Regulatory Records Intern - Finance (SEC/FINRA Exposure)
Wayne State University
A financial services firm located in New York seeks an intern to assist their Compliance team. This role involves organizing and filing regulatory records to ensure compliance with SEC and FINRA standards. Ideal candidates will have strong attention to detail, proficiency in Microsoft Office, and an interest in financial compliance. Interns will gain valuable exposure to operational aspects and contribute to document management within a professional financial environment. #J-18808-Ljbffr Wayne State University
- ...Adviser (RIA) and a FINRA-member Broker-... ...a strong focus on regulatory compliance and operational... ...and reliable intern to support our... ...regulatory and operational records. This internship... ...accordance with SEC, FINRA, and... ...What You Will Gain Exposure to SEC and FINRA regulatory...InternshipRegulatoryWork at office
- ...in New York is seeking a reliable intern to support their Compliance team.... ...hands-on experience in managing regulatory and operational records within a dual-registered firm environment... ...proficiency. This role provides exposure to the SEC and FINRA regulatory settings. #J-18808-...InternshipRegulatoryWork at office
- ...skills while handling a diverse docket of cases with a focus on regulatory enforcement matters. Key responsibilities include litigation... ...managing compliance investigations, and collaborating with various internal departments. Candidates must be experienced professionals with...Regulatory
- Robinhood is seeking a Compliance Communications Team Lead to oversee compliance strategies and ensure adherence to SEC, FINRA, and internal policies. The ideal candidate will have over 7 years of experience in compliance and a Bachelor's degree. This role requires strong...RegulatoryWork at office
- The Engineering Intern provides entry-level support to the Engineering... ...intended to provide hands-on exposure to engineering, drafting, and... ..., maintaining engineering records, preparing drawings and... ...company systems, standards, and regulatory requirements. Essential Duties...InternshipRegulatoryWork at officeImmediate start
$15 per hour
...Capital Partners, LP is seeking a motivated Part-Time Intern to support our corporate team across accounting, finance, and general office administration functions. This flexible role includes organizing financial records and assisting with various projects based on...InternshipPart timeWork at officeFlexible hours- ...offering an internship in its Fiscal Department. Interns will assist with essential duties such as preparing... ...for individuals pursuing a degree in Accounting, Finance, or Economics, and aims to provide valuable exposure to practical financial scenarios. The role emphasizes...Internship
- ...Administration, Non-Profit Management, Finance, Computer Science, Human Resources or a... ...meetings. Help maintain accurate records and supporting documentation Participate... ...to detail and ability to follow regulatory requirements. Ability to handle sensitive...InternshipRegulatoryWork at officeMonday to FridayFlexible hours
- ...documentation, policy reviews, and regulatory research relevant to the... ...compliance registers, records, and tracking logs Help prepare internal compliance summaries and... ...degree — preferably in Finance, Business, Economics,... ...you will gain Practical exposure across Business...RegulatorySummer internshipWork at officeLocal areaImmediate start
- ...product development, ensure regulatory and lender requirement compliance... ...and analyze feedback from internal teams, customers, and dealers... ...standards. Collaborate with legal, finance, and customer service... ...priorities shifting quickly Want exposure to finance operations and...InternshipRegulatoryWork at officeLocal areaShift work
- ...The successful candidate will conduct risk assessments, ensure regulatory compliance, and foster a culture of risk awareness across departments. This remote position requires a Bachelor’s degree in finance or a related field and at least 3 years of banking or risk management...RegulatoryRemote work
- ...direction of the Compliance Manager. The successful candidate will coordinate record-keeping and reporting for Title 31 documents while ensuring adherence to internal procedures and regulatory requirements. This role requires knowledge of casino operations, excellent...Regulatory
- Broughton Group is seeking an Associate Registrar in Town of Florida, New York, who will oversee academic records management and regulatory compliance. The role includes managing degree conferral processes, supervising staff, and serving as a VA School Certifying Official...Regulatory
$15 - $16 per hour
...providing meaningful work, mentorship, and exposure to a dynamic healthcare organization.... ...the healthcare and business environment. Interns will work closely with experienced... ...Data Analytics Healthcare Administration Finance & Accounting IT & Development Sales Program...InternshipHourly paySummer internshipWork at office- ...audits. Ideal candidates will be pursuing a bachelor's degree in Accounting, Finance, or Economics and possess a desire to work in a nonprofit or similar setting. This internship provides exposure to real-world accounting scenarios and a chance to contribute to meaningful...Internship
- Senior Manager, SEC Reporting - RJ Bank page is loaded##... ...management and other internal customers to identify,... ...(10-Q, 10-K and other regulatory reporting) including... ...senior management.* Manages finance presentations for Board... ...Regulatory Authority (FINRA)**Travel**Less than 25%...RegulatoryWork experience placement
- About Us We’re not your typical finance company. We’re a fast‑growing, energetic team, committed... ...across the country. For high‑performing interns, there’s the real opportunity to secure... ...Gain Hands‑on Experience: Real‑world exposure to sales and small business lending in a...InternshipFull timeSummer internshipWork at office
$25 per hour
Acethermalsystems is seeking a Quality Intern for Summer 2026 to assist the Quality department. Responsibilities include handling certification paperwork, maintaining records, and supporting inspectors. Candidates should be actively enrolled in college coursework and proficient...InternshipHourly paySummer workWork at office- ...with Model Risk Management, Internal Audit, and external validators... ...monitoring thresholds) to meet regulatory/audit expectations. Designs... ...discipline (eg Statistics, Finance, Mathematics, Engineering, Economics... ...services with significant exposure to credit risk analytics/...Regulatory
$31.53 - $52.24 per hour
...treatment for high-risk communicable disease exposures, including patient counseling, blood... ..., managing unique situations using regulatory and client-specific protocols. Follows and... ...client interactions in electronic medical records (EMR) and complete DOT and chain of custody...RegulatoryWork experience placementReliefWork at officeLocal area$200k - $280k
...management and treasury, to embedded finance at a global scale. Proudly... .... This role is focused on regulatory matters in the Americas as... ...financial institutions, ideally with exposure to payments, e-money, FX,... ...oriented, with a clear track record of managing multiple...RegulatoryPrivate practiceLocal areaWorldwide- Director of Finance page is loaded## Director of Financelocations:... ...RVU reporting, billing, and recorded revenue.* Assist Finance/Accounting... ...organizational policies, regulatory standards, and quality... ...range of stakeholders (both internal and external) in order to collaborate...Regulatory
$32 - $34 per hour
...officials about financial and regulatory matters. Examine and... ...examine, or analyze accounting records and financial statements. Review... ...training accounting staff. Exposure to ERP and financial analysis... ...Bachelor’s degree in Accounting, Finance, or a related field is...RegulatoryHourly payWork at office$140k - $165k
...in building the future of finance. Our mission is to democratize... ...integrity, and reduce regulatory, financial, operational and... ...customer-facing content meets SEC, FINRA, and internal policy standards. By