Senior Compliance & Markets Surveillance Consultant
Motion Recruitment
Motion Recruitment leads a long-term contract in Charlotte, NC for a Lead Compliance Officer focused on Markets & Communications Surveillance within a major financial institution. The role is hybrid, with an 18–24 month duration and potential full-time conversion.
The consultant will drive risk-based reviews of communications and ensure regulatory alignment. The ideal candidate has 5+ years of experience in surveillance, compliance, and risk management, plus strong written skills and ability to
#J-18808-Ljbffr- ...Barings LLC in Charlotte, NC seeks a Senior Associate/Associate Director for Trading Practices Compliance to oversee day-to-day surveillance of trading activities and assess risk compliance with firm policies. The role interfaces with Portfolio Management, Trading, Legal...SurveillanceSenior
- ...Compliance SupervisorJob Locations:Birmingham, AlabamaJacksonville, FloridaMiami, FloridaOrlando... ...policy.Review regional and centralized surveillance alerts and reports to identify patterns... ...of direct industry experience (mid-senior level) is typically required or...SurveillanceSeniorShift work
- Vanguard is seeking a senior leader to manage the Global Financial Crimes Compliance (GFCC) Governance, Strategy and Change... ...Corruption, and Trade and Fund Surveillance.The successful candidate will... ...strategy, transformation, management consulting, program management or a...SurveillanceSeniorFull time
- ...Senior Compliance Specialist Wells Fargo is seeking a Senior Compliance Specialist on the Surveillance team within the Global Compliance Control Room, which sits within Enterprise... ...accounts, employees, desks, securities, market events, and relevant restrictions. Prepare...SurveillanceSeniorWork experience placementRelocation package
- ...employment opportunities. Title: Senior Associate\\Associate Director, Trading Practices Compliance Business Unit: Compliance... ...across public and private capital markets. A subsidiary of MassMutual,... ...Responsible for the day-to-day surveillance and oversight activities for...SurveillanceSeniorTemporary workFlexible hours
- ...About Ember Ember Group Consulting is a Charlotte-based management... ...improvement, risk and compliance, and business transformation... ...are seeking an experienced Senior Regulatory Compliance & Technology... ...including personal trading surveillance, employee compliance...SurveillanceSeniorFull time
- ...Screening, KYC/CDD, Transaction Surveillance) Role : Principal/ Sr. Consultant Location : North... ...at the intersection of compliance, technology, and data-... ..., working closely with senior client managers. You will... ...and take them to market Ability and willingness...SurveillanceSeniorFull timeTemporary workWork experience placementWork at officeLocal areaRelocation
$100k - $125k
DescriptionWhat We’re Looking ForMeltwater is seeking a Senior Manager, Brand Marketing to help elevate our brand presence, credibility, and market... ...by humans. We remain committed to evaluating candidates fairly, consistently, and in compliance with all applicable lawsSeniorLocal areaFlexible hours- ...Screening, KYC/CDD, Transaction Surveillance) \n Role : Principal/ Sr. Consultant \n Location : North... ...at the intersection of compliance, technology, and data-... ..., working closely with senior client managers. You... ...offerings and take them to market \n Ability and...SurveillanceSeniorFull timeTemporary workWork experience placementWork at officeLocal areaRelocation
- ...Choate Construction Company is seeking a Senior Marketing Manager in Charlotte to lead marketing strategy and pursuit efforts across three local markets. This role blends hands-on leadership with mentorship of the marketing team, shaping proposals, presentations, and...SeniorWork at officeLocal area
$288k - $302.4k
...Automation (Healthcare Vertical) is a senior executive leadership role... ..., portfolio strategy, and market expansion across Honeywell’s... ...understanding of regulatory, compliance, and security considerations... ...management; access control; video surveillance; fire products; and...SurveillanceSeniorTemporary workWork experience placementWork at officeRemote workFlexible hours- ...procurement, engineering, operations, and senior leadership teams.Key Responsibilities:... ...functional teams, including Engineering, Marketing, Operations, Quality, and Finance, to... ...markets globally. From security and video surveillance to networking, audio, automation, fire,...SurveillanceSeniorContract workTemporary workImmediate startVisa sponsorshipFlexible hours
$110.7k - $218.3k
Position Summary Enterprise Operations & Risk - Private Markets Senior Consultant Our Deloitte Regulatory, Risk & Forensic team helps client... ...and month-end close processes to ensure data accuracy and compliance.Oversee or advise on private deal fundings, cash...SeniorWork at office- ...AlarMax Distributors is seeking a Senior Sales Representative in Charlotte, NC to drive revenue growth at the branch. You will partner... ...expert across low-voltage security, fire, access control, video surveillance, networking, and related technologies. #J-18808-LjbffrSurveillanceSenior
