Senior Client Services & Regulatory Lead
$75kMohr Talent
Mohr Talent in Tempe, AZ is seeking a Client Services Principal to serve as a senior contributor in the Account Services function, overseeing principal review and regulatory compliance. The ideal candidate will have over 5 years of experience in financial services operations and strong compliance knowledge, working independently while partnering with management. This hybrid position includes both in-office days and remote Fridays, with a compensation of $75,000 base salary plus a 10% bonus. #J-18808-Ljbffr Mohr Talent
- A financial services company in Tempe, Arizona is seeking a Client Services Principal to ensure the compliance and accuracy... ...client documentation. This senior role involves thorough reviews of... ...skills, and a deep understanding of regulatory requirements. Opportunities for...SeniorRegulatory
- ...businesses and deliver exceptional client service. We combine advanced business... ...solutions to their clients. Lead with Purpose. Partner with... ...Principal, you are a senior individual contributor and a... ...applications, ensuring full regulatory compliance and accuracy. Identify...Regulatory
- If you enjoy servicing a portfolio of financial clients, this could be the role for you! As a Client Service Account Manager within the Client Service... ...policies/practices and educates clients on new legal / regulatory / Cyber changes Required qualifications, capabilities...SeniorRegulatoryFlexible hours
$80k - $115k
...Description The Senior Account Manager is responsible for delivering comprehensive management services to a portfolio of captive insurance companies. This role... ...statement preparation and review, regulatory compliance, and client relationship management. The position...SeniorRegulatoryTemporary workWork experience placementWork at officeLocal areaRemote workVisa sponsorshipWork visaFlexible hours- ...00 AM Kestra Holdings offers industry‑leading wealth management platforms for independent... ...businesses and deliver exceptional client service. We combine advanced business‑management... ...and coordinate the financial and regulatory audits. Work with external auditors to...SeniorRegulatory
- Salt River Project is seeking a Senior Large Business Account Manager in Tempe, AZ. This role... ...include analyzing customer operations for service opportunities, providing guidance on energy use technologies, and ensuring regulatory compliance. The position offers a hybrid...SeniorRegulatoryRemote work3 days per week
$101.7k
...that empowers you to shape the future of client service. Everything we do is focused on helping... ...insights? If you answered yes, this Senior Client Insight Manager role may be the... ...home‑based, though future business or regulatory needs may require on‑site work. Awards...SeniorRegulatoryFull timeTemporary workWork at officeImmediate startWork from homeHome officeFlexible hours3 days per weekEarly shift$138.5k - $287.6k
...Senior Lead Digital Product Manager Wells Fargo is seeking a Senior... ...Product Manager in Merchant Services as part of Card & Merchant... ...with Sales Segment Leaders, Clients, and other stakeholders to understand... ...market dynamics, trends, regulatory impact, and risk management...SeniorRegulatoryWork experience placementRelocation package- A prominent financial services company in Tempe, Arizona is looking for a Client Services Principal. This senior-level position involves ensuring compliance and accuracy of critical client documentation, managing signature guarantee programs, and delivering strategic insights...Senior
- A financial services firm in Tempe, Arizona, is seeking a Client Services Principal to oversee critical client documentation and ensure compliance. The ideal candidate... ...expertise in principal review processes. You will lead initiatives to enhance departmental efficiency and...Senior
$35 - $37 per hour
...The Soft Services Coordinator is responsible for the overall support of both Soft Services... ...work based on the needs of the client and on-time completion of all work, as well... ...and client safety rules, guidelines, and regulatory requirements. Scheduling, planning, documentation...RegulatoryHourly payContract workFor subcontractorWork at officeLocal areaWeekend work- A leading multidiscipline consulting firm seeks a Senior Scientist, Engineer, or Geologist in Tempe, AZ, specializing in NEPA procedures and environmental compliance... .... Ideal candidates have extensive experience with regulatory processes, a relevant bachelor's degree, and strong...SeniorRegulatory
- A leading national technology solution provider is seeking a skilled Compliance Manager to develop compliance programs aligned with... ...assessments, managing audits, and ensuring adherence to legal and regulatory requirements. Candidates should have 3-5+ years of relevant...SeniorRegulatory
- ...their Compensation Operations team in Tempe, Arizona. The role involves processing multi-state payrolls, ensuring compliance with regulatory statutes, and managing internal controls. Candidates should have a bachelor's in Accountancy, strong analytical skills, and...SeniorRegulatory
