Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Client Services Principal: Compliance & Reporting

Kestra PWS

A financial services company in Tempe, Arizona is seeking a Client Services Principal to ensure the compliance and accuracy of critical client documentation. This senior role involves thorough reviews of complex legal documents and managing departmental programs. The ideal candidate will have over 5 years of experience in financial services operations, strong analytical skills, and a deep understanding of regulatory requirements. Opportunities for professional growth and a competitive benefits package are offered. #J-18808-Ljbffr Kestra PWS

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Senior Client Services Principal: Compliance & Reporting in Tempe, AZ vacancy
  •  ...is seeking an experienced Senior Regulatory Compliance Leader to join our Team in...  ...Arizona and assist staff and clients across the country....  ...SARA Title III (Tier II/TRI) reporting Industrial wastewater/NPDES...  ...Environmental Compliance services and provide support on... 
    Senior
    Full time
    Work at office
    Local area
    Remote work
    Flexible hours

    Terracon

    Tempe, AZ
    4 days ago
  •  ...complex Commercial Bank clients across the country. As a Client Success Senior Associate within the...  ...Management Officers, Client Service, Implementations, and...  ..., card, credit, legal, compliance, etc. Working...  ...quantifiable management reporting Final Job Grade and officer... 
    Senior
    Work experience placement
    Work at office

    JPMorgan Chase

    Tempe, AZ
    4 days ago
  •  ...architectural and consulting services for a broad array of projects and clients. This may include design...  ..., and review of related reports for the services...  ...construction to assure compliance with plans and specifications...  ..., multi-family, hotel, senior living, industrial and/or... 
    Senior
    Work at office

    Terracon

    Tempe, AZ
    2 days ago
  • $63.2k

     ...leveraging expertise in contract negotiation, compliance, and complex coordination to deliver...  ...for attendees, business owners, and clients. Hiring Minimum: $63,200 Hiring Maximum...  ...years of business experience utilizing report writing software or programming, researching... 
    Senior
    Full time
    Contract work
    Work experience placement
    Work at office
    Work from home
    Home office
    3 days per week
    1 day per week

    Edward Jones

    Tempe, AZ
    4 days ago
  • $75k

    Mohr Talent in Tempe, AZ is seeking a Client Services Principal to serve as a senior contributor in the Account Services function, overseeing principal review and regulatory compliance. The ideal candidate will have over 5 years of experience in financial services operations... 
    Senior
    Work at office
    Remote work

    Mohr Talent

    Tempe, AZ
    3 days ago
  • A leading financial institution is seeking a Client Service Senior Manager in Tempe, Arizona. You will lead client service teams, manage diverse client portfolios, and implement innovative strategies to enhance the customer experience. An ideal candidate will have extensive... 
    Senior

    JPMorgan Chase

    Tempe, AZ
    4 days ago
  • Koitecc Solutions is seeking a Client Service Senior Manager in Tempe, Arizona, to lead and innovate within our Commercial and Investment Bank. The successful candidate will manage a team and enhance client experience through data analysis and strategic initiatives. This... 
    Senior

    Koitecc Solutions

    Tempe, AZ
    4 days ago
  • $60.42k - $117.81k

     ...Sr Analyst, Risk and Quality Reporting The Sr Analyst, Risk and Quality Reporting role supports Molina's Risk and Quality Health Plan team. Designs and develops custom health plan reports to support local interventions, provider outreach, and tracks outcomes of the... 
    Senior
    Work experience placement
    Local area

    Arizona Staffing

    Mesa, AZ
    3 days ago
  •  ...immediate opening for a full-time Senior Finance & Accounting Manager. This position reports to the Chief Executive Officer...  ..., and analysis for government services businesses, demonstrated...  ...liability insurance. Financial Compliance and Audit. Collaborating on... 
    Senior
    Full time
    Contract work
    Temporary work
    For contractors
    Immediate start
    Relocation package

    QWALTEC INCORPORATED

    Tempe, AZ
    2 days ago
  •  ...Principal IAM GRC Analyst The Principal IAM GRC Analyst provides technical guidance,...  ...and enforcement of governance, risk and compliance for IAM-related functions. Additionally...  ...Excel skill for data analysis, functions, reporting, and organization. ~ Deep... 
    Principal

    Professional Recruiters

    Tempe, AZ
    3 days ago
  • As a Subcontracts Principal here at Honeywell, you will establish and...  ...procurement of material and services in alignment with business leadership...  ...Plan. You will ensure compliance with company business...  ...Import regulations. You will report directly to our Director of Strategic... 
    Principal

    Honeywell Aerospace

    Tempe, AZ
    3 days ago
  • $138.4k - $235.28k

    Job Title Business Processes Principal Consultant Location Tempe, AZ Work Model Full Remote...  ...a (sub)‑project lead or team lead for a service delivery. Support line manager(s) in...  ...protected veteran status, or disability, in compliance with applicable federal, state, and... 
    Principal
    Local area
    Remote work

    SAP SE

    Tempe, AZ
    4 days ago
  •  ...Client Operations Specialist Sr Flexible remote opportunity...  ...About the role As a Senior Client Operations...  ...for providing customer service and managing the sales...  ..., part requests, report generation and order fulfillment...  ...to ensure of contract compliance, where necessary.... 
    Senior
    Contract work
    Immediate start
    Remote work
    Flexible hours

    Insight Enterprises

    Chandler, AZ
    1 day ago
  • Oscar is hiring a Senior Actuarial Analyst to focus on risk adjustment across ACA markets. The role includes maintaining actuarial models, enhancing reporting systems, and ensuring compliance. Candidates need a STEM bachelor's degree and 3+ years of relevant experience.... 
    Senior
    Work at office

