Executive Vice President, Finance and Operations
Confidential
Executive Vice President, Finance and Operations
About the Company
Prominent financial services company specializing in investment management, research & trading services
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a strategic Executive Vice President (EVP) of Finance and Operations to take on a pivotal role in overseeing the financial management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates. The successful candidate will be a hands-on leader with deep expertise in broker-dealer operations, GAAP accounting, and SEC/FINRA reporting, and will be responsible for driving operational excellence, ensuring accurate financial reporting, and maintaining full compliance with regulatory and accounting standards. Key responsibilities include partnering with the CEO and senior leadership, identifying and leading operational improvement initiatives, performing P&L and margin analysis, and managing all financial and regulatory reporting. Applicants for the EVP position at the company should have a Bachelor's degree in accounting or finance, with an advanced degree being a plus, and an active FINRA Series 27 license. A CPA is preferred, and a minimum of 10 years' experience in broker-dealer finance and operations, particularly in a FINOP or senior finance leadership role within a self-clearing environment, is required. The role demands a comprehensive knowledge of broker-dealer operations, FINRA/SEC regulations, and financial reporting requirements, as well as strong analytical, organizational, and communication skills. The ideal candidate will be a strategic thinker, detail-oriented, and proactive in driving process improvements, with the ability to build strong relationships and influence key decisions across the organization. Experience in related disciplines such as compliance, risk management, cash management, and treasury is highly desirable.
Hiring Manager Title
CEO
Functions
- Finance
- Operations
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Executive Vice President, Finance and Operations in Denver, CO vacancy
- ...Interim Chief Operating Officer (COO) About the Company Mission-driven financial organization... ...0 Categories Financial Services Finance About the Role The Company is... ...experience in strategic planning and execution. A strong background in financial management...OperationsInterim role
- ...Chief Operating Officer (COO) About the Company Globally acclaimed designer & manager... ...Chief Operating Officer (COO) to join its executive leadership team. The COO will be a... ...overseeing enterprise operations, including finance, people and culture, and legal/business...Operations
- ...Chief Financial & Operating Officer (CFOO) About the Company Esteemed organization protecting the... ...operational growth. The CFOO will be a key partner to the Executive Director and senior leadership team, overseeing finance, operations, and organizational infrastructure....Operations
Confidential
Denver, CO16 hours ago - ...candidate will be the senior executive responsible for financial... ...enterprise administration, and operational risk, ensuring the... ...various functions, including finance, accounting, budgeting, grants... ...Hiring Manager Title President and CEO Functions Finance...Operations
- ...Chief Finance & Internal Operations Officer About the Company Nonprofit organization shaping inclusive education for all. Industry... ...overseeing organizational planning and performance. This executive role involves leading teams across finance, HR, IT, and internal...Operations
$290k - $340k
...leading in the race for technological and operational superiority from the ground to space.... ..., forge the future with Voyager.The Executive Vice President, Engineering for Space, Defense, &... ...across engineering, operations, finance, and business teams to drive execution...OperationsLong term contractContract workFlexible hoursNight shift- ...Executive Vice President, Annuity Solutions About the Company Globally renowned reinsurance company Industry Insurance Type... ...effectively. The EVP will play a critical part in the company's operations, and as such, a high level of professionalism and...Operations
$220k - $260k
...Executive Vice President of Operations Job Locations US-CO-Denver ID 2026-8145 Category Homebuilding Operations... ...available. Exclusive Perks & Discounts Homeownership & Financing: Take advantage of exclusive home purchase and...OperationsFull timeTemporary workWork at officeFlexible hoursMDC Holdings
Denver, CO16 hours ago- ...Executive Vice President, Evidence About the Company Charitable organization focused on bringing resources to developing countries... ...that evidence and cost-effectiveness remain central to its operations. This leadership position demands a professional with a PhD...Operations
- Transform Global Commercial Growth: Vice President of Order-to-Cash & Revenue... ...Order-to-Cash and Revenue Operations, you will unify commercial... ...compliance, and financial execution into an automated enterprise... ...functionally with Sales, Legal, Finance, and Product leaders to...OperationsOngoing contractFull timeContract workWork at officeWorldwide
- ...Vice President of Finance About the Company Growing mission-driven non-profit organization... ...role involves overseeing the financial operations, leading financial reporting, managing... ...will be a trusted advisor to executive leadership and the Board of Directors...Operations
Confidential
Centennial, CO16 hours ago - ...Vice President, Field Finance About the Company Top-tier healthcare company Industry Hospital & Health Care Type Privately... ...successful candidate will be responsible for providing operational finance leadership, with a strong preference for those...Operations
