Regulatory Compliance Specialist
Alerus
Alerus is a commercial wealth bank and national retirement provider seeking a Compliance Audit Specialist to support its role as a Pooled Plan Provider for Pooled Employer Plans and beyond. You will monitor and document ERISA, IRS, and DOL compliance, coordinate with cross‑functional teams, and maintain accurate records in a controlled environment. The position emphasizes organization, attention to detail, and the ability to manage multiple compliance obligations. #J-18808-Ljbffr
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Regulatory Compliance Specialist in Phoenix, AZ vacancy
- ...Regulatory Affairs Specialist III The Regulatory Affairs Specialist III works with a team of regulatory affairs professionals to ensure the... ...regulatory procedure development and documentation, standards compliance, and metrics development and implementation. Support...SuggestedWork experience placement
Integrated Resources
Phoenix, AZ2 days ago $70k - $85k
...Job Title: Pharmacy Regulatory Operations Specialist Location: Phoenix, AZ (On-site Preferred | Open to Remote for Highly Qualified Candidates)... ...deadlines before they arise, and takes full ownership of compliance execution. Core Responsibilities Triple-Entity Oversight...SuggestedFull timeRemote workRediRecruit, LLC
Phoenix, AZ2 days ago- Cambridge Investment Research, Inc. seeks an Account Review Specialist to support compliance processes and ensure regulatory adherence. Based in Phoenix, AZ, this hybrid role involves reviewing account documentation, communicating policies to advisors, and monitoring RIA...Suggested
$51.92k - $76.59k
Under the direction of the Pharmacy Compliance Officer and/or Pharmacy Director, the Pharmacy Regulatory Compliance Specialist is responsible for assisting in the assessment and management of all legal, accreditation, and certification requirements to gain compliance in...SuggestedWork at office- ...Governance, Risk, and Compliance (GRC) Analyst We operate at the intersection of technology and law, in an industry that demands agility... ...our organization's compliance posture across multiple regulatory frameworks and industry standards. The ideal candidate will have...SuggestedFull timeFlexible hours
Fulcrum Global Technologies
Phoenix, AZ1 day ago - Job Title:Regulatory Relations Senior AnalystLocation:CityScapeWhat you'll do:As a Regulatory Relations Senior Analyst you'll maintain... ...interactions. You'll collaborate with colleagues across corporate compliance and throughout the company to respond to regulatory inquiries...Full timeWork at office
- ...success - join us today! UCT is looking for a talented Trade Compliance Specialist II to join us in Chandler, AZ!The Trade Compliance... ...coordination, directly impacting UCT’s operational efficiency and regulatory compliance. Essential Duties and Responsibilities: Develop...Full timeWork experience placement
- ...Greenberg Traurig, LLP seeks a senior Associate for its Financial Regulatory & Compliance Practice in one of our offices including Phoenix. The role requires substantial regulatory expertise, a strong writing and research background, and a proven ability to handle complex...
Greenberg Traurig
Phoenix, AZ2 days ago $70k - $90k
...Compliance SpecialistCopperPoint has an exciting opportunity for a Compliance Specialist. In this role, you'll help develop and administer an effective regulatory compliance program that ensures adherence to state regulatory and statutory requirements. You'll research...Hourly payTemporary workFlexible hoursCopperPoint Insurance Companies
Phoenix, AZ3 days ago- ...Regulatory Specialist We are Lennar Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating an extraordinary... ...role in upholding and strengthening Lennar Mortgage's Compliance Management Program. As a member of the Compliance...Live inWork at officeLocal area
001 Lennar Mortgage LLC
Phoenix, AZ2 days ago $40k - $52k
...Compliance Coordinator Location: Arizona Department: Compliance Employment Type: Full-Time, Exempt Pay: $40,000 - $52,000 Position Summary... ...of the business. Responsibilities: Supports management of regulatory compliance for all business lines across all of the states we...Full timeWork experience placementWork at officeLocal areaFlexible hoursBroadway Cannabis Market & Mint Cannabis Co.
Phoenix, AZ2 days ago- Nasdaq is seeking an exceptional regulatory analyst for the Listing Qualifications Group. The role involves analyzing financial statements... ...regulators like the SEC and FINRA to ensure continued listing compliance. Responsibilities include reviewing filings, serving as the...Work at office
- ...Customs Compliance SpecialistA job at TSMC Arizona offers an opportunity to work at the... ...digital future.As a Customs Compliance Specialist, you will demonstrate a strong sense of... ...clearance and ensuring all documentation meets regulatory standards. Key tasks include assisting...Work at officeMonday to FridayShift workNight shiftWeekend work3 days per week
TSMC
Phoenix, AZ4 days ago $10k
...rigorous listing standards. We are looking for an exceptional regulatory analyst to join our experienced team of regulatory experts. Our... .... In this role, you will be part of a team of 200+ legal, compliance, surveillance and regulatory professionals located in the U.S....Work at officeHome officeFlexible hours2 days per week- Greenberg Traurig, a global law firm, seeks a mid-level Associate for the Financial Regulatory & Compliance Practice. The role can be based in Miami, DC, NY, Chicago, Atlanta, Phoenix or Dallas. The Associate will handle regulatory matters for clients across various industries...
