Senior Compliance Analyst - Investment Guidelines
Janus Henderson Investors
Janus Henderson Investors is seeking a Senior Analyst for the Investment Guideline Implementation Team in Colorado. You will help monitor and implement investment restrictions across funds and asset types, coding rules into Charles River and Aladdin, and collaborate with Investment, Legal, Operations, ESG, and Client Services. The role offers hybrid work, competitive salary, and opportunities for growth. A bachelor’s degree in Finance, Economics, or Accounting is required along with 1–3 years in #J-18808-Ljbffr Janus Henderson Investors
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Analyst - Investment Guidelines in Denver, CO vacancy
- Janus Henderson Investors seeks a Senior Analyst in Investment Guideline Implementation to manage investment restrictions across fund ranges and asset... ...You will code rules in Charles River and Aladdin, load compliance lists, and collaborate with a broad set of internal...SeniorContract work
$85k - $93k
...is more than a job, it's about investing in a brighter future together .... ...hear from you! Your opportunity A Senior Analyst role within the Investment Guideline Implementation Team managing investment... ...coding of logic-based compliance rules into Charles River and Blackrock...SeniorWork at officeFlexible hoursJanus Henderson Group
Denver, CO4 days ago- ...accelerating infrastructure investment worldwide, our services are... ...DescriptionAECOM is seeking an experienced Senior Regulatory Specialist to... ...leadership for permitting, compliance, remediation, reclamation,... ...according to EEO guidelines. SummaryType: Full-timeFunction...SeniorWork at officeLocal areaWorldwideRelocationFlexible hours
- ...assisting with the implementation and support of the Company's Oversight & Supervision program, including regulatory filings, employee compliance, risk analysis, testing & surveillance, review of records and training. The Oversight & Supervision team utilizes current...Senior
Axos® Clearing, A Subsidiary of Axos Financial
Centennial, CO2 days ago - Transamerica is seeking a seasoned Compliance professional to strengthen and lead testing, monitoring, and regulatory oversight across a broker-dealer, registered investment adviser, and insurance agency. You will evaluate processes, supervise control activities, and drive...Senior
- Parsonex Enterprises, Inc. in Englewood, Colorado seeks an experienced, licensed Compliance Analyst to support its affiliated firms—Parsonex Securities, Inc. and Parsonex Advisory Services, Inc.—from our office in Englewood. This hands-on role operates under the Chief...Work at office
- Transamerica is seeking a compliance professional to strengthen its advisory compliance program through oversight of regulatory requirements and risk management. The role involves interpreting SEC rules, fiduciary duties, and Form ADV disclosures, while supporting policy...Senior
- Convera is seeking a Compliance Analyst to promote a robust AML program and mitigate onboarding risks. The role emphasizes KYC risks and escalations from front-line operations and sales into Compliance. Responsibilities include analyzing onboarding KYC data, assessing...Senior
- Artisan Partners Limited Partnership is seeking a Portfolio Oversight Analyst within Trade Operations to enhance trading controls and ensure compliance with investment guidelines and global regulatory limits. You will code client investment guidelines into order management...
- BOK Financial Corporation is seeking an Investment Strategist to manage portfolios within established guidelines using approved strategies from the Investment Committee... ...-driven insights, and adherence to risk and compliance standards, offering opportunity within a long‑...Senior
$89k - $105k
...so are the rewards. The Communications Compliance team ensures our parent company and affiliate... ...teams.As a Communications Compliance Senior Specialist, you will review and advise... ...campaigns and PR strategiesDraft practical guidelines for internal clients to ensure...SeniorFixed term contractWork at officeFlexible hoursShift work3 days per week$120.18k - $198.3k
...that inform executive-level decisions.The Senior Manager Residential Revenue FP&A will... ...the organization's financial strategy and investment decisionsIdentifying and analyzing... ...our Operating Principles; make them the guidelines for how you do your job.Own the customer...SeniorFull timeTemporary workImmediate startNight shiftWeekend work$133.71k - $180.9k
...Sling TV. Department SummaryOur investment in the future needs those... ...to minimize future compliance risks. Collaborating closely... ...synthesize regulatory impacts for senior leadershipSkills, Experience... ...The base pay range shown is a guideline. Individual total compensation...SeniorLocal areaFlexible hours$140k - $160k
...people’s lives and ensuring a return on investment for our clients and their investors. With... ...DescriptionAMCL is looking to recruit a Senior Asset Management Consultant to lead and... ...will be kept confidential according to EEO guidelines. #LI-MW1Join our social media...SeniorFull timeFlexible hours$72.35k - $103.4k
...DISH TV, Gen Mobile, Hughes and Sling TV. Department SummaryOur investment in the future needs those with an eye on the bottom line, and... ...viewed here: EchoStar Benefits.The base pay range shown is a guideline. Individual total compensation will vary based on factors such...SeniorLocal areaFlexible hours$89k - $105k
