VP, Investor Onboarding & Regulatory Review
iCapital
iCapital is seeking an Investor Onboarding and Regulatory Review VP to join its Regulatory and Compliance team in New York. The role focuses on reviewing investor subscription materials for private and registered funds to ensure completeness and compliance with the Investment Company Act and related laws, while liaising with fund sponsors and investment relation teams. The position demands 8–15+ years in alternatives, strong document- and project-management skills, and the ability to thrive in a #J-18808-Ljbffr
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the VP, Investor Onboarding & Regulatory Review in New York, NY vacancy
$155k - $185k
...About The Role iCapital is looking for a Investor Onboarding and Regulatory Review VP to join its Regulatory and Compliance team to review investor subscription materials submitted in relation to investments in private and registered funds. The candidate will be responsible...RegulatoryFull timeWork at officeRemote workiCapital
New York, NY5 days ago- ..., NYC, San Antonio Position Summary The Vice President, Investor Relations is responsible for defining, developing, and executing... ...provide actionable recommendations to senior leadership. Regulatory & Cross-Functional Partnership Partner with Finance, Legal,...RegulatoryFull time
Webhosting
New York, NY14 hours ago - ...d-Matrix seeks a VP of Investor Relations to build the IR function from the ground up, partnering with the CEO, CFO, and executive team.... ...and coordinate with Finance, Legal, and outside counsel to support future IPO readiness and regulatory disclosures. #J-18808-LjbffrRegulatory
D-Matrix Corp.
New York, NY1 day ago $190k - $210k
...and Oaktree to private wealth investors, in partnership with their... ...private wealth channel. The VP, Investor Relations – Perpetual... ...agency functions, and regulatory requirements ~ Experience working... ...specialists Strategically review fund-specific marketing...RegulatoryTemporary workLocal areaWorldwideFlexible hoursBrookfield
New York, NY14 hours ago- ...VP, Investor RelationsOur client has an opening for a highly intelligent, motivated, and detail-oriented VP, Investor Relations, to join... ...earnings materials, manage analyst relationships, and ensure regulatory compliance to maintain investor confidence.Develop and...Regulatory
Bestheadhunters.com
New York, NY4 days ago $50k - $75k
...the Role We're hiring an Investor Services Associate at our... ...) items. You'll also keep onboarding and communication records... ...from firm templates. The VP of Operations reviews it before it goes out. •... ...Escalate possible complaints or regulatory matters to the VP of...RegulatoryFull timeInternshipWork at officeTemplum
New York, NY3 days ago- ...Job Title: Director, Investor Services Location: New York, NY... ...aspects of investor communication, onboarding, reporting, and inquiry... ...efficiency, and adherence to regulatory requirements and service level... ...diligence, subscription document review, and system setup....RegulatoryFull timeWork at office
SS&C Technologies
New York, NY4 days ago $176.72k - $265.08k
Investor Services Technology - Data Solutions Senior Vice President Job Req Id: 26973631... ...role. The successful candidate will write, review, and validate architecture artifacts,... ...lineage across IS platforms — ensuring regulatory auditability, data quality SLAs, and compliance...RegulatoryFull timeContract work$140k - $180k
...Options and Futures products.The VP Compliance role oversees a... ..., guidance and expertise on regulatory requirements and assisting business... ...matters requiring additional review, escalation, and liaise with... ...will provide training and onboarding sessions to ensure that you’...RegulatoryFull timeLocal areaWork from homeFlexible hoursTD Bank
New York, NY1 day ago- ...Job Title: Director of Investor Relations Company: Sankhara Location... ..., and monitoring market and regulatory developments relevant to... ...materials. Assisting with investor onboarding, AML/KYC, and other... ...making. Experience drafting and reviewing press releases and other...RegulatoryFull time
Sankhara
New York, NY3 days ago - ...VP, Customer Success (Enterprise Data & SaaS) New York, United... ...is the leading provider of regulatory intelligence, including research... ...customer lifecycle—from onboarding and adoption to renewals and... ...save" plays. Executive Business Reviews (EBRs) ROI Storytelling: Translate...RegulatoryImmediate start
EnerKnol
New York, NY1 day ago $250k - $360k
...executive to join our Legal team as VP, Legal – Consumer Financial... ...of experienced product and regulatory lawyers supporting PayPal’s... ...workflows, accelerate reviews, and enhance team efficiency.... ...interviews, background checks, or onboarding. When making an application directly...RegulatoryFull timeFixed term contractWork at officeLocal areaImmediate startFlexible hoursPayPal
New York, NY5 days ago$80k - $100k
...Analyst will be a member of the Investor Services / Investor... ...Key ResponsibilitiesInvestor Onboarding & ServicingSupport investor onboarding, including the review and coordination of subscription... ...agreements, AML/KYC, tax and regulatory documentation.Capture and maintain...RegulatoryWork experience placementWork at officeLocal areaBayview Asset Management
New York, NY1 day ago- ...Investment Bank (CIB) Appraisal team, you administer the appraisal review process for complex commercial and multifamily properties.Job... ...'s minimum appraisal and evaluation standards and appropriate regulatory guidelinesRequired Qualifications, Capabilities and SkillsState...RegulatoryWork experience placementWork at office
Chase
New York, NY5 days ago $220k
...policies, guide claims assessment, and ensure regulatory compliance. Our medical team currently... ...President and Chief Medical Officer. Train and onboard Associate Medical Directors new to insurance medicine Perform 2nd sign reviews on Jumbo Life cases Collaborate with the CV...RegulatoryTemporary workWork at officeNorthwestern Mutual
