AVP Regulatory Operations: CAT/LOPR Reporting Lead
$90k - $120kTrevose Partners
A leading bank is seeking an Assistant Vice President to join its Regulatory Operations team in New York. The role requires 2+ years of experience managing CAT or LOPR reporting processes, alongside a Bachelor's degree or equivalent. Candidates should have knowledge of financial products and a strong focus on compliance and operational controls. The position offers a competitive salary in the range of $90,000 to $120,000 annually. #J-18808-Ljbffr Trevose Partners
- Wealth Regulatory Reporting Operations AVP Apply (opens in new window) Job Req Id: 26962893 Location(s): Pune, Maharashtra, India Job Type: On-Site/Resident Posted: May. 18, 2026 Discover your future at Citi Working at Citi is far more than just a job. A career with us...OperationsRegulatoryFull time
- A leading financial services technology firm is seeking a Senior Director of Private Credit... ...strategic leadership over fund accounting operations, ensuring compliance with regulatory standards, and overseeing financial reporting for private credit funds. The ideal candidate...OperationsRegulatory
- ...Financial Services Company is looking for an AVP/Banking Reg Reporting Specialist. Job Description Assist... ...of all federal, state, and other regulatory reports. The primary reports include:... ...Finance Project Office, and Business Operations teams. Qualifications Minimum 4-7...OperationsRegulatoryWork at office
$155k - $190k
OTC Derivatives Trade and Transaction Reporting Team Lead Join to apply for the OTC Derivatives... ...you will: Thorough understanding of the regulatory reporting rules & environment and... ...Derivatives Trade Reporting team in day-to-day operations and controls supporting Trade and...OperationsRegulatoryFull timeLocal areaFlexible hours- Non-Financial Regulatory Reporting Global Lead Citi’s COO Corporate Shared Services organization is seeking a visionary and highly influential leader... ..., and driving the end‑to‑end execution of a new Target Operating Model (TOM). The position demands a strategic leader...OperationsRegulatoryShift work
- A leading global financial institution is seeking a Regulatory Reporting AVP to join its Financial Regulatory Reporting team. This position will play a critical role in... .... Coordinate with Finance, Risk, Treasury, Operations, Audit, and other stakeholders. Support regulatory...OperationsRegulatory
- Wealth Regulatory Reporting Operations Lead Apply (opens in new window) Job Req Id: 26962892 Location(s): Pune, Maharashtra, India Job Type: On-Site/Resident... ...full people management responsibility for a team of VPs, AVPs, Officers, and Analysts, including performance management...OperationsRegulatoryFull time
- SVP - Wealth Operations, Non-Financial Regulatory Reporting Apply (opens in new window) Job Req Id: 26955079 Location... ...completeness across key reporting domains: CAT, Rule 606/605, N‑PX, TRACE, MSRB G‑... ...Excellence & Risk Management: Lead the end-to-end execution of all non...OperationsRegulatoryFull time
$165k - $185k
...- General Inspection / Audit Job title VP Lead Auditor - Financial Controls and Regulatory Reporting Contract type Permanent Contract Job summary... ...related control environment for its design and operating effectiveness Review and challenge the...OperationsRegulatoryPermanent employmentContract workLocal areaImmediate start- ...a Fund Accounting & Financial Reporting professional to oversee the preparation... ...manage investor reporting, lead audit processes, and ensure compliance with regulatory requirements. Candidates should... ...to support financial operations. #J-18808-Ljbffr Atlantic GroupOperationsRegulatory
- Job Summary for Regulatory Reporting Consultant: BYC, NY Support remediation and control... ...regulatory reporting functions, including LOPR, EBS, SEC Rule 606, and CAT. Conduct detailed data analysis... ...(Technology, Compliance, Operations). Leverage prior experience in broker...OperationsRegulatoryFull time
$90k - $120k
...Recruiter | Trevose Partners | A leading bank is seeking an... ...President to join its Regulatory Operations team, supporting U.S. regulatory reporting requirements. The role will... ...Consolidated Audit Trail (CAT) or Large Options Position Reporting (LOPR) processes, ensuring...OperationsRegulatoryFull time- Associate Director, Group Lead, Data Management Reporting and Analytics Locations: United States - New... ...to achieve objectives and oversee operational activities to support the division'... ...Contract Research Organization (CRO), or Regulatory Agency Proven ability to manage...OperationsRegulatoryPermanent employmentContract workLocal areaWorldwideRelocation package
$199k - $235k
Actuary & AVP - Lexington Property PricingAt... ...s major insurance operating companies,... ...industry expertise to lead the Lexington Property... ...efforts with cat modeling team to ensure... ...of tools, reporting metrics and goals... ...of the business, regulatory environment, competitors...OperationsRegulatoryWork at office$125k - $225k
