Trade Surveillance & Risk Analytics Analyst
Northbound Executive Search
An established industry player is seeking a Trade Surveillance Analyst to enhance their compliance efforts. This role involves analyzing regulatory trends, designing surveillance patterns, and coordinating with Compliance and Front Office teams. You will be responsible for timely analysis of alerts to prevent misconduct, develop systematic case management programs, and handle complex situations with integrity. If you possess strong analytical skills and a passion for financial services, this is an exciting opportunity to contribute to a critical area of the business. #J-18808-Ljbffr Northbound Executive Search
- JPMorgan Chase & Co. in New York seeks an Associate on the Quantitative Trading & Research Markets Capital (QTRMC) team. You will build financial models, perform data analytics, and contribute to risk management and portfolio optimization across products and regions. You...Suggested
- ...Services Group, Inc. is seeking a FINRA Supervision Specialist to oversee supervisory and trade review of Financial Advisors across various locations. This role supports compliance and risk management goals while promoting a culture of regulatory excellence. The ideal...Surveillance
- ...Trade Surveillance Analyst will be responsible for actively following regulatory trends and taking appropriate... ...format alerts and advanced market risk metrics, all of which may be utilized... ...high level of initiative, analytical skills, and impeccable integrity. Ability...Surveillance
$100k - $140k
Unchain Data is looking for a Surveillance Analyst in New York to maintain market integrity by monitoring trading activity and investigating anomalies. You will develop expertise... ...stakeholders. The role requires a mix of analytical skills and technical proficiency in Python...Surveillance$100k - $140k
...leading financial market innovator is hiring a Surveillance Analyst in New York, NY. The role involves monitoring trading activities, investigating anomalies, and... ...market surveillance or a related role, strong analytical skills, and proficiency in Python and SQL. The...Surveillance$110k - $120k
...partners to offer seamless investing and trading experiences to clients worldwide, all... .... We’re looking for an experienced surveillance analyst who has ground through alerts but never... ...of truth. Sharpen detection: Bring an analytical eye to scenario and threshold tuning....SurveillanceFull timeWork at officeWorldwide$75k - $85k
...seeking a highly motivated Analyst to join our New York office.... ...intersection of residential loan analytics, capital markets, and... ...Desk, with direct exposure to trading, research, and structuring teams... ...analysis, and portfolio surveillance with a focus on speed, accuracy...SurveillanceDaily paidWork at officeLocal areaImmediate start$150k - $200k
Atlas Search is seeking a Senior Trade Surveillance Officer based in New York to join its Legal & Compliance function. This role will focus... ...least 6 years of experience in compliance, demonstrating strong analytical skills and excellent communication. The position offers a...Surveillance$90k - $115k
...Job Summary IT Risk and Compliance Analyst position is a highly visible, client‑facing role that works... ...security assessments that require analytical and technical skills across a broad... ...experience involving ISO27001 annual surveillance audits and full recertification audits...SurveillanceWork experience placementLocal area- SGS Société Générale de Surveillance SA is looking for a Trading Application Support professional in New York. This role involves operational support... ...office teams. Successful candidates will have a blend of analytical skills and technical know-how, particularly in market...Surveillance
- ...Associate/AVP, Trader, Global Trading Unit, Portfolio Execution &... ...in trading, along with strong analytical and programming skills, to join... ...‑trade checks, and market surveillance Build and maintain strong relationships... ...and inter‑day market timing risks in order to deliver strong...SurveillancePermanent employment
- ...audit strategy for the sound application of risk-based auditing by defining audit scope... ...Qualifications 4+ years in auditing and the same in trading with a compliance/business controls/risk... ...in financial services. Intermediate analytical/automation skills (SQL, SAS, Excel and...Surveillance
$70k - $82k
Guy Carpenter is seeking a Risk Analyst to join their team in New York. The role offers exposure to the reinsurance industry, where you... ...matriculated student pursuing a Bachelor’s degree with strong analytical and interpersonal skills. This is a hybrid position requiring...Work at office3 days per week$120.8k - $137.9k
...Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking a highly analytical and investigative Trade Surveillance Principal Associate to play a key... ...Management: Formally escalate high-risk trading anomalies and potential...SurveillanceFull timePart timeLocal area$150k - $200k
