Executive Vice President, Finance and Operations
Confidential
Executive Vice President, Finance and Operations
About the Company
Prominent financial services company specializing in investment management, research & trading services
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a strategic Executive Vice President (EVP) of Finance and Operations to take on a pivotal role in overseeing the financial management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates. The successful candidate will be a hands-on leader with deep expertise in broker-dealer operations, GAAP accounting, and SEC/FINRA reporting, and will be responsible for driving operational excellence, ensuring accurate financial reporting, and maintaining full compliance with regulatory and accounting standards. Key responsibilities include partnering with the CEO and senior leadership, identifying and leading operational improvement initiatives, performing P&L and margin analysis, and managing all financial and regulatory reporting. Applicants for the EVP position at the company should have a Bachelor's degree in accounting or finance, with an advanced degree being a plus, and an active FINRA Series 27 license. A CPA is preferred, and a minimum of 10 years' experience in broker-dealer finance and operations, particularly in a FINOP or senior finance leadership role within a self-clearing environment, is required. The role demands a comprehensive knowledge of broker-dealer operations, FINRA/SEC regulations, and financial reporting requirements, as well as strong analytical, organizational, and communication skills. The ideal candidate will be a strategic thinker, detail-oriented, and proactive in driving process improvements, with the ability to build strong relationships and influence key decisions across the organization. Experience in related disciplines such as compliance, risk management, cash management, and treasury is highly desirable.
Hiring Manager Title
CEO
Functions
- Finance
- Operations
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Executive Vice President, Finance and Operations in Denver, CO vacancy
- ...Chief Operating & Financial Officer (COO/CFO) About the Company Influential healthcare... .../CFO will also be a key partner to the Executive Director and the Board, providing financial... ...Manager Title Executive Director Functions Finance Operations ConfidentialOperations
- ...OPPORTUNITY Interim Chief Legal Officer & Executive Vice President, Global Government Relations... ...the multiple sectors this organization operates in. Build scalable global legal, compliance... ...legal matters spanning corporate, finance, M&A, commercial transactions, litigation...OperationsPermanent employmentInterim roleImmediate startRelocation
LHH
Denver, CO3 days ago - ...Vice President of Finance — Funds & SPV Complex Denver, CO | Full-Time | Reports to the Chief Financial Officer | Confidential Search About... ...defense technology, and next-generation infrastructure. We operate with a small, senior team and maintain institutional-grade...OperationsFull time
High Road Hiring
Denver, CO3 hours ago - Company Overview:At Snap Finance, we believe everyone deserves access to the things they... ...level role on a cohesive team where great execution is strongly supported. You'll have... ...analytical, business intelligence, or Revenue Operations rolesBachelor's degree required; Master'...OperationsFull timeTemporary workFlexible hours
Snap! Finance
Aurora, CO5 days ago - Vice President, Property Tax page is loaded## Vice President, Property Taxlocations: Republic Plaza... ...Description**The Real Estate Corporate Operations (Corporate) team brings together specialists across functions including finance, human resources, technology, and other shared...OperationsTemporary workSummer workWork at officeImmediate start
Brookfield Properties
Denver, CO4 days ago $245k - $286k
...Position Title Vice President - Finance (Oil & Gas) Location: Denver Reports to: Chief Financial... ...Summary The VP of Finance is an executive-level position responsible for the... ...oversee the organization's financial operations to ensure financial health, and support...OperationsWork at officePrairie Operating Co
Denver, CO3 hours ago- ...Vice President, FP&A and Program Finance Space is a warfighting domain. True Anomaly seeks those with the talent and ambition to build... ...forecasting, reporting, resource allocation, and the operating rhythm the executive team uses to run the business, delivering both...OperationsPermanent employmentTemporary workFor contractorsFixed term contractWork at officeFlexible hours
True Anomaly, Inc.
