AVP Regulatory Operations: CAT/LOPR Reporting Lead
$90k - $120kTrevose Partners
A leading bank is seeking an Assistant Vice President to join its Regulatory Operations team in New York. The role requires 2+ years of experience managing CAT or LOPR reporting processes, alongside a Bachelor's degree or equivalent. Candidates should have knowledge of financial products and a strong focus on compliance and operational controls. The position offers a competitive salary in the range of $90,000 to $120,000 annually. #J-18808-Ljbffr Trevose Partners
$250k
...influential leader for the critical new role of Non-Financial Regulatory Reporting (NFRR) Global Lead. This Managing Director will be responsible for the... ..., and driving the end-to-end execution of a new Target Operating Model (TOM). This position demands a strategic leader...OperationsRegulatoryFull timeShift work- A leading financial services technology firm is seeking a Senior Director of Private Credit... ...strategic leadership over fund accounting operations, ensuring compliance with regulatory standards, and overseeing financial reporting for private credit funds. The ideal candidate...OperationsRegulatory
- bp, a leading energy company, is seeking a Manager - Regulatory Reporting within its gas & power trading organization to lead a team responsible for the physical... ...will partner with Legal, Compliance, Trading, Operations, Settlements, Finance, Tax, IT and Regulatory Affairs...OperationsRegulatory
$155k - $190k
OTC Derivatives Trade and Transaction Reporting Team Lead Join to apply for the OTC Derivatives... ...you will: Thorough understanding of the regulatory reporting rules & environment and... ...Derivatives Trade Reporting team in day-to-day operations and controls supporting Trade and...OperationsRegulatoryFull timeLocal areaFlexible hours$130k - $140k
...used for client performance reporting. This includes: Provide day-... ...using the reporting platforms Lead or support the coordination... ...calculations, key user workflows, and operational processes involved in end-to-... ...controls and compliance with regulatory requirements Assist with...OperationsRegulatoryLocal areaRemote workFlexible hours- ...a Fund Accounting & Financial Reporting professional to oversee the preparation... ...manage investor reporting, lead audit processes, and ensure compliance with regulatory requirements. Candidates should... ...to support financial operations. #J-18808-Ljbffr Atlantic GroupOperationsRegulatory
- Job Summary for Regulatory Reporting Consultant: BYC, NY Support remediation and control... ...regulatory reporting functions, including LOPR, EBS, SEC Rule 606, and CAT. Conduct detailed data analysis... ...(Technology, Compliance, Operations). Leverage prior experience in broker...OperationsRegulatoryFull time
$90k - $120k
...Recruiter | Trevose Partners | A leading bank is seeking an... ...President to join its Regulatory Operations team, supporting U.S. regulatory reporting requirements. The role will... ...Consolidated Audit Trail (CAT) or Large Options Position Reporting (LOPR) processes, ensuring...OperationsRegulatoryFull time$103.45k - $169.96k
TheManager,TradingOperations&Controls is responsible for leading the firm's trading operations governance, regulatory reporting, and trading control framework across both the Broker-Dealer (BD) and Registered Investment Advisor (RIA) businesses. This role oversees critical...OperationsRegulatoryFull timeH1bVisa sponsorshipWork visaFlexible hours$170k - $300k
...DESCRIPTION:The Capital Calculations and Reporting (CCR) role is a senior management... ...proposed changes to the current U.S. Basel regulatory requirements (the “Basel III and GSIB NPR... ..., Risk, Enterprise Technology and Operations.Responsibilities: Provide oversight on...OperationsRegulatoryFull time- Wedbush Securities in New York City is seeking an AVP, Compliance Control Room to oversee controls mitigating... ..., assist in policy deployment, and prepare compliance reports for management while staying current with regulatory changes. #J-18808-Ljbffr Wedbush SecuritiesRegulatory
$98.96k - $148.44k
...structuring, syndicate, settlements, and operations teams to ensure entities, documentation... ...risk and prevent recurrence.Systems, Reporting & Governance: Support deal and portfolio... ...to senior management reporting, regulatory processes, internal audits, and ongoing...OperationsRegulatoryFull timeWork at office$75k - $95k
...quality financial and investor reporting across a range of alternative... ...accounting standards and regulatory requirements. The role will collaborate... ..., finance, or investment operations. Preferred Skills &... ...: $75,000 - $95,000 AVP: $100,000 - $120,000 How...OperationsRegulatoryPermanent employmentFull timeWork at officeImmediate startFlexible hours3 days per week- Securities & Derivatives Sr Analyst (AVP) at Citi is a senior administrative role based... ..., coordinating governance, preparing reports, and managing budgets, procurement and events... ...skills, with emphasis on risk awareness, regulatory compliance, and collaboration with Site &...OperationsRegulatory
$65k - $150k
