Compliance Associate: FINRA/SEC Rules Navigator
Insight Global
A financial services firm in Tampa is looking for a Compliance Associate to oversee communications compliance with regulations and internal standards. The ideal candidate will have 3 years of experience in compliance, possess active Series 7 and 24 registrations, and excel in communication with stakeholders. This role requires a proactive approach to managing inquiries and interpreting regulations. #J-18808-Ljbffr
Vacancy posted 3 days ago
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