...groups in Japan. SMFG’s shares trade on the Tokyo, Nagoya, and New... ...Role Description The Trading Risk & Control group in Capital... ...team which includes financial analysts, quants, and traders. Solve... ...Science or related quantitative/analytical field with a minimum 5 years...Work experience placementWork at officeLocal areaWork from homeWorldwide$150k - $225k
...President - AMRS Futures Electronic Trading (Sales Trader), New York... ...and trading with advanced analytics and product innovation. The team... ...Trade Monitoring & Surveillance Market Microstructure Knowledge... ...Quantitative, and Technology teams Risk Controls Experience:...SurveillanceShift workDay shift- Huron Consulting Group is looking for a Consultant for a Trade Surveillance role, based in Midtown NYC. This Contract Based Opportunity offers a hybrid work schedule. Ideal candidates will be responsible for ensuring compliance with rules, conducting investigations, and...SurveillanceContract workFor contractors
- ...a Vice President with a focus on Credit Trading Product Control. As a Credit Trading Product... ...procedures. You will play a key role in risk reporting and assessment, promoting... ...accurate and timely manner Serve as an analytical and project support resource relevant to...Work experience placement
- ...Trade Surveillance Analyst page is loaded## Trade Surveillance Analystremote type: Hybridlocations: New York-New York Cityposted on: Posted Todayjob requisition id: JR-0014916Huron is redefining what a global consulting organization can be. Advancing new ideas every day...SurveillanceContract workFor contractorsImmediate start
- ...Centers and Infrastructure and Trade & Sustainable Commodity... ...activities, and highlight the key risk factors. Provide approval or... ...regulatory practices. Strong analytical and solid judgment skills with... ...and commuters. #J-18808-Ljbffr SGS Société Générale de Surveillance SASurveillance
- ...seeking a Vice President focused on Credit Trading Product Control in Brooklyn, NY. This role involves ensuring accurate P&L and risk reporting, collaborating with various... ...least 4 years of relevant experience. Strong analytical and communication skills are also essential...
- ...express views on real-world events by trading on outcomes across politics, economics,... ...work is real from day one. As a Trade Surveillance Analyst, you will own the daily alert queue. That... ...flagged activity, distinguishing genuine risk from noise, writing case documentation,...SurveillanceContract work
$150k - $200k
...headquartered in New York City, seeking a Senior Trade Surveillance Officer to join its Legal & Compliance... ..., and recommend enhancements to reduce risk and improve efficiency Execute... ..., and inside information Strong analytical mindset with exceptional attention to detail...SurveillanceWork experience placement$159.4k - $181.9k
Trade Surveillance Manager (Broker-Dealer & Swap Dealer) - Capital One About... ...should demonstrate strong analytical capabilities, sound judgment... ...regulatory expectations and internal risk frameworks. Alert Review &... ..., and develop surveillance analysts, fostering a culture of...SurveillanceFull timePart timeLocal area$170 per hour
...a SEC‑regulated Alternative Trading System (ATS). The company is... ...seeking a Director of Trading & Risk to lead all aspects of... ...trading, ATS operations, trade surveillance, and best execution. Maintain... ...technology context. Excellent analytical, quantitative, and decision‑making...SurveillanceContract workRemote work- JPMorgan Chase in New York is seeking an analyst to join the Climate & Environmental Risk team to advance catastrophe modelling and physical risk analytics within financial risk management. You will partner with risk, data, and technology teams to deliver climate insights...
- Capital One in New York is looking for a Trade Surveillance Principal Associate to enhance the Commercial Banking market conduct surveillance program. The role includes daily surveillance, analysis of trading activities, and ensuring compliance with SEC, FINRA, and CFTC...Surveillance
- Mission+ is seeking a Trade Surveillance Associate in New York, New York, to join the Equities Trade Surveillance team. The ideal candidate has... ...of the trade lifecycle. The role involves monitoring risks, conducting reporting and meaningful analysis, and collaborating...Surveillance
$159.4k - $181.9k
A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer... ...requirements, while also managing and developing a team of analysts. Candidates should have expertise in trade surveillance, market...Surveillance- ...Head of Compliance, Trade Surveillance and Communications About the Company Premier broker dealer Industry Insurance Type... ...leading global and regional compliance meetings to discuss key risks and trends. The Head of Compliance will also be instrumental...Surveillance
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