- A major financial institution is seeking a Senior Consultant for Due Diligence in Third Party Risk Management in Tempe, AZ... ...of third party engagements, ensuring compliance with regulatory standards, and leading improvement initiatives. Ideal candidates will have a Bachelor...SeniorRegulatory
- ...involves providing legal guidance on broker-dealer operations and compliance, working closely with various teams to navigate complex regulatory issues. The ideal candidate will possess a Juris Doctorate, be licensed in Missouri, and have at least ten years' experience in...SeniorRegulatoryPrivate practice
- A leading national technology solution provider based in Tempe, AZ is seeking a skilled Compliance Manager. This role requires 3-5+... ...governance, or risk management, with a strong grasp of relevant regulatory frameworks. Responsibilities include developing compliance...SeniorRegulatory
$10 per hour
...financial advice to your clients, then a role as a... ...Relationship Manager Senior (BRM) Acquisition banker... ...suite of products and services. Leverage service team... ...policies and adhering to regulatory requirements... ...PowerPoint Chase is a leading financial services...SeniorRegulatoryWork experience placementWork at office$10 per hour
...providing financial advice to your clients, then a role as a Business... ...Relationship Manager Senior (BRM) Acquisition banker in Business... ...full suite of products and services. Leverage service team to deliver... ...policies and adhering to regulatory requirements Required qualifications...SeniorRegulatoryWork experience placementWork at office- A prominent financial institution is seeking a Senior Consultant for Incident Management within Third Party Risk Management in Tempe,... ...experience, including familiarity with vendor risk management and regulatory requirements, are essential. This position offers a dynamic...SeniorRegulatory
- ...technical guidance internally. This role requires excellent analytical and communication skills as you will work closely with clients and maintain regulatory standards. Ideal candidates should have over 5 years of relevant experience and a bachelor's degree in English or legal...SeniorRegulatory
$67.81k - $89k
A healthcare company in Tempe, Arizona, is seeking a Senior Analyst for UM Regulatory Operations to enhance processes and compliance initiatives. You will manage projects, collaborate with cross-functional teams, and ensure regulatory adherence while supporting audits....SeniorRegulatory$80k - $90k
A leading customer service company in Tempe, Arizona, is seeking a Senior Sales Manager to lead and mentor sales teams. The ideal candidate will have over 3 years of experience in the call center or customer service industry, combined with a Bachelor's degree. Responsibilities...Senior- ...relationships in business banking, leveraging your expertise to recommend tailored solutions while adhering to regulatory requirements. Strong knowledge of merchant services and excellent communication skills are essential. A competitive rewards package is available, along...SeniorRegulatory
- A leading financial institution in Tempe, Arizona is seeking a Client Service Senior Manager to lead client service teams and manage a diverse portfolio of Commercial Bank clients. This role involves driving innovation and transformation while ensuring the delivery of...
- Ricoh USA, Inc. is hiring a Senior Field Representative in Chandler, Arizona, to provide specialized services in office equipment repair. The role requires technical expertise, including 3+ years of experience and one industry certification. Responsibilities include managing...SeniorWork at office
- ...contributions. Summary: The Senior Manager, Information Security Operations leads the operational execution of the... ...(NIST, ISO 27001) and regulatory compliance requirements (e.g., PCI... ...world-class manufacturing services for products that make a real difference...SeniorRegulatoryPermanent employmentFull timeShift work
- A leading medical technology firm seeks a strategic medical leader in Tempe, AZ. The candidate will oversee innovation and product development... ...with cross-functional teams and stakeholders, managing regulatory compliance, and fostering relationships in the medical device...SeniorRegulatory
- ...Arizona, to perform complex analyses and manage financial and regulatory audits. The ideal candidate will possess a Bachelor's degree in... ...have strong Excel skills and experience in the financial services industry, as well as working knowledge of GAAP and the NetSuite...SeniorRegulatory
- A global financial institution is seeking a Senior Consultant for Concentration Risk Management in Tempe, AZ. This role involves overseeing... ...third-party risk management and ensuring compliance with regulatory requirements. The ideal candidate will have a Bachelor's degree...SeniorRegulatory
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