    Namely

    Tempe, AZ
    2 days ago
  • $30 per week

     ...Principal Gift Officer The Principal Gift Officer...  ...high impact role and a senior fundraising professional...  ...planning, financial services, research, and prospect...  ...university campaign Ensures compliance with prospect...  ...contact and progress reporting Within area(s) of responsibility... 
    Principal
    Work at office
    Flexible hours

    ASU Foundation

    Tempe, AZ
    18 days ago
  •  ...functional governance activities. The Senior Paralegal works with...  ...Management and Corporate Governance Compliance Maintain the company's...  ...Prepare and file annual reports, certificates of good standing...  ...counsel, registered agents, and service providers on governance and... 
    Senior
    Permanent employment
    Contract work
    Temporary work
    Work at office
    Flexible hours

    Honeywell - AEROSPACE

    Tempe, AZ
    13 days ago
  •  ...for identifying, assessing, treating, mitigating, monitoring, reporting and escalating risks. What You’ll Do Execute cross divisional risk...  ...response Effective communication of risk information to senior leadership to provide insight and drive accountability Identify... 
    Senior
    Temporary work
    Work at office
    Home office
    Flexible hours
    3 days per week

    Edward Jones

    Tempe, AZ
    4 days ago
  •  ...handle multi-state payroll for over 2500 employees, ensuring compliance with all laws and regulations. Responsibilities include data entry...  ..., handling payroll queries, and generating Certified Payroll reports. The candidate must possess a Bachelor’s degree or higher, a... 
    Senior

    Technibus, Inc.

    Tempe, AZ
    3 days ago
  •  ...a Geotechnical Risk Manager based in Tempe, Arizona. This position involves leading the review and interpretation of geotechnical reports, identifying and managing risks that affect cost, schedule, and safety, and collaborating with various stakeholders to ensure effective... 
    Senior

    PCL Construction

    Tempe, AZ
    4 days ago
  • $75k

    Client Services Principal Location: Tempe, AZ Schedule: Hybrid Schedule - 4 Days...  ...Principal to serve as a senior individual contributor and...  ...operational oversight, regulatory compliance, and departmental process...  ...operational issues, reporting initiatives, and process improvement... 
    Principal
    Work at office
    Local area
    Remote work

    Mohr Talent

    Tempe, AZ
    2 days ago
  •  ...Principal Reporting Analyst This Reporting Analyst will join the Commercial and Private Banking Platform Support & Release Engineering organization, working alongside the support teams to help use data and organizational planning to drive improved support across all... 
    Principal
    Work experience placement

    Professional Recruiters

    Tempe, AZ
    3 days ago
  •  ...United States About the Job Our client, a Global Financial Services company is seeking a detail...  ...while resolving inquiries and ensuring compliance with legal and organizational standards...  ...items. Compliance and Reporting: Work with the Legal department... 

    Mothership

    Tempe, AZ
    1 day ago
  • $134.14k - $176.05k

     ...Hi, we're Oscar. We're hiring a Senior Manager, Provider Experience Strategy to join our...  ...to achieving team goals. You will report into the Director, Strategic Planning....  ...colleagues' professional development. Compliance with all applicable laws and regulations... 
    Senior
    Full time
    Work at office
    Flexible hours

    Oscar Health

    Tempe, AZ
    5 days ago
  • Edward Jones is looking for a risk analyst in Tempe, AZ who will play a critical role in risk reporting and analytics to ensure accurate and timely insight. Ideal candidates will possess at least 5 years of risk management experience and a bachelor's degree. The position... 
    Senior
    Work at office
    Flexible hours
    3 days per week

    Edward Jones

    Tempe, AZ
    4 days ago
  •  ...Garnishment Position Overview Our client, a Global Financial Services company is seeking a detail...  ...while resolving inquiries and ensuring compliance with legal and organizational...  ...reconciliation items. Compliance and Reporting: Work with the Legal department... 
    Hourly pay

    Mothership

    Tempe, AZ
    1 day ago
  • $95k

     ...Recruiting, Staffing & Consulting in Tempe, Arizona is seeking a Senior Accountant to manage the general ledger and support month-...  .... This role offers exposure to public company financial reporting, SOX compliance, and the chance to work with multiple business units. The... 
    Senior

    Sherpa | Recruiting, Staffing & Consulting

    Tempe, AZ
    4 days ago
  •  ...and deliver exceptional client service. We combine advanced business...  .... As a Client Services Principal, you are a senior individual contributor...  ...responsibility is to ensure the compliance and accuracy of critical...  ...through advanced reporting and providing essential project... 
    Principal

    Kestra PWS

    Tempe, AZ
    3 days ago
  •  ...department Prepare and edit correspondence, reports, spreadsheets, and presentations...  ...record-keeping to support team and compliance Distribute mail and route necessary...  ...related meetings and conferences Perform client service functions by answering employee... 
    Immediate start

    Southland Industries

    Tempe, AZ
    1 day ago
  •  ...come first. With over 9 million clients and 20,000 financial advisors...  ..., accurate, and timely reporting of risks, risk mitigation, and...  ...communicate findings effectively to senior management and stakeholders...  ...Experience in financial services, specifically wealth management... 
    Senior
    Temporary work
    Work at office
    Work from home
    Home office
    Flexible hours
    3 days per week

    Edward Jones

    Tempe, AZ
    4 days ago
  •  ...Senior Project Director / Principal Investigator The Senior Project Director will serve as the overall...  ...analysis, stakeholder engagement, and reporting—are executed according to the...  ...of First Things First and Knowledge Services. This role directly supports Task 1... 
    Principal
    Senior

    Abacus

    Paradise Valley, AZ
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Client Services Principal: Compliance & Reporting. Be the first to apply!