Senior Lead Developer — Compliance & Surveillance Tech
TD
TD is seeking a Lead Developer in New York to design, develop, and maintain scalable development frameworks enabling vendor and internal solutions for Compliance, Surveillance and Supervision. The role emphasizes Java microservices, data modeling, and stream processing within the financial services industry. Ideal candidates bring hands-on backend experience, leadership, and a track record delivering complex integration projects across asset classes. #J-18808-Ljbffr TD
- iRhythm Technologies, Inc. is seeking a Senior Regulatory Affairs Specialist to lead global regulatory strategies for medical devices... ...with authorities, ensure lifecycle compliance, and contribute to post-market surveillance. 3 years of experience and knowledge of major...SurveillanceSeniorRemote job
- ...SteelEye is on a mission to transform financial compliance with cutting-edge technology. We’re looking for a Senior Pre-Sales Specialist to help us drive client... ...and shape the future of trade and communications surveillance . What We’re Looking For: Expertise in SEC, CFTC...SurveillanceSeniorFull time
$89k - $105k
...conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance... ...documenting best practices and procedures, creating surveillance tools, responding to regulatory requests and required filings...SurveillanceSeniorWork at officeFlexible hoursShift work3 days per week- ...tomorrow by providing cutting-edge trade surveillance technology that protects investors,... ...enhances transparency, and ensures regulatory compliance across traditional financial assets,... ...With over 20 years of experience in developing Wall Street-grade FinTech, our team delivers...SurveillanceSeniorRemote workWorldwide
$115k - $185k
Senior Regulatory Affairs Specialist (Senior IC or Manager) Lexington... ...Affairs professional to lead global medical device submissions... ...Support ongoing regulatory compliance activities, including change... ...experience with post‑market surveillance, including complaint handling...SurveillanceSeniorFull timeLocal areaRemote workFlexible hours$116.88k - $148.13k
...levels including Consultant/ Senior Consultant, Business Consulting - Compliance & Risk. You will be part... ...analysis, applied AI, tech strategy, program and... ...clients. You will also lead / contribute to sales pursuits... ...Monitoring, Trade Surveillance.Compliance: Regulatory impact...SurveillanceSeniorFull timeContract workTemporary workWork at officeLocal area$125k - $175k
Purpose of Role Marex is recruiting a Surveillance Compliance Officer to join the team at our New York office. The role focuses on Trade Surveillance... ...working for a regulated exchange or regulator. Experience developing strategic Artificial Intelligent solutions for...SurveillanceSeniorWork at office- TD Bank Group is seeking a VP, Compliance & Surveillance Technology Lead Developer in New York. The role centers on designing and maintaining scalable, secure application development frameworks to support compliance, surveillance, and supervision initiatives. You will lead...Surveillance
- Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalauré...SurveillanceSeniorRemote job
- ...division. We are looking for a Senior Credit Risk Analyst who lives... ...strategies in a hyper‑growth tech startup, this seat is for you.... ...Portfolio Leadership: Act as the lead credit analytics owner for the... ...bands. Credit Monitoring & Surveillance: Maintain constant surveillance...SurveillanceSeniorWork at officeRemote work
$200k - $250k
...seeking a proactive and detail-oriented Compliance Software Engineer to join our dynamic team. You will be responsible for developing, implementing, and maintaining innovative... ...Nice to have Experience with compliance/surveillance platforms or financial‑regulation...SurveillanceSeniorFor contractors- SGS Société Générale de Surveillance SA is seeking a Compliance Advisory Officer in New York City. This role involves providing compliance coverage for the Insurance Solutions business and requires strong regulatory advice and guidance experiences. Key requirements include...SurveillanceSenior
- ...to join NYSE Regulation and support the Surveillance and Investigations team in regulatory... ...with SEC, FINRA and other regulators to develop guidance, analyze investigations, and oversee... ...regulatory functions while ensuring compliance with applicable securities laws and...SurveillanceSenior
- Mercer Advisors seeks a detailed M&A Senior Compliance Analyst to support compliance activities for firms acquired by Mercer Advisors. The role emphasizes risk assessment, surveillance systems, and audits to ensure adherence to securities laws and internal policies. The...SurveillanceSeniorRemote job
- Capital One is seeking a Senior Associate Risk Specialist to support eComm Surveillance Population Management in New York, NY. You will act as the operational backbone for population governance, onboarding and offboarding orchestration, and system provisioning to ensure...SurveillanceSenior
