Senior Trade Surveillance Investigator: BD & SD
Capital One
Capital One in New York is looking for a Trade Surveillance Principal Associate to enhance the Commercial Banking market conduct surveillance program. The role includes daily surveillance, analysis of trading activities, and ensuring compliance with SEC, FINRA, and CFTC regulations. The ideal candidate will have at least 3 years of relevant experience and a strong understanding of market conduct rules. This position offers competitive compensation along with a range of benefits. #J-18808-Ljbffr Capital One
Vacancy posted 4 days ago
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