Senior Regulatory Affairs Associate
Direct Counsel
Consumer Finance Associate (Senior Level)Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its nationally recognized Financial Regulatory & Compliance Practice.Key ResponsibilitiesAdvise clients on mortgage lending, consumer finance, commercial finance, alternative lending, and FinTech productsHandle state licensing and regulatory compliance mattersAdvise on TILA, RESPA, UDAAP/UDAP, HMDA, FCRA, and FDCPASupport clients with money services businesses and payment systemsEnforcement experience is a plusWork directly with clients on complex regulatory matters and take on significant responsibilityQualifications7+ years of financial services regulatory/compliance experienceStrong knowledge of applicable financial services laws and regulationsExcellent research, writing, analytical, and communication skillsStrong attention to detail and commitment to client serviceMust be admitted or eligible for admission in the applicable jurisdictionSpanish fluency preferred, but not requiredLocationsPhoenix, AZ | Dallas, TX | Miami, FL | Washington, D.C. | New York, NY | Chicago, IL | Atlanta, GAWork Arrangement: Onsite Compensation: Competitive, based on experience and location.Benefits: Full comprehensive benefits are available
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$260k - $365k
...Senior Financial Regulatory & Compliance AssociateDirect Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial Regulatory & Compliance Practice. This is...Senior$72k - $141k
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HP in the United States seeks a Trade Compliance Specialist to lead complex customs initiatives, provide subject matter expertise, and collaborate with global stakeholders and government agencies to ensure compliant operations across regions. This role requires 10+ years...Senior- ...ProductLife Group (PLG) in the United States is seeking an experienced Senior Consultant, Regulatory Affairs to serve as a senior regulatory advisor and lead complex client engagements across biotechnology, pharmaceutical, and medical device programs. The role supports...Senior
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...duty to serve clients and have experience documenting best practices and procedures, creating surveillance tools, responding to regulatory requests and required filings, and advancing a compliance program forward in response to new rules and requirements.This role is...SeniorWork at officeFlexible hoursShift work3 days per week- ...EY is seeking a Financial Services Tech Consulting Rule Coding Senior in New York, focusing on investment compliance implementations across OMS platforms like Charles River and Aladdin. This role requires interpreting investment guidelines into compliance rules and validating...Senior
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...exchange-traded funds (ETFs), ensuring adherence to applicable regulatory requirements and internal policies. This role will work closely... ...and level of relevant experience, plus discretionary bonus.#MID_SENIOR_LEVELAt Franklin Templeton, we believe your benefits should...SeniorFull timeLocal area3 days per week$110.7k - $218.3k
Position Summary Senior Consultant - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic team... ...been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At...SeniorLocal areaVisa sponsorship- ...Saluda Medical, a Minneapolis-based commercial-stage medical device company, is seeking a Senior Regulatory Affairs Specialist to help shape global regulatory strategies and support submissions across Saluda’s product portfolio. You will work closely with development teams...Senior
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- ...Senior Compliance Officer/Deputy CCO to become CCO (New York, NY): Our client, a growing hedge fund focused looking to hire a Senior... ...communications, pitch books, DDQs, and other external materials Assist with regulatory filings and ongoing reporting obligations Administer the Code...SeniorWork at officeWork from home
$88 per hour
...Senior Compliance OfficerEquity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial... ...) supporting Equity Research, Information Barrier governance, regulatory compliance, and Control Room activities within a global...SeniorContract workImmediate startRemote work- ...positively impact patient’s lives. Reporting to the Sr. Director, Regulatory Affairs, the Senior Regulatory Affairs Specialist will provide input to... ...of medical device regulations and relevant ISO standards associated with the product development and approval process...Senior
$150k - $190k
...responsibility seriously. With a 200-year legacy and a shared passion for what’s next, this is the right place to build a fulfilling career.Senior Tax ManagerThis role is responsible for reviewing complex federal and state tax returns for high-net-worth individuals, gifts,...SeniorFull timeSeasonal workWork at officeLocal areaImmediate start- ...Compliance Associate (New York, NY): Our client, the asset management business (over $5... ...surveillance program, as well as prepare regulatory reports and testing documentation... ...various scopes Job Reference #2979397 Seniority level Seniority level Associate Employment...SeniorFull time
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...Senior Regulatory Affairs Specialist (Senior IC or Manager) Lexington Medical, Inc. is hiring a Senior Regulatory Affairs professional to lead global medical device submissions and regulatory strategy. For candidates who are not local to the Boston area, this role can...SeniorFull timeLocal areaRemote workFlexible hours- ...Senior Compliance OfficerBHFT is a proprietary algorithmic trading firm. Our team manages... ...all venuesRegulatory and exchange affairs — filings, registrations, regulator and... ...frameworksFamiliarity with multi-venue regulatory obligations across at least two of: US (...SeniorWork at officeRemote workFlexible hours
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