- Chicago Trading Company (CTC) is seeking a Compliance Officer to support global compliance operations, focusing on surveillance for securities and futures with a strong emphasis on risk assessment and process improvement. The role reports to the Chief Compliance Officer...SurveillanceSenior
- ...About the RolePolymarket is looking for a Senior Data Scientist / Analyst, Risk to find... .... You'll work closely with product and compliance, sitting between the data and the... ...forensics(Plus) Experience with trade surveillance, market manipulation detection, or AML(...SurveillanceSenior
- Capital One is seeking a Sr Manager, Product Management for Corporate Surveillance to lead the product lifecycle of eComms surveillance tools (email, chat, voice) and ensure robust detection of market abuse and conduct risk. You will partner with legal and risk teams,...SurveillanceSenior
- Obsidian is seeking experienced Trade Surveillance Experts to support the development and evaluation of advanced AI systems for markets compliance and detection of market abuse. In this role, you will leverage your expertise in trade surveillance and regulatory compliance...SurveillanceSenior
$175.5k - $215k
## VP, Compliance & Surveillance Technology Lead DeveloperApplyremote type: On Sitelocations: New York, New Yorktime type: Full timeposted on: Posted... ...Description:**Preferred Qualifications**Summary**:The Lead Developer role is a hands-on role focused on designing,...SurveillanceWork at office$190k - $225k
...RoleiCapital is looking to hire a Senior Vice President to join the... ...Dealer and Distribution Compliance team within the Regulatory and... ..., including supervision, surveillance, investigations, regulatory... ...action plans.Monitor regulatory developments impacting broker dealer...SurveillanceSeniorFull timeWork at officeRemote work$150k - $220k
...Ratings Analyst - Director/ Senior Director (NY)Department: REITEmployment... ...for initial ratings and surveillance of corporate-level unsecured... ...and financing strategies.Lead rating committee presentations... ...facilities and monitor covenant compliance. Maintain peer group...SurveillanceSeniorFull timeTemporary workLocal areaFlexible hours- Marex is hiring a Surveillance Compliance Officer for its New York office. The role focuses on Trade Surveillance, E-communications and Voice review across US BD and FCM lines, with exposure to multiple asset classes and venues. You will contribute to the ongoing improvement...SurveillanceSeniorWork at office
$142.32k - $213.48k
...ProfessionalCompany: CitiOverview of Citi:Citi, the leading global bank, has approximately 200... ...with a mission that rivals any large tech company. Our technology solutions are... ...together.Overview of the Role:This senior lead developer role is within a global application development...SeniorFull time$175k
Reference: 13578Senior Compliance Officer, Investec... ...differently. We're a leading international bank and... ...a trusted advisor to senior stakeholders, delivering... ...emerging regulatory developments.Assist the Firm's... ...Advisory, Control Room, Surveillance, IT, Operations, Research...SurveillanceSeniorFull timeWork at officeRemote work- Growing clearing broker dealer is seeking an experienced Senior Compliance Officer to support the firm's compliance program... ..., market structure changes, and regulatory developments. Support trade surveillance, algorithmic trading governance, best execution, and...SurveillanceSenior
- ...Compliance Associate (New York, NY): Our client, the... ...critical roles in this developing this compliance... ...compliance testing and surveillance program, as well as prepare... ...Reference #2979397 Seniority level Seniority level... ...Specialist - Leading Global Hedge Fund - $...SurveillanceSeniorFull time
- Compliance Officer | SEC Registered Investment Adviser / Hedge Fund Platform... ...and risk identification Lead core compliance activities... ...registration, and employee training Develop, implement, and maintain... ...as wall crossings, trade surveillance, and monitoring activities Prepare...SurveillanceSenior
- ...motivated individual to join our team as a Senior Compliance Officer. In this role, the individual... ..., manage regulatory risk, support surveillance and control frameworks, and contribute... ...inquiries and requests for information. Develop and maintain relationships with senior...SurveillanceSenior
- ...Senior Technical Business Analyst Location: Manhattan... ...controls and surveillance capabilities to enhance... ...supports the Risk and Compliance divisions with tools and... ...would be working with developers who are relatively junior... ...delays to the program lead. Provide post...SurveillanceSeniorWork experience placement
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