RIA Compliance Leader - SEC & Marketing Reviews
LHH
LHH is recruiting for a Compliance Manager in Atlanta to own key compliance program areas and partner directly with senior leadership. The role offers the opportunity to elevate a high-performing team and impact regulatory alignment across the organization. You will lead advertising reviews, oversee third-party oversight, and support audits and exams while mentoring junior staff. A strong background in RIA/FINRA compliance and Advisers Act knowledge is essential. #J-18808-Ljbffr LHH
Vacancy posted 1 day ago
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