Regulatory Records Intern - Finance (SEC/FINRA Exposure)
Wayne State University
A financial services firm located in New York seeks an intern to assist their Compliance team. This role involves organizing and filing regulatory records to ensure compliance with SEC and FINRA standards. Ideal candidates will have strong attention to detail, proficiency in Microsoft Office, and an interest in financial compliance. Interns will gain valuable exposure to operational aspects and contribute to document management within a professional financial environment. #J-18808-Ljbffr Wayne State University
- ...Adviser (RIA) and a FINRA-member Broker-... ...a strong focus on regulatory compliance and operational... ...and reliable intern to support our... ...regulatory and operational records. This internship... ...accordance with SEC, FINRA, and... ...What You Will Gain Exposure to SEC and FINRA regulatory...InternshipRegulatoryWork at office
- ...in New York is seeking a reliable intern to support their Compliance team.... ...hands-on experience in managing regulatory and operational records within a dual-registered firm environment... ...proficiency. This role provides exposure to the SEC and FINRA regulatory settings. #J-18808-...InternshipRegulatoryWork at office
- ...skills while handling a diverse docket of cases with a focus on regulatory enforcement matters. Key responsibilities include litigation... ...managing compliance investigations, and collaborating with various internal departments. Candidates must be experienced professionals with...Regulatory
- ...role for a Registered Dietitian Intern based in Florida, United... ...meet clinical, cultural, and regulatory needs. The intern will also help... ...in healthcare settings, exposure to regulatory requirements, and... ...applications (e.g., electronic medical records, Microsoft Office or similar...InternshipRegulatoryWork experience placementWork at office
- Robinhood is seeking a Compliance Communications Team Lead to oversee compliance strategies and ensure adherence to SEC, FINRA, and internal policies. The ideal candidate will have over 7 years of experience in compliance and a Bachelor's degree. This role requires strong...RegulatoryWork at office
- ...offering an internship in its Fiscal Department. Interns will assist with essential duties such as preparing... ...for individuals pursuing a degree in Accounting, Finance, or Economics, and aims to provide valuable exposure to practical financial scenarios. The role emphasizes...Internship
$17 - $19.5 per hour
...assigned cash register, including records of scanning errors, price... ...to local regulations and/or regulatory compliance programs are completed... ...store equipment. Receives exposure to the analysis of financial... ...as a group to complete the Intern Team Challenge and present to...InternshipRegulatoryHourly paySeasonal workLocal areaFlexible hoursAfternoon shift- ...testing in support of product quality, regulatory compliance, and laboratory operations. This... ...plating techniques Incubate, read, and record microbiological test results Document... ...a growing pharmaceutical business, get exposure to various functions with opportunities...InternshipRegulatory
- ...Manager with deep experience in Finance to oversee the daily... ...payroll administration, employee records, visa and work permit processes... ...systems, alarm systems, and regulatory compliance. Requirements Bachelor... ...strong financial operations exposure Solid experience managing...RegulatoryWork at office
- ...Administration, Non-Profit Management, Finance, Computer Science, Human Resources or a... ...meetings. Help maintain accurate records and supporting documentation Participate... ...to detail and ability to follow regulatory requirements. Ability to handle sensitive...InternshipRegulatoryWork at officeMonday to FridayFlexible hours
$43.89k - $93.57k
...include the preparation of various statutory finance deliverables, including quarterly,... ...and related supplementary filings to the regulatory agencies. The candidate will perform various... ...applicants with arrest or conviction records will be considered for employment in...RegulatoryHourly payFull timeTemporary workWork experience placementLocal area- ...product development, ensure regulatory and lender requirement compliance... ...and analyze feedback from internal teams, customers, and dealers... ...standards. Collaborate with legal, finance, and customer service... ...priorities shifting quickly Want exposure to finance operations and...InternshipRegulatoryWork at officeLocal areaShift work
- ...About Us: We’re not your typical finance company. We’re a fast-growing, energetic team,... ...the country. Plus, for high-performing interns, there’s the real opportunity to secure... ...ll Gain: Hands‑on Experience: Real‑world exposure to sales and small business lending in a...InternshipFull timeSummer internshipWork at office
- ...confidential, and non-judgmental environment. INTERN ACCEPTED Key Responsibilities: Provide... ...by state licensure boards and regulatory organizations. Foster a therapeutic, empathetic... ...Proficiency in using Electronic Health Record (EHR) systems and Microsoft Office Suite...InternshipRegulatoryPrivate practiceWork at office
