Control Room Executive: Compliance & Info Barrier Lead
Guggenheim Partners
Guggenheim Securities seeks an experienced Control Room professional to join its team in a fast-paced environment. The role partners with business and corporate leaders to ensure compliance with reputational, regulatory, and legal requirements applicable to the Control Room. You will interact with senior management and support watch lists, conflict searches, information barriers, and watch/restricted list procedures, while rotating through weekend coverage as needed. #J-18808-Ljbffr Guggenheim Partners
Vacancy posted 2 days ago
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