Chief Compliance Officer - Capital Advisory & M&A
BMS Group
BMS Group is looking for an experienced Compliance Officer to lead the compliance function for BMS Capital Solutions & Advisory in New York. The role involves overseeing the compliance program, including SEC and FINRA regulations, and reporting to the CEO. The ideal candidate will possess a Juris Doctor (JD), have over 10 years of compliance experience, and hold FINRA Series 7 and Series 24 licenses. This opportunity is pivotal in shaping the compliance landscape of a growing advisory platform. #J-18808-Ljbffr BMS Group
Vacancy posted 4 days ago
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