Global Trading Compliance Lead (SEC/FINRA)
Neutral Street
Neutral Street in New York seeks an experienced compliance professional to ensure trading activities consistently meet regulatory requirements across multiple jurisdictions. The role focuses on monitoring activity for breaches and advising on constraints during strategy development. You will draft and update internal policies, procedures, and liaise with regulators (SEC, CFTC, FINRA) during audits and inquiries while upholding the highest standards of integrity and risk management. #J-18808-Ljbffr Neutral Street
Vacancy posted 5 days ago
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