Senior Regulatory Compliance Analyst — Fintech Navigator
PEAK6
Apex Fintech Solutions is seeking a seasoned Senior Compliance Analyst (Regulatory) to support broker/dealer compliance programs. You will report to the Sr. Manager, Compliance (Regulatory) and ensure adherence to FINRA, SEC, and other regulators. The role emphasizes robust policy implementation and regulatory examinations. The candidate should bring 5+ years in broker/dealer compliance, with licenses such as Series 7/24 preferred. #J-18808-Ljbffr PEAK6
Vacancy posted 2 days ago
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