AVP Regulatory Operations: CAT/LOPR Reporting Lead
$90k - $120kTrevose Partners
A leading bank is seeking an Assistant Vice President to join its Regulatory Operations team in New York. The role requires 2+ years of experience managing CAT or LOPR reporting processes, alongside a Bachelor's degree or equivalent. Candidates should have knowledge of financial products and a strong focus on compliance and operational controls. The position offers a competitive salary in the range of $90,000 to $120,000 annually. #J-18808-Ljbffr Trevose Partners
$250k
...influential leader for the critical new role of Non-Financial Regulatory Reporting (NFRR) Global Lead. This Managing Director will be responsible for the... ..., and driving the end-to-end execution of a new Target Operating Model (TOM). This position demands a strategic leader...OperationsRegulatoryFull timeShift work- ...Surveillance Supervisor to oversee day-to-day surveillance operations and ensure regulatory compliance in a fast-paced gaming environment. You will... ...of gaming laws and procedures, with proficiency in Microsoft Office and incident reporting. #J-18808-Ljbffr JobtailorOperationsRegulatoryWork at office
- A leading financial services technology firm is seeking a Senior Director of Private Credit... ...strategic leadership over fund accounting operations, ensuring compliance with regulatory standards, and overseeing financial reporting for private credit funds. The ideal candidate...OperationsRegulatory
- A leading global financial institution is seeking a Regulatory Reporting AVP to join its Financial Regulatory Reporting team. This position will play a critical role in... .... Coordinate with Finance, Risk, Treasury, Operations, Audit, and other stakeholders. Support regulatory...OperationsRegulatory
- ...a Fund Accounting & Financial Reporting professional to oversee the preparation... ...manage investor reporting, lead audit processes, and ensure compliance with regulatory requirements. Candidates should... ...to support financial operations. #J-18808-Ljbffr Atlantic GroupOperationsRegulatory
$90k - $120k
...Recruiter | Trevose Partners | A leading bank is seeking an... ...President to join its Regulatory Operations team, supporting U.S. regulatory reporting requirements. The role will... ...Consolidated Audit Trail (CAT) or Large Options Position Reporting (LOPR) processes, ensuring...OperationsRegulatoryFull time$199k - $235k
Actuary & AVP - Lexington Property PricingAt... ...s major insurance operating companies,... ...industry expertise to lead the Lexington Property... ...efforts with cat modeling team to ensure... ...of tools, reporting metrics and goals... ...of the business, regulatory environment, competitors...OperationsRegulatoryFull timeWork at office$91k - $140k
...TeamMizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the... ...for multiple entities under Mizuho US operations, reporting to Mizuho Americas CFO. This... ..., EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking...OperationsRegulatoryFull timeWork at officeLocal areaRemote workWorldwide2 days per week3 days per week$98.96k - $148.44k
...structuring, syndicate, settlements, and operations teams to ensure entities, documentation... ...risk and prevent recurrence.Systems, Reporting & Governance: Support deal and portfolio... ...to senior management reporting, regulatory processes, internal audits, and ongoing...OperationsRegulatoryFull timeWork at office$75k - $95k
...quality financial and investor reporting across a range of alternative... ...accounting standards and regulatory requirements. The role will collaborate... ..., finance, or investment operations. Preferred Skills &... ...: $75,000 - $95,000 AVP: $100,000 - $120,000 How...OperationsRegulatoryPermanent employmentFull timeWork at officeImmediate startFlexible hours3 days per week- Coda Search│Staffing is seeking an AVP, Expense Management for a world-class alternative asset manager in New York. Reporting to the Managing Director, you will oversee day-to-day expense operations and lead process improvements across T&E and invoice allocation workflows...Operations
$70k - $110k
Regulatory Reporting Analyst Location: New York, NY Base pay range: $70,000.00/yr - $110,000.00/yr... ...derivatives activity, including CFTC, SEC, and CAT reporting Ensure all regulatory... ...Partner closely with Technology, Operations, Compliance, and Front Office teams to...OperationsRegulatoryFull time$65k - $103k
...our team as an Associate in Operations to be responsible for the firm's daily CAT operations reporting needs and operate priorities... ...risks and/or projects in a Team Lead capacity Recognize risk... ...accuracy, and compliance to regulatory rules. Understanding of...OperationsRegulatoryFull timeTemporary work- ...business-minded attorney to join as Lead Counsel, HR Products on the... ..., and Compliance, and will report to our Assistant General... ...EOR.Partner with our Product, Operations, Business Development, Sales,... ...counseling function.Navigate complex regulatory frameworks in the U.S. and...OperationsRegulatoryWork at office3 days per week
$91k - $121k