...rewards. Robinhood Asset Management (“RAM”) is a digital-first investment advisor responsible for delivering investment advice to its... ...service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of...SeniorWork at officeFlexible hoursShift work3 days per week$72.35k - $110k
...Sling TV. Department SummaryOur investment in the future needs those... ...of federal income tax compliance and the necessity for precision... ...estimated tax reporting. The Senior Tax Accountant will solve data... ...base pay range shown is a guideline. Individual total compensation...SeniorLocal areaFlexible hours$72.35k - $103.4k
...Hughes and Sling TV. Department SummaryOur investment in the future needs those with an eye... ...workflows, and enforces financial compliance across cross-functional marketing tactics... ...Benefits.The base pay range shown is a guideline. Individual total compensation will vary...SeniorLocal areaFlexible hours$55k - $120k
...technology.Job DescriptionTitle: Post Trade Compliance Analyst Location: Denver, CO; Boston, MA;... ...as a critical control within the investment management process, ensuring portfolios... ...regulatory requirements and client investment guidelines. You'll investigate complex compliance...Ongoing contractFull timeWork at office$149.52k - $175.9k
...relationships. Grows revenue as directed by senior management by successfully closing new... ...non-extension) of credit utilizing key investment thesis and risk-managed decision-making.... ...Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those...SeniorFull timeWork experience placementWork at officeLocal areaRemote workFlexible hours3 days per week- ...process. Position Summary The Senior Commercial Portfolio Manager... ...credits based upon bank guidelines and client needs. Manage loans... ...specific loan. Work with the Credit Analysts to review spreads and... ...credit quality, changes in risk, compliance with loan covenants and compliance...SeniorWork at office
$123.2k - $228.8k
...PNC is seeking an Originator Sr. in Denver, CO, to lead multifamily investments and loans while fostering relationships in the commercial real estate sector. The role demands strong knowledge in loan structuring, evaluation, and market strategies. Applicants should possess...SeniorPNC
Denver, CO1 day ago- ...forecasts. Performs economic research and studies in the areas of rates of return, depreciations, working capital requirements, investment opportunities, investment performance and impact of governmental requirements.Equal Opportunity Employer/Protected Veterans/Individuals...Senior
Quantum
Centennial, CO1 day ago - Invenergy is seeking an Associate or Senior Associate in Regulatory Affairs to support the Director of Regulatory Affairs-ERCOT. The role involves representing Invenergy before regulators, TSOs/ISOs and trade associations for generation, transmission, and storage projects...SeniorWork at officeRemote work
- Invenergy LLC in Denver/Portland is seeking an Associate or Senior Associate, Regulatory Affairs to support the regulatory team before state and federal regulators, transmission providers, and RTOs/ISOs. The role supports development, interconnection, and operation of...SeniorWork at officeRemote work
$84.9k - $120.57k
...Physical Security Regulatory Compliance ManagerAre you looking for an exciting job where you can put your skills and talents to work at a company you can feel proud to be a part of? Do you want a workplace that will challenge you and offer you opportunities to learn and...SeniorTemporary workLocal areaFlexible hoursXcel Energy
Denver, CO23 hours ago$83.95k - $119.9k
...Senior Financial AnalystEchoStar is reimagining the future of connectivity... ...seeking a Senior Financial Analyst to serve as a strategic... ...ROI of complex technology investments, and translate complex operational... ...base pay range shown is a guideline. Individual total compensation...SeniorFull timeWork at officeLocal areaFlexible hoursEchoStar
Englewood, CO2 days ago- AECOM is seeking a Senior Regulatory Specialist to lead Colorado ECMC regulatory activities for upstream oil and gas projects. The role... ...project guidance, and cross-functional collaboration to ensure compliance, permitting, and closure. You will drive training, develop...Senior
$139.23k - $163.8k
...will manage relationships with High and Ultra High Net Worth clients, providing services in wealth management, estate planning, and investments. This role offers a hybrid work model, allowing flexibility in work location, and requires strong relationship management and...SeniorU.S. Bank
Denver, CO1 day ago$140k - $160k
...Ares Management is seeking a Senior Associate to support real estate investment and fund activities. This role requires strong analytical skills and the ability to manage financial models and valuations. Ideal candidates will have 5-7 years of experience in commercial...SeniorAres Management
Denver, CO1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Analyst - Investment Guidelines. Be the first to apply!
Related searches
- regulatory affairs specialist Denver, CO
- medicare compliance specialist Denver, CO
- senior compliance analyst Denver, CO
- regulatory compliance analyst Denver, CO
- compliance specialist Denver, CO
- aml compliance analyst Denver, CO
- regulatory officer Denver, CO
- healthcare compliance officer Denver, CO
- regulatory analyst Denver, CO
- regulatory specialist Denver, CO