Compliance Audit Analyst

Kforce has a client in San Antonio, TX that is seeking a Compliance Audit Analyst that ensures an organization adheres to internal policies, industry regulations, and government laws. They conduct internal audits, analyze data to identify risk gaps, and recommend corrective actions to prevent legal or financial penalties. Responsibilities:

• Ensures risks associated with business activities are effectively identified, measured, monitored, and controlled
• Follows written risk and compliance policies and procedures for business activities
• Manages and drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: oversight of procedures/process, accurate regulatory reporting and filing, document governance, risk control self-assessments, procedure governance, control design, new product controls, CoSA Third Party Governance, or quality governance
• Performs ongoing supervision and oversight of business controls and shares knowledge with team members to evaluate the effectiveness of established business controls
• Anticipates business needs and proactively identifies opportunities to improve and strengthen the control environment through actionable insights
• Assists with translating control deficiencies into action plans and provides recommendations to enhance governance practices in alignment with risk and compliance frameworks
• Partners with stakeholders to drive improvement efforts to correct or prevent unfavorable trends and assess the impacts
• Leads project team through concept, planning, execution, and implementation phases for effective and timely risk remediation
• Advises senior management on the status of their control environment related to risk identification and control weaknesses. Identifies critical areas to monitor and escalates issues and findings to appropriate stakeholders
• Provides control oversight to ensure compliance with laws and regulations
• 3-6 years of Control Testing/Internal Audit experience
• 1-3 years of Insurance/Financial Services Industry experience
• 1-3 years of Technology Acumen for testing automation experience