Overview Senior Liquidity Regulatory Reporting Leader (VP-Director Level) — global financial institution seeks... .... Responsibilities IHC Liquidity Reporting Lead - Oversee FR2052a and LCR reporting for U.S. holding company operations, with direct impact on stress testing and...OperationsRegulatoryLocal area$152k - $242k
...portfolio including product design, regulatory compliance, and system... ...with enterprise strategy. Leads policy form development, maintenance... ..., growth and/or operational efficiencies for a product line... ...additional duties as assigned. Reporting Relationship VP and above...OperationsRegulatoryWork experience placementWork at office- ...Group is seeking a Director, Security Reporting and Metrics to lead a new team in Security Governance... ...and metrics to enhance cybersecurity operations. The candidate will drive innovation... ...strong focus on risk management and regulatory compliance. A generous compensation...OperationsRegulatory
$70k - $110k
...Regulatory Reporting Analyst Location: New York, NY Base pay range: $70,000.00/yr - $110,000.00/yr... ...derivatives activity, including CFTC, SEC, and CAT reporting Ensure all regulatory... ...discrepancies Partner closely with Technology, Operations, Compliance, and Front Office teams to...OperationsRegulatoryFull time$75k - $95k
...quality financial and investor reporting across a range of alternative... ...accounting standards and regulatory requirements. The role will collaborate... ..., finance, or investment operations. Preferred Skills &... ...: $75,000 - $95,000 AVP: $100,000 - $120,000 How...OperationsRegulatoryPermanent employmentFull timeWork at officeImmediate startFlexible hours3 days per week- Linium Resources, a large international financial services company, is seeking an AVP/Banking Reg Reporting Specialist in New York. The role involves preparing and reviewing diverse regulatory reports, including Call Reports and FRY Reports, while liaising with internal...Regulatory
$42k - $150k
...and prepare aggregated TPRM reports on risk data and analysis.... ...controls that aligns with the Operational Risk Framework Conduct periodic... ...industry tools, trends, and regulatory requirements Work with... ...service industry is required for AVP level. Minimum 5 years of...OperationsRegulatoryWork experience placement- A global financial services firm in New York is seeking an AVP - Securities Regulatory Reporting professional. This role focuses on preparing regulatory reports and ensuring compliance with securities regulations. Candidates should have a strong accounting or finance background...Regulatory
$110k
...Specialist - Compliance AVP, where you will play a... ...employees meet regulatory registration requirements... ...requirements and regulatory reporting Knowledge of broker-... ..., compliance operations, broker-dealer compliance... ...business divisions. Lead a team performing complex...OperationsRegulatoryHourly pay- ...employees’ growth and success. As a leading global financial services... ..., partnering with business, operations, and functional stakeholders... ..., effective, and aligned to regulatory expectations, internal... ...Reviews risk and control reporting for accuracy, completeness,...OperationsRegulatoryWork experience placementWorldwide
- ...North America, and we are looking for a Lead Compliance Manager to provide senior... ...while also supporting broader Assets regulatory and operational readiness across North America. The role... ...processes. Lead compliance reporting to senior leadership and relevant regional...OperationsRegulatory
$120k - $150k
Title: AVP, Origination & Execution (Wholesale Corporates... ...credit standards and regulatory requirements. The role... ...matters. Partner with lead banks and market... ...compliance, financial reporting requirements, and... ...closely with internal operations and loan support teams...OperationsRegulatory- ...Services seeks to hire a Site Lead for the USAF ACC Primary... ...Range in GA to oversee daily operations and site personnel, as well as... ...maintaining strict safety and regulatory compliance standards. Key Responsibilities... ...are met or exceeded. Prepare reports, briefings, and documentation...OperationsRegulatoryContract workFor contractors
$130k - $150k
Piermont-Bank is seeking an AML/BSA Operations Manager to oversee compliance and operational components of BSA and AML programs.... ...with responsibilities including transaction monitoring and regulatory reporting. The ideal candidate will have a background in finance or criminal...OperationsRegulatory- ...diagnose, and resolve system issues, defects, and user-reported incidents. Act as a liaison between Operations, Servicing, Technology, and business stakeholders.... ...workarounds. Ensure system processes adhere to regulatory requirements. Qualifications Bachelor's Degree (...OperationsRegulatory
$42k - $150k
...procedures, policy guidelines, standards, and regulatory requirements. Responsibilities... ...Central Depositories’ respective systems. Report to supervisor of any unusual activities,... ...4 years of work experience required for AVP level. Knowledge of securities industry...OperationsRegulatoryWork experience placementWork at office
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