Confidential
Denver, CO3 days ago - ...Vice President of Finance & Administration About the Company Leading national mental health... ...management, technology, and business operations, particularly within a nonprofit environment... ..., strategic thinking, and the execution of all finance, technology, and business...Operations
Confidential
Denver, CO2 days ago - ...Executive Vice President of Sales About the Company Luxury interiors and design media brand spanning print, digital, events, and custom... ...a high-performing sales organization, overseeing revenue operations, and representing the company at key industry events. Applicants...Operations
- ...Vice President, Accounting & Finance About the Company Internationally recognized medical society for... ...Finance to serve as its lead financial executive. The successful candidate will be... ...a high-volume accounting operation, managing a significant operating budget...Operations
- ...Senior Vice President of Finance & Operations About the Company AI-driven prescriptive analytics platform for healthcare technology (HealthTech... ...cross-functional processes. This role requires a seasoned executive with a minimum of 12 years' experience in business...Operations
- ...Vice President of General Liability Claims About the Company Fast-growing organization... ...Services Insurance Brokerage Finance Information Technology & Services... ...customer-centric approach, a focus on operational efficiencies, and a commitment to fostering...Operations
- ...Senior Vice President of LIHTC Asset Management About the Company Leader in the LIHTC... ...opportunities for portfolio growth and operational efficiency, providing mentorship to the... ...from a diverse range of candidates. Functions Operations Finance ConfidentialOperations
- ...Vice President, Accounting About the Company Innovative drone platform... ...financial reporting, accounting operations, internal controls, tax, treasury... ...audit readiness. This senior finance leadership role demands a hands-on executive with a strategic mindset, capable...OperationsRemote work
- ...Vice President, Treasury About the Company Industry-leading mortgage lender Industry... ...successful candidate will be a strategic finance leader with a strong background in... ...overseeing the organization's treasury operations, cash management, liquidity planning, and...Operations
- ...Chief Executive Officer (CEO) About the Company A franchise-... ...growth, franchisee support, and operational excellence. Industry... ...Bachelor's degree in business, finance, or a related field, with an... ...sustainability. Functions ~ CEO/President ConfidentialOperations
- ...Vice President, Sales Operations About the Company Innovative provider of leave management software... ...aspects of the sales organization. This executive role is pivotal in driving the go-to... ...a Bachelor's degree in business, finance, or a related field, with an MBA...Operations
- ...Vice President of Reinsurance Operations About the Company Nationally recognized insurance company Industry... ...Savings & Investing Finance About the Role The Company is... ...also be expected to have a strong executive presence, thought leadership, and experience...OperationsContract work
- ...Senior Vice President, Treasury About the Company International publicly... ...treasury function. This executive will be at the forefront of the company's financial operations, with a focus on liquidity management... ..., credit facilities, project finance, capital markets activity,...Operations
- ...Vice President, Financial Planning & Analysis About the Company... ...and financial analytics. This executive will be a trusted strategic... ...financial sustainability, and operational excellence. Key responsibilities... ...of 10 years' of healthcare finance experience, including at...Operations
- ...Vice President of Finance About the Company Emerging consumer brand Industry Consumer Services... ...serve as a strategic partner to the executive team. This pivotal role is focused on... ...for all core finance and accounting operations, including accurate and timely...Operations
- ...Vice President of Finance About the Company Innovative provider of digital interviewing software Industry Hospital & Health Care... ...President of Finance to spearhead its financial strategy and operations during a pivotal phase of growth. The successful candidate...Operations
- ...Vice President of Finance About the Company Leading PE-backed wholesale distribution platform with multi-site operations approaching $1B+ revenue. Industry Wholesale Type Privately... ...financial packages to the executive team and stakeholders. The VP of...Operations
- ...Vice President, Applied AI Growth, Healthcare Markets About the Company... ...Management Consulting Operations Management Information Technology... ...platforms healthcare finance & accounting insurance... ...a senior client-facing executive who can lead the design and...Operations
- ...Vice President, Privacy About the Company Expanding investment management... ...Categories Investing Finance Financial Advisers... ...people team, marketing, and executive leadership to ensure that privacy... ...'s business strategy and operations. Key responsibilities for...OperationsWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Vice President, Finance and Operations. Be the first to apply!
Related searches
- executive vice president Denver, CO
- chief administrative officer Denver, CO
- chief operating officer healthcare Denver, CO
- coo Denver, CO
- chief operating officer Denver, CO
- coo non profit Denver, CO
- chief operating officer - coo Denver, CO
- operations tech Denver, CO
- data center operations technician Denver, CO
- travel operations Denver, CO