$168k - $240k
...Slalom.The Role: M&A Principal/Senior PrincipalWhat You’ll Do:*... ...human business and technology consulting company that leads with outcomes... ...enterprise and mid-market companies, and 500+ public sector... ...committed to pay transparency and compliance with applicable laws. If you...SeniorTemporary workWork at officeLocal areaImmediate start- ...Senior / Lead Infrastructure Engineer & DeveloperWells Fargo is seeking an experienced... ...industry, particularly with regulatory and compliance requirements related to electronic communications archiving, retention, and surveillance, is highly desirable. Experience with...SurveillanceSenior
$30 - $35 per hour
...systems · Advanced networking/data system installs, set up and deployment · Program automation, lighting, shading, surveillance and security systems · Design, populate and wire full-sized equipment racks · Coaches, leads, trains and...SurveillanceSeniorHourly payFull timeNight shift- ...experience platforms; creative, media and marketing strategy; and campaign, content and... ...technology and intelligence. Visit us at: As a Senior Manager in Enterprise AI Value Strategy,... ...projects Minimum 10 years of high-value consulting experience, including large-scale...SeniorLive inWork at officeLocal area
$163.4k - $322.1k
Position Summary Drive strategic consulting, advisory, and delivery efforts that... ...security technology. The Physical Security Senior Manager works with client stakeholders... ..., including access control, video surveillance, visitor management, and integrated security...SurveillanceSeniorLocal areaVisa sponsorship- ...the promise driving Vanguard’s Financial Advisor Services (FAS) marketing team — and we’re building the technology engine to deliver it.... ...dots across engineering, data, and marketing to keep work moving.Consult and advise. Partner with marketers and enterprise engineering...SeniorFull time
- ...and Execution and Financial Health conditions, and present to senior leaders when status necessitates. Work closely with less experienced... ...Management Process Performance Measurement Monitoring, Surveillance, and Testing Policies, Procedures, and Guidelines Management...SurveillanceSeniorWork at officeShift workDay shift
- ...role will be in office 5 days/week. Serve as one of the primary Marketing contacts to Commercial and Corporate Banking and Commercial... ...8. Fluent in Excel and PowerPoint, preparing presentations for senior level teammates 9. Developing presentation skills and communication...SeniorFull timePart timeWork at office
- ...Chief Compliance Officer (CCO) About the Company Growing U.S. retail brokerage with direct Board access and digital asset ambitions... ...compliance strategy and emerging risks; and overseeing trade surveillance, supervision, anti-money-laundering programs, and financial-...Surveillance
- ...asset solutions. Job Statement The Compliance Officer will support key elements of... ...Responsibilities Review and approve marketing materials, advertisements,... ...assessments, monitoring activities, testing, and surveillance designed to evaluate the effectiveness...SurveillanceFull time
- ...Chief Compliance Officer (CCO) About the Company Fast-scaling... ...assets Industry Capital Markets Type Privately Held... ...and enforcement matters at a senior level. Candidates should have... ...compliance teams, ideally across surveillance, anti-money laundering, and...Surveillance
$76.84k - $128.13k
...LPL’s Liquidity & Succession is looking for an experienced Senior Marketing Consultant who is confident in being client-facing and is flexible... ...providing coaching with events and seminars.Collaborate with compliance to ensure content, brand, and messaging comply with SEC,...SeniorFull timeWork at officeWork from homeFlexible hours$110k - $120k
.../ experience Financial services experience, particularly in Market Surveillance, AML, Fraud, or Risk Technology Experience supporting regulatory... ...architecture review forums and design walkthroughs Mentor senior engineers and promote adoption of Standard framework and...SurveillanceSenior- ...Job Description Job Title: Senior Business Analyst with AWS Cloud + Load Balancer + Networking \n Location: Charlotte, NC \n... ...load balancers in alignment with stakeholder expectations and compliance standards. \n • Assess risks related to cloud connectivity, application...SeniorContract work
- ...management reporting. • Clear communication skills and the ability to explain analysis to business stakeholders. • Strong attention to detail, organization, and follow-through. • Comfortable working with senior stakeholders and handling changing priorities....SeniorFull time
$92.82k - $109.2k
...DescriptionU.S. Bancorp Asset Management’s Marketing Group is seeking a full-time Senior Marketing Specialist to serve as... ...market and multi-asset funds, consultant relations team, and other... ...closely with sales, product, legal/compliance, and other marketing partners to...SeniorFull timeWork experience placementWork at officeLocal areaRemote workFlexible hoursShift work3 days per week
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