- ...for high risk/cost medications, to optimize safety, efficacy, regulatory compliance, report metrics and provide education to healthcare... ...Certifications: N/A Required Experience: Less than one year pharmacist/intern experience Preferred Experience: Experience and/or advanced...InternshipRegulatory
- ...direction of the Compliance Manager. The successful candidate will coordinate record-keeping and reporting for Title 31 documents while ensuring adherence to internal procedures and regulatory requirements. This role requires knowledge of casino operations, excellent...Regulatory
- NeueHealth, located in the Town of Florida, NY, is seeking an Intern to work on various Finance projects. The ideal candidate should be currently pursuing an Undergraduate degree and possess a strong interest in the Healthcare Industry. This role emphasizes collaboration...Internship
$67k - $84k
...maintaining accurate financial records and supporting the accounting... ...financial records. Support internal and external audits by... ...preparation of tax filings and other regulatory reports. Collaborate with... ...Bachelor’s degree in Accounting, Finance, or a related field. 2‑5...InternshipRegulatoryWork experience placementWork at office- ...audits. Ideal candidates will be pursuing a bachelor's degree in Accounting, Finance, or Economics and possess a desire to work in a nonprofit or similar setting. This internship provides exposure to real-world accounting scenarios and a chance to contribute to meaningful...Internship
- ...Compliance Associate in New York to ensure compliance with regulatory standards and internal policies. The candidate will handle office inspections,... ...communications for compliance, requiring a Bachelor’s degree and FINRA licenses Series 7 and 24. This position demands excellent...RegulatoryWork at officeFlexible hours
- ...storing medications and controlled substances and other applicable regulatory requirements including 340B and USP797 compliance. The... ...controlled substances and maintains proper distribution and inventory records in accordance with established procedures and regulatory...InternshipRegulatory
- ...The Finance Manager is responsible for leading the organization's... ...compliance, audit coordination, and internal controls. The ideal candidate... ...reporting. Ensure financial records are accurate, timely, and... ...contractual obligations, and regulatory standards. Strengthen systems...RegulatoryLocal area
$138.2k - $172.8k
...Collaboration, and Accomplishments Proven Track Record of accomplishments and experience... ...levels of security, compliance and regulatory adherence. Cross-Functional Communication... ...in which work is performed. Benefits for intern, part-time and seasonal employees may differ...InternshipRegulatoryFull timeTemporary workPart timeWork experience placementSeasonal workRemote workShift work- Senior Manager, SEC Reporting - RJ Bank page is loaded##... ...management and other internal customers to identify,... ...(10-Q, 10-K and other regulatory reporting) including... ...senior management.* Manages finance presentations for Board... ...Regulatory Authority (FINRA)**Travel**Less than 25%...RegulatoryWork experience placement
- ...Joint Commission and other licensing, accreditation and regulatory agencies. Primary Accountabilities Performs... ...services, education and training, including precepting interns and cosigning intern medical record documentation. Conducts community events, oversees support...InternshipRegulatoryFull timeRelocation packageFlexible hoursShift work
$1,000 - $2,000 per week
...of Florida is offering a summer internship for rising seniors interested in restaurant management or culinary management. Interns will gain exposure to the full business by apprenticing in various staff-level roles and understanding management functions such as hiring,...InternshipApprenticeshipSummer internship- ...with Model Risk Management, Internal Audit, and external validators... ...monitoring thresholds) to meet regulatory/audit expectations. Designs... ...discipline (eg Statistics, Finance, Mathematics, Engineering, Economics... ...services with significant exposure to credit risk analytics/...Regulatory
$200k - $280k
...management and treasury, to embedded finance at a global scale. Proudly... .... This role is focused on regulatory matters in the Americas as... ...financial institutions, ideally with exposure to payments, e-money, FX,... ...oriented, with a clear track record of managing multiple...RegulatoryPrivate practiceLocal areaWorldwide$91.7k - $137.5k
Workday Finance Business Analyst Remote, Florida, USA. Full‑time. The opportunity Unity is... ...to problem‑solving, with a track record of building trusted relationships with Finance... ...its relationship to the Financials module Exposure to Workday Prism Analytics or Workday Reporting...Full timeWork at officeRemote workWorldwideRelocation packageDay shift- Technology Lead - Finance & HR Full Time Professional - Lake Mary,... ...financial reporting, strong internal controls, compliant people processes... .... Support statutory, regulatory, and internal reporting requirements... ..., food/agriculture). Exposure to SOX compliance, audits, and...RegulatoryFull timeWork at office
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