New York, NY5 days ago$96k - $210k
...Wealth ManagementThe VP, Private Wealth Management... ...spanning multiple Investor Center markets.The VP,... ...acquisition, hiring, onboarding, coaching, and performance... ...regular performance reviews and practice reviewsFoster... ...compliance with regulatory requirements, perform...RegulatoryFull timeFidelity Investments
New York, NY4 days ago$198k - $225k
...VP, Senior Medical DirectorThe VP, Senior Medical Director is... ...medical meetings, and assist the "onboarding" process for new team members... ...agency departments and review work for scientific accuracy... ...relationships with leading marketing, regulatory, medical, and clinical...RegulatoryWork experience placementVOX Global
New York, NY3 days ago- ...initiatives. The Vice President (VP) collaborates closely with the... ...federal, state, and local regulatory requirements. Additionally, the... ...Talent Acquisition to recruit, onboard, and retain qualified nursing... ...For further information, please review the Know Your Rights notice...RegulatoryWork at officeLocal area
$170k - $290k
...Purpose We are looking for a VP, Senior Cloud Data Architect... ...workloads, AI / advanced analytics, regulatory needs, and superior user... ..., status reporting, roadmap reviews, and decision‑making forums to... ...fingerprints as part of the onboarding process You must be able to satisfy...RegulatoryWork experience placementWork from homeVisa sponsorshipWork visaMonday to FridaySynchrony
New York, NY1 day ago$178k - $215k
...Crime Prevention Americas | VP, Head of Monitoring and Screening... ...framework operates within regulatory expectations and is supported... ...The FCP team is crucial in the onboarding of new customers and plays a... ...audits, and independent reviews. Drive governance around data...RegulatoryWork at officeLocal areaWork from homeING Americas
New York, NY4 days ago- ...Best Forex Bonus in New York seeks a seasoned Onboarding Compliance Specialist to lead the FCM... ...onboarding process, ensuring alignment with regulatory requirements and internal controls. You will perform thorough KYC reviews, complete due diligence, and escalate AML/KYC...Regulatory
Best Forex Bonus
New York, NY3 days ago - ...VP, Compliance – ETFs & ‘40 Act Registered Funds A fast-growing global Fin-Tech wealth... ...is a hands-on, visible role, provindg regulatory & compliance advisory coverage on ETFs &... ...investment strategies and on disclosures Review marketing materials to make sure...RegulatoryFull time
Howard-Sloan Search
New York, NY2 days ago - ...monitoring compliance with fund governing documents. Advise on regulatory developments affecting ETFs, including derivatives, valuation,... ..., operations, investment strategies, and disclosures. Review fund marketing materials for consistency with fund disclosures,...RegulatoryFull time
Atlas Search
New York, NY2 days ago - ...managers. Participate in manager meetings, industry events, investor gatherings, and other relevant forums as a representative of the... ...complex information into actionable insights. Build and review fund-level analysis, performance reporting, financial models, and...Full time
Partnership Employment
New York, NY2 days ago $150k - $175k
...within risk appetite in compliance with regulatory requirements, Bank policies, and risk appetite... ...Control require sufficient expertise to review and assess whether the Business is... ...OnboardingWe will provide training and onboarding sessions to ensure that you’ve got everything...RegulatoryFull timeTemporary workWork experience placementLocal areaWork from homeFlexible hoursTD Bank
New York, NY3 days ago- ...Quant Model Risk Vice President in the Model Risk Governance and Review team, you will be responsible for assessing and mitigating the... ...reports.Knowledge of financial products / markets and regulatory requirements.Risk- and control-oriented mindset: ability to ask...Regulatory
Chase
New York, NY1 day ago $125k - $250k
...Wealth Solutions and Private Bank Training, Onboarding and Development Vice President will lead... ...where business models, client segments, regulatory considerations or product complexity... ...Private Bank businesses, tools and workflows.Review and inventory current training content,...RegulatoryFull timeTemporary workPart timeWork at officeGoldman Sachs
New York, NY3 days ago- ...all aspects of the FCM client onboarding process to ensure full compliance with regulatory requirements and internal control... ...regulations. Perform detailed reviews of onboarding documentation to... ...encountering substantial losses for non-professional investors. #J-18808-LjbffrRegulatory
Best Forex Bonus
New York, NY4 days ago - ...market private credit investment firm with a strong institutional investor base and a growing platform. The firm is expanding its... ...on LP diligence and fundraising-related requests Manage LP onboarding and closing processes alongside internal teams, administrators...Full timeSummer workWork at officeWork from home
Alternative Asset Manager
New York, NY4 days ago - ...Vice President, Investor Relations & Treasury About the Company A leading global, publicly traded technology company providing... ...optimization, and risk management, and ensuring compliance with regulatory and disclosure requirements. Applicants must have a minimum of...Regulatory
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Investor Onboarding & Regulatory Review. Be the first to apply!
Related searches
- senior associate vice president New York, NY
- vp hr New York, NY
- vp relationship manager New York, NY
- vp of product (remote) New York, NY
- vice president of quality New York, NY
- vice president facilities New York, NY
- investment banking vice president New York, NY
- vice president education New York, NY
- vice president of environmental health and safety New York, NY
- vice president manufacturing New York, NY