- ...information technology assets by supporting governance, risk, and compliance activities, including security policy and standards management... ..., disaster recovery coordination, audit readiness, and regulatory compliance. This role supports PCI DSS, SOX, privacy, and broader...Full timeWork at officeLocal areaRemote workMonday to Friday
- Nutrien Ag Solutions, Inc. is seeking a Regulatory Specialist for Fertilizer & Plant Nutrition at our Deerfield Corporate Office. You will manage... ...reviews for our designated product portfolio, ensuring compliance with state requirements and timely submissions. Ideal...Work at office
- Nutrien is seeking a Regulatory Specialist to manage state registrations for its crop nutrition portfolio in the US. You will process registrations... ...changes, and build strong relationships with state authorities while upholding safety and compliance #J-18808-Ljbffr Nutrien
- ...About The Role We are seeking a highly detail‑oriented Compliance Filings Specialist to support the execution of federal and state compliance... ...managing all filings offered by PrePass, ensuring accuracy, regulatory compliance, and timely submission. The Compliance Filings...
- ...block funds; and report to OFAC as required Oversee business and compliance inventory SLAs Provide business and compliance alert... ...actions, and improve controls and operations Investigate apparent regulatory or compliance breaches, make recommendations, and implement corrective...Work experience placementWork at office
$84.5k - $91k
...financial solutions that support their educational goals. Position Summary The Lending Compliance Officer plays a critical role in ensuring that all school partnership submissions meet regulatory standards and internal policy requirements. This individual will evaluate new...Full timeFlexible hours$77k - $143k
COMPLIANCE OFFICER-DEPOSITS & PAYMENT OPERATIONS WHAT IS THE OPPORTUNITY? Position is responsible for overseeing and maintaining assigned... ...issues are closed in a manner which both adheres to the regulatory requirements while assisting business areas with implementing...Work experience placementRemote work- ...trend analyses, audits, investigations, and site inspections of procedures, facilities, equipment, and behaviors to ensure regulatory compliance and prevent accidents. The role includes developing or delivering training, emergency preparedness, and QA initiatives, plus...
$19 per hour
Swift Transportation in Phoenix, AZ is seeking a detail-oriented Compliance Auditor to review driver logs for regulatory compliance and company policy adherence. The role requires AS400 proficiency and strong written skills, with a focus on accurate audits and timely reporting...- Nutrien is seeking an experienced Regulatory Registrations Specialist to manage state registrations for agricultural products in the US. You will review labels, monitor regulatory changes, and maintain critical data systems while collaborating with Legal, Product Development...
- ...through the State of Arizona; enforces all state and federal laws and regulations relative to commercial vehicle enforcement and regulatory compliance; completes all work assignments and training in a timely manner, good decision making, makes arrests when necessary,...Temporary work
$85.9k - $135k
...of something bigger as One Paychex. Overview Provides expert compliance support to internal business partners. Ensures timely and accurate... ...with pertinent federal, state, local, and international regulatory requirements and company policies. Maintains strategic knowledge...Full timeContract workPart timeInternshipLocal area$39.18 - $58.28 per hour
Job Summary And Responsibilities As our Senior Compliance Specialist, you will support the CommonSpirit Health Corporate Responsibility Program... ...monitoring efforts across CommonSpirit Health to ensure regulatory adherence. To be successful in this role, you will possess...Work from home- BWH Hotels is seeking a Security Compliance professional to support governance, risk, and regulatory compliance across PCI DSS, SOX, GDPR/CCPA. The role collaborates with stakeholders and auditors to maintain control documentation, evidence collection, and remediation tracking...
- ...reviews, and meeting materials while coordinating board education and accreditation processes. This role supports regulatory affairs and ensures compliance across research operations. Ideal candidates will have a bachelor’s degree in a health-related field, 2+ years of...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Compliance Specialist. Be the first to apply!
Related searches
- regulatory affairs specialist Phoenix, AZ
- medicare compliance specialist Phoenix, AZ
- senior compliance analyst Phoenix, AZ
- risk compliance officer Phoenix, AZ
- regulatory compliance analyst Phoenix, AZ
- compliance specialist Phoenix, AZ
- aml compliance analyst Phoenix, AZ
- regulatory officer Phoenix, AZ
- healthcare compliance officer Phoenix, AZ
- regulatory analyst Phoenix, AZ