and automation. Industry Banking Type Privately Held About the Role The Company is seeking...Permanent employmentFull time
$115k - $180k
...Compilation and review of FOCUS Part II and Part IIA and supplemental reports such as Supplemental Statement of Income, Off Balance Sheet... ...the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-...RegulatoryExtra incomeWork at officeLocal areaRemote work- ...Vice President, GAAP Accounting and Reporting About the Company Prominent insurance company Industry Insurance Type Privately Held... ...understanding of the sector's specific financial and regulatory requirements. The ideal candidate will have a proven...Regulatory
- Responsibilities Oversee compliance with broker-dealer regulatory capital requirements, ensuring adequate liquidity and adherence to applicable... ...Perform and review daily regulatory capital calculations and reporting, with ongoing monitoring to support continuous compliance....Regulatory
$140k - $180k
...credit facilities, subscription lines, borrowing bases, lender reporting obligations, and financing compliance requirements.... ...accordance with U.S. GAAP. Prepare and support management company and regulatory reporting requirements, including Form PF, AIFMD, TIC...RegulatoryFull timeTemporary workWork experience placementLocal areaFlexible hours$100k - $143k
...Monday and Friday work from home). Role Overview Senior Associate – Derivative Accounting & Reporting performs a variety of duties including accounting and... ...Provide 3 quarterly reporting deliverables including regulatory schedules, derivative program analysis, board...RegulatoryWork at officeLocal areaWork from homeMonday to Friday3 days per week$124k - $175k
...its employees. Role Description SMBC is seeking a self‑motivated and diligent professional for a full‑time position in the Regulatory Reporting Analysis Department. The individual will partner with Regulatory Reporting Analysis team members and business stakeholders to...RegulatoryFull timeWork at officeLocal areaWork from home- International External Reporting (Vice President) London, United Kingdom Job Description Company Jefferies, a global investment bank and securities... ..., ensuring full compliance with local GAAP and regulatory requirements. The role, working in tandem with the Head of...RegulatoryFull timeLocal area
$85k - $145k
...Position Overview RBC U.S. Finance team is seeking an Associate to join the regulatory reporting and strategy function for the U.S. Intermediate Holding Company (IHC) and U.S. Branches. The role involves preparing, reviewing, and submitting regulatory reports, driving...RegulatoryFull timeWork at officeFlexible hours$150k - $210k
...up‑to‑date understanding of 1031 exchange‑related market and regulatory developments. Ensure adherence to all compliance requirements,... ...completion of administrative responsibilities, including call reporting, deal tracking, and pipeline management using Salesforce.com....RegulatoryTemporary workWork experience placementLocal areaFlexible hours- ...Controller and Vice President, Real Estate Fund Accounting and Reporting About the Company Accomplished real estate investment management firm Industry... ...audit deliverables, and ensuring compliance with regulatory requirements. Applicants must have 10-15 years' of...Regulatory
- ...Commercial Investment Banking External Reporting team provides control and oversight to... ...reporting, including SEC filings and key regulatory reports. The team also leads... ...As an External Reporting Controller, Vice President on the Commercial Investment Banking Team...RegulatoryRemote work
- Job Overview This role sits within the U.S. Regulatory Capital and CCAR Reporting team of the Firmwide Regulatory Reporting & Analysis (FRRA) group, supporting Basel III Standardized and Advanced Approaches reporting for JP Morgan Chase and its subsidiaries, including CCAR...RegulatoryWork at office
- Join the External Reporting Controller team. As a Vice President External Reporting Controller in FR Y‑14Q Reporting, you will be accountable for coordinating... ...detection) leveraging Tableau and Excel. Translate regulatory changes into requirements; drive platform/process...RegulatoryWork at office
- ...America. As a Global Rates External Reporter, Vice President in the Commercial & Investment Bank department... ...annual reports filed with various regulatory agencies Consolidate, review, and... ...Manage and develop a team of three associates. Act as the main point of contact...RegulatoryWork experience placement
- Nomura Holdings, Inc. is looking for a Liquidity Management & Reporting Specialist Associate based in New York. This role focuses on supporting liquidity stress testing and regulatory reporting within the Treasury function, ideal for someone with foundation in finance....Regulatory
- ...to define the agenda and drive strategy and execution for Data Reporting, Analytics and Insights across JPM Access and core client... ...efforts and market research (including client, stakeholder, and regulatory inputs) to uncover customer solutions and integrate them into...Regulatory
$115k - $125k
...to receive an alert: Job Title: Liquidity Management & Reporting Specialist Associate Job Code: 13832 Country: US City: New York Skill Category... ...is eager to build expertise in liquidity management and regulatory reporting. You'll work closely with senior team members...RegulatoryLocal areaWorldwide- U.S. GAAP accountant that is able to handle the timely and accurate submission of all U.S. regulatory reports required of an FBO. Key Responsibilities Detailed review of all quarterly Call Reports before submission to the branches and regulatory agencies, i.e. the FFIEC...RegulatoryWork at officeLocal area
$88k - $125k
Mizuho in New York City seeks an accounting/finance professional for regulatory reporting. You will prepare capital computations, calculate reserves, and manage reports using Axiom software. Candidates should have a Finance/Accounting degree and Series 27. The salary ranges...RegulatoryRemote work
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