Overview The AVP on the Sanctions and Compliance Audit Team is... ...Bank) sanctions program and the regulatory compliance program.... ...other audits (AML, business, operations, technology) that may have sanctions... ...concise. Prompt, oversee and report on corrective actions...OperationsRegulatory- ...business-minded attorney to join as Lead Counsel, HR Products on the... ..., and Compliance, and will report to our Assistant General... ...EOR.Partner with our Product, Operations, Business Development, Sales,... ...counseling function.Navigate complex regulatory frameworks in the U.S. and...OperationsRegulatoryWork at office3 days per week
- ...Transversal Underwriting & Governance Lead in the Americas Office of the... ...quarterly governance reporting, KPI tracking, risk... ...global standards and regional regulatory requirements.Participate in quarterly... ...governance practices into daily operations and strategic initiatives....OperationsRegulatoryWork at officeFlexible hours
- ...Dealer environment. You will handle licensing, filings with FINRA/NFA, continuing education oversight, and regulatory reporting. Strong SRO knowledge and regulatory systems are essential for success in North American compliance operations. #J-18808-Ljbffr The Bachrach GroupOperationsRegulatory
$91k - $121k
...MUFG), one of the world’s leading financial groups. Across the... ...Allocation Associate/AVP is responsible for managing... ...allocated, monitored, and reported in compliance with regulatory requirements and internal... ...system enhancements.Maintain operating procedures and task controls...OperationsRegulatoryFull timeWork at officeLocal areaRemote workDay shift$107k - $161k
...have fun together.The Company operates Snapchat, a visual messaging... ...re looking for a Food Program Lead, Americas East to join the... ...preferences, requirements, and regulatory contextsManage complex projects... ...to review, analyze, and report on financial documents and pro...OperationsRegulatoryFull timeFor contractorsLive inWork at officeLocal area- RockWallet, a US-based fintech, is hiring a Compliance Operations Manager for testing and assurance. This remote role reports to the Chief Compliance Officer and partners with Product, Engineering, and Audit to ensure regulatory compliance in self-testing and monitoring...OperationsRegulatoryRemote job
- ...North America, and we are looking for a Lead Compliance Manager to provide senior... ...while also supporting broader Assets regulatory and operational readiness across North America. The role... ...operating processes.Lead compliance reporting to senior leadership and relevant regional...OperationsRegulatory
$170k - $190k
...seeking a Procurement Relations Lead to join our team.This is a U.... ...long-term partnerships. Reporting to the Head of Business Strategy... ..., client ESG priorities, and regulatory requirements across the... ...regions, including some of our UK operations, have office-based requirements...OperationsRegulatoryWork experience placementWork at officeLocal areaRemote work2 days per week- ...international bank. They seek an AVP Compliance Officer to... ...of compliance testing, regulatory oversight, risk... ...procedures, management reporting, and compliance-related... ...oriented, and comfortable operating independently while... ...teams. Responsibilities Lead and maintain the...OperationsRegulatoryWork at office
- ...business-minded attorney to join as Lead Counsel, HR Products on the... ..., and Compliance, and will report to our Assistant General... ...Partner with our Product, Operations, Business Development, Sales,... ...function. Navigate complex regulatory frameworks in the U.S. and abroad...OperationsRegulatoryWork at office3 days per week
- ...support deal setup, covenant monitoring, and regulatory readiness across the global corporate... ...You will work closely with Credit teams, Operations, and external banks to ensure accurate, timely compliance processes and reporting. The role offers a competitive base salary...OperationsRegulatory
- ...seeking a Government Programs Enrollment Manager to lead Medicare enrollment and eligibility operations within the EGWP line. The role ensures timely,... ...this position drives program build, testing, and regulatory reporting with cross-functional collaboration. #J-18808-Ljbffr...OperationsRegulatory
$42k - $150k
...and prepare aggregated TPRM reports on risk data and analysis. Responsibilities... ...that aligns with the Operational Risk Framework Conduct... ...industry tools, trends, and regulatory requirements Work with other... ...service industry is required for AVP level Minimum 5 years of...OperationsRegulatoryWork experience placement$158.31k - $193.49k
...Revenue Cycle Advisory and Solution Engineering Team Lead reports to the PMI Healthcare Head and operates as a player/coach responsible for leading a team of... ...revenue cycle innovation. Monitor industry trends, regulatory developments, technology advancements, and emerging...OperationsRegulatoryFull timeLocal area$140k - $185k
...CRCL) is one of the world’s leading internet financial platform companies... ..., to join its Compliance Operations team and conduct complex... ...basis and ensure compliance with regulatory expectations.Recommending... ...monitoring. Completing written report of findings, including comprehensive...OperationsRegulatoryRemote workFlexible hours
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