Conflicts & Compliance Analyst
Ropes & Gray LLP
Ropes & Gray seeks a Conflicts Analyst to support the firm's Office of General Counsel by performing conflict of interest research, reporting, and waiver drafting for new matters and lateral hires. The role requires handling confidential information with discretion and coordinating with attorneys and staff. You will conduct corporate research, build conflict matrices, generate reports, and assist with waivers and engagement letters. #J-18808-Ljbffr Ropes & Gray LLP
- ...Ropes & Gray seeks a Conflicts Analyst to support the firm's Office of General Counsel by performing conflict of interest research, reporting, and waiver drafting for new matters and lateral hires. The role requires handling confidential information with discretion and...SuggestedWork at office
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- GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to... ...and pressured environment Demonstrates the ability to resolve conflict, deal with confrontation, and remain calm under pressure Proactive...SuggestedWork experience placementFlexible hours
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- Reg Compliance Analyst Job Description Professional position responsible for supporting important regulatory compliance functions on the Regulatory... ...and a commitment to maintaining program integrity. Conflict of Interest (COI) Policy Liaison Support — Plays a key role...SuggestedWork at office
- BBVA USA in New York is seeking a Compliance professional to manage BBVA CIB US’s Control Room and Registration programs, implementing... ...risks including insider trading, MNPI, information barriers, and conflicts of interest. You will partner with Compliance, Legal,...
$111.41k - $189.74k
...: Overview: COMPLIANCE CONFLICT OF INTEREST MANAGER WHAT IS THE OPPORTUNITY? This position is responsible for fiduciary analysis, monitoring, analyzing, and escalating matters of regulatory or legal initiatives, requirements, issues or concerns related to Conflicts of...Work at office- ...associates, please click here . Overview The Montefiore Health System Conflict of Interest Manager will play a key role in the management of... ...The COI Manager will work with Health System Compliance and member hospital Compliance and leadership staff to synchronize...
- Compliance-Global Banking & Markets Public Compliance - FICC-New York-Analyst New York, NY, United States Job Description GLOBAL COMPLIANCE Our division prevents, detects... ...Demonstrates the ability to resolve conflict, deal with confrontation, and remain calm under...Full timeWork experience placementFlexible hours
- ...thinking, and a commitment to innovation to help clear the way for millions of Americans to achieve more.About the RoleHappen Bank’s Compliance Team is looking for an experienced compliance data analytics professional to join the team. In this role, you will be responsible...Full timeWork at officeLocal areaRemote workRelocationFlexible hours
$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional... ...function, with a primary focus on the management of conflicts of interest and on information barriers. The CO will be reporting...Full timeLocal area$70k - $160k
Compliance Analyst - Control RoomAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both...$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory... ...Trusts, and Mutual Funds;> A thorough understanding of conflicts of interest and business practices typically associated with a...Temporary workWork experience placement$70k - $145k
Compliance AnalystAbout Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both independence...- ...Description We are looking for a detail-oriented Paralegal and Compliance Analyst to support legal operations and compliance activities in New... ...and records, reviewing disclosures, and tracking potential conflicts of interest and personal investment activity. •...Contract work
- Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently... ....Provide guidance and ensure adherence to market conduct, conflicts clearance and information barrier requirements across all relevant...Full timeWork at officeRemote work
$89k - $105k
...service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of... ...and record, establish proper information barriers, and identify conflicts of interest.Foster a culture of professionalism, client advocacy...Work at officeFlexible hoursShift work3 days per week$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ....Monitor compliance with fund investment restrictions, conflicts of interest policies, valuation procedures, and side letter obligations...Full timeLocal area3 days per week$130k
A leading legal staffing agency is seeking a Conflicts Manager to lead the conflicts team and manage potential conflicts of interest across all practice areas. The ideal candidate will have a Bachelor's degree and at least 5 years of conflicts management experience in a...Remote jobFull time- ...Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We're looking for experienced GRC professionals to help evaluate and improve AI systems being trained on real-world security, compliance, and risk scenarios. Your practitioner knowledge...Hourly payOngoing contractContract workFreelanceRemote workFlexible hours
$75 - $100 per hour
...Join a leading global investment bank as a Regulatory Business Analyst, driving critical AxiomSL regulatory reporting initiatives... ...Knowledge of data governance, reporting controls, and regulatory compliance practices. Job Offer Why Apply? Competitive hourly rate of $75...Hourly payPermanent employmentFull timeContract workLocal areaWorldwide3 days per week- ...Davidprotein is seeking a detail-oriented Regulatory Document Analyst to join our Quality team in New York City. You will manage supplier documentation and support cross-functional approvals to keep products market-ready. The ideal candidate thrives on accuracy, communicates...
$65k - $80k
...be valued and empowered, then we invite you to apply to our Conflicts Analyst position. This position offers a flexible, hybrid working arrangement... ...a bachelor’s degree or equivalent Must have some legal, compliance or research experience 1‑3 years experience working in a...Full timeWork at officeFlexible hours$25 - $35 per hour
...Engage Partners Inc. A law firm is seeking a New Business Conflicts Clearance Analyst to join the team. This position will be based in our New... ...check with the requesting lawyer or secretary to ensure compliance with firm policies and legal standards. Conducts corporate...Full timeWork at officeRemote workMonday to FridayShift workAfternoon shiftWeekday work- ...legal matters. Position Summary Process any incoming request for conflict search, matter processing, KYC and research with a dedicated... ...needed for each type of request Collaborate with Senior Conflicts Analyst Conduct mentoring of junior team members Qualifications...Work experience placementWork at office
$175k - $215k
...The Lateral Conflicts Attorney is responsible for supporting one of the firm's critical risk management functions. The role facilitates all aspects of the conflicts process involved in the hiring of attorneys and other legal personnel firm‑wide by resolving conflicts of...Visa sponsorshipWork visa- ...Regulatory Compliance Analyst The Regulatory Compliance Analyst will be responsible for monitoring and ensuring Gambling News' compliance with relevant laws and regulations in the U.S. prediction markets sector. About Gambling News Gambling News is a leading provider...
- ...A technology services firm located in Pennsylvania is looking for a Project Compliance Analyst to handle compliance data analysis, track deliverables, and support project initiatives. The ideal candidate should have experience in compliance or data analysis in fast-paced...
- ...Citi is seeking a Regulatory Analyst - APAC Shift to support Reference Data Services. The role develops professional expertise in monitoring, analyzing, and evaluating data and policies related to disclosures and regulatory filings. You will prepare DOI disclosures, maintain...Shift work
$34.09 - $53.18 per hour
...Piper is a place you can engage in meaningful work and grow your career. Let’s see what we can achieve. Together. Summary The Conflicts Analyst, working in collaboration with and in support of the firm’s strategic initiatives, supports the firm’s critical risk management...Hourly payWork at officeRemote workRelocationVisa sponsorshipRelocation package
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