Senior VP, Broker-Dealer Regulatory Reporting
TD
TD Securities in New York seeks an experienced VP to lead its Broker-Dealer Regulatory Reporting. You will own the preparation, review, and oversight of SEC financial responsibility reporting, including 15c3-1 net capital and 15c3-3 customer protection calculations, partnering with businesses to ensure full regulatory compliance. This role requires deep technical knowledge, strong stakeholder communication, and the ability to translate complex rules into actionable controls. #J-18808-Ljbffr TD
Vacancy posted 2 days ago
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