...MUFG), one of the world’s leading financial groups. Across the... ...Allocation Associate/AVP is responsible for managing... ...allocated, monitored, and reported in compliance with regulatory requirements and internal... ...system enhancements.Maintain operating procedures and task controls...OperationsRegulatoryFull timeWork at officeLocal areaRemote workDay shift- Ares Management seeks an AVP for AIS Data Operations to ensure data accuracy, governance, and regulatory readiness across AIS systems in New York. You will validate data,... ...updates, with a focus on financial data quality and reporting excellence. #J-18808-Ljbffr aresmgmtOperationsRegulatory
- ...GigsAt Gigs, we're building the operating system for mobile services—a... ...tackling deep technical and regulatory challenges to make... ...RoleAs our Central Expansion Lead, you own how Gigs enters new... ...connectivity, 50% in-market ops) and report into Connectivity—your job is...OperationsRegulatoryWork at officeLocal areaRemote workWork from homeHome officeDay shift
- ...Transversal Underwriting & Governance Lead in the Americas Office of the... ...quarterly governance reporting, KPI tracking, risk... ...global standards and regional regulatory requirements.Participate in quarterly... ...governance practices into daily operations and strategic initiatives....OperationsRegulatoryWork at officeFlexible hours
$250k - $300k
...Management | Director, Team Lead | New YorkAbout ING: In the Americas... ..., analytics and internal reporting. You will have portfolio... ...manage all facets of the daily operations of the identified portfolio,... ...internal (CAS) and external regulatory controls and audits by providing...OperationsRegulatoryFull timeWork at officeWork from home- ...North America, and we are looking for a Lead Compliance Manager to provide senior... ...while also supporting broader Assets regulatory and operational readiness across North America. The role... ...operating processes.Lead compliance reporting to senior leadership and relevant regional...OperationsRegulatory
$107k - $161k
...have fun together.The Company operates Snapchat, a visual messaging... ...re looking for a Food Program Lead, Americas East to join the... ...preferences, requirements, and regulatory contextsManage complex projects... ...to review, analyze, and report on financial documents and pro...OperationsRegulatoryFull timeFor contractorsLive inWork at officeLocal area$153.6k - $192k
...finance teams to accelerate operations, gain real-time visibility,... ...and compliance — translating regulatory requirements into technical... ...producing documentation and leading training sessionsEvangelize... ...security visualization and reporting.Active contributions to the...OperationsRegulatoryWork at officeImmediate startRemote workWork from home- ...is seeking a Tax Compliance Manager to lead a global RO Compliance Program,... ...governance. The role partners with Tax Operations, Tax Legal and Technology to strengthen... ...experience in U.S. tax withholding and regulatory reporting, plus strong program management and executive...OperationsRegulatory
$140k - $185k
...(NYSE: CRCL) is one of the world’s leading internet financial platform companies... ...products are designed, launched, and operated in alignment with regulatory expectations and internal compliance... ...the Product Compliance team and report to the Senior Manager, Product Compliance...OperationsRegulatoryFlexible hours- Affirm is seeking a Compliance Lead, Canada, to shape the regulatory framework for Canada within our International... ...outcomes. The role covers regulatory oversight, reporting, governance, and collaboration with Product, Legal, Risk, and Operations. #J-18808-Ljbffr AffirmOperationsRegulatoryRemote job
$134k
...Credit Risk Management 2nd LOD Lead Analyst for its Getzville,... ...factoring in industry trends, regulatory standards, and internal risk... ...that enhance efficiency and operational effectiveness. Taking accountability... ...controls, monitoring, reporting, and escalation practices to...OperationsRegulatoryFull timeRemote work$42k - $90k
...procedures, policy guidelines, standards, and regulatory requirements. Responsibilities... ...Central Depositories’ respective systems. Report to supervisor of any unusual activities,... ...4 years of work experience required for AVP level. Knowledge of securities industry...OperationsRegulatoryWork experience placementWork at office- Uber is seeking a results-oriented Operations Manager for the US & Canada Rides Operations team in New York... ..., and manage multiple work streams to ensure regulatory compliance and scalable processes. You will build reporting at city and regional levels, present insights to...OperationsRegulatory
- ...diagnose, and resolve system issues, defects, and user-reported incidents. Act as a liaison between Operations, Servicing, Technology, and business stakeholders.... ...workarounds. Ensure system processes adhere to regulatory requirements. Qualifications Bachelor's Degree (...OperationsRegulatory
$140k - $185k
...CRCL) is one of the world’s leading internet financial platform companies... ..., to join its Compliance Operations team and conduct complex... ...basis and ensure compliance with regulatory expectations.Recommending... ...monitoring. Completing written report of findings, including comprehensive...OperationsRegulatoryRemote workFlexible hours
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