Regulatory Reporting Consultant

Major bank in midtown Manhattan seeks Broker-Dealer Regulatory Reporting consultantSupport the daily net capital computation and regulatory reporting activities for U.S. and foreign broker-dealers. You will work closely with the Securities Regulatory Reporting team to prepare daily calculations, perform supporting reconciliations, investigate variances, and maintainaccurate documentationAssist with the daily broker-dealer net capital computation, including supporting schedules andreconciliationsReview general ledger balances and source data used in the daily calculationAssist with identifying and calculating regulatory adjustments, including non-allowable assets, haircuts, and other net capital deductionsPerform daily reconciliations and investigate material variances or unusual movementsMaintain supporting documentation and ensure calculations are complete and review-readyAssist with month-end and quarter-end regulatory reporting activitiesSupport process improvements, documentation, and automation of existing reporting processesCoordinate with Finance and other internal teams to resolve data or accounting issues impacting regulatory calculationsREQUIREMENTS:Bachelor’s degree in Accounting, Finance, or related field2–3+ years of accounting or financial reporting experiencePrior broker-dealer regulatory reporting or net capital experience preferred, particularly exposure to SEC Rule 15c3-1Strong understanding of financial statements, general ledger activity, and account reconciliationsStrong Excel skills, including formulas, lookups, PivotTables, and working with large data sets