Denver, CO17 hours ago $125k - $150k
...CFOx is looking for a Vice President to work closely with the Director... ...strategic financial insights, drive operational improvements, and support... ..., ensuring high-quality execution, strong client relationships... ...accounting or/and corporate finance experience ~1-3 years of leadership...OperationsFull timeInterim roleFlexible hoursCFOx
Denver, CO3 hours ago- ...Vice President of Global Accounting About the Company Rapidly expanding global technology... ...seeking to scale international finance operations Industry Information Technology... ...accounting standards and jurisdictions. The executive will advise senior leadership on...Operations
- ...Vice President of Accounting & Finance About the Company Manufacturing organization seeking executive financial leadership across plant operations Industry Electrical/Electronic Manufacturing Type Privately Held About the Role The Company is seeking...Operations
- ...Senior Vice President, Finance About the Company High-growth healthcare organization scaling operations, analytics, and financial infrastructure for continued expansion. Industry... ...leadership position demands a finance executive with a proven track record in FP&A or a...OperationsRemote work
- ...Vice President of Finance About the Company A growing healthcare organization focused on scalable financial operations and strategic growth Industry Hospital & Health Care Type... ...collaborating with the CFO to design and execute financial objectives, developing...Operations
- ...Behavioral Health Hospital in Westminster, CO seeks a mission-driven Chief Executive Officer to guide growth and impact across inpatient, PHP and IOP services. The CEO will lead operations, finances, regulatory compliance and strategic partnerships with Intermountain...Operations
West Pines Behavioral Hospital
Denver, CO1 day ago - ...Vice President of Finance About the Company Profitable, scaling consumer subscription and marketplace business Industry Internet... ...budgeting, month-end close, all financial analysis, and finance operations. The successful candidate will be responsible for managing...Operations
- ...Vice President of Finance About the Company Emerging consumer brand Industry Consumer Services... ...serve as a strategic partner to the executive team. This pivotal role is focused on... ...for all core finance and accounting operations, including accurate and timely...Operations
- ...Senior Vice President, Treasury About the Company International publicly... ...treasury function. This executive will be at the forefront of the company's financial operations, with a focus on liquidity management... ..., credit facilities, project finance, capital markets activity,...Operations
- ...Chief Operating Officer | Food Manufacturing Colorado | Relocation Package Available We are partnering with a high-growth food... ...and helping organizations scale. This is not a sit-back executive role. The COO will work strategically with the CEO and leadership...OperationsFull timeRelocation package
Alpha Executive Search
Denver, CO1 day ago $175k - $190k
...VP of Finance (Remote) Location: 100% Remote (occasional travel within North America, approximately 6-8 trips... ...on VP of Finance to lead accounting and financial operations while serving as a strategic partner to executive leadership. This newly created position will...OperationsFull timeLocal areaRemote workJobrapido
Aurora, CO3 days ago- ...Vice President of Finance Confidential | Private Equity-Backed Business Services Platform Location... ...business services platform providing operational, financial, and administrative... ...and operational partner to the Chief Executive Officer and private equity sponsor, leading...OperationsPermanent employmentFull timeRemote work
Confidential
Denver, CO5 days ago - ...Chief Executive Officer (CEO) About the Company A franchise-... ...growth, franchisee support, and operational excellence. Industry... ...Bachelor's degree in business, finance, or a related field, with an... ...sustainability. Functions ~ CEO/President ConfidentialOperations
- ...presentationsEnsure competitive pursuits through development of innovation & strategyOperational AlignmentWork closely with Field Operations to validate and implement pursuit assumptions through extended field involvementUnderstanding of industry production history and...OperationsLocal area
Texas Sterling Construction
Denver, CO3 days ago - ...We are currently looking for a Vice President, Accounting & Controller to join our team in Denver, CO. In this role, you will work closely... ...to the CFO, to drive growth and seek improvements in operations processes, with responsibility for overseeing all accounting...OperationsContract work
Havenly Brands
Denver, CO3 hours ago - ...Overhaul Management in a hybrid role based largely in Colorado. The executive will govern a multi-year portfolio of outages and overhauls, coordinating across Operations, Engineering, Asset Management, and Finance to optimize asset value and lifecycle cost. Responsibilities...Operations
Xcel Energy
Denver, CO1 day ago - ...Executive Director, Financial Lines About the Company Growing insurance brokerage specializing in financial lines and executive... ...performing teams, driving business development, and maintaining operational and financial oversight of the division. Applicants must have...Operations
- ...recovery. Integrity. We operate from a deep foundation of ethical... ...Position Summary: The Vice President and Chief Financial Officer... ...CEO, Board of Directors, and executive leadership to ensure the... ...monthly financial updates to the Finance Committee of the Board of...OperationsContract workWork experience placementWork at officeImmediate startRemote workMonday to FridayShift workAfternoon shift2 days per week1 day per week
WellPower - All Jobs
Denver, CO4 days ago - ...leading home service franchise brands. This executive will be responsible for unifying and... ...customer growth, commercial services, revenue operations, and customer success, to create a... ...Bachelor's degree in business, marketing, finance, or a related discipline, with an MBA...Operations
- ...alternative investments specialty finance community development lending and... ...Officer (CLO) to lead the strategic and operational aspects of its lending platform. The CLO... ...its mission and impact objectives. This executive will also be tasked with maintaining portfolio...Operations
- Vice President of Finance About the Role Quindar is looking for a Vice President of Finance to build... ...company-wide financial model, annual operating plan, forecasts, and long- range financial... ...and operating metrics used by the executive team, investors, and Board. Maintain...OperationsPermanent employmentContract workFor contractors
$200k - $240k
...our award winning Havenly design services, we proudly own and operate some of the best home furnishings brands in the business... ...interest. About the Role We are currently looking for a Vice President, Accounting & Controller to join our team in Denver, CO ....OperationsFull timeContract workWork at officeHavenly, Inc.
Denver, CO3 hours ago$140k - $155k
...Directors, with the Board Chair serving as the Executive Director’s primary liaison and leading... ...administrative support, and contracted finance and strategy partners. Status: Full-... ...scale: Approximately $1M annual operating budget, $1.3M in annual philanthropic revenue...OperationsFull timeContract work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Vice President, Finance and Operations. Be the first to apply!
Related searches
- chief operating officer healthcare Denver, CO
- executive vice president Denver, CO
- coo non profit Denver, CO
- chief operating officer - coo Denver, CO
- chief operating officer Denver, CO
- coo Denver, CO
- chief administrative officer Denver, CO
- revenue operations Denver, CO
- business operations intern Denver, CO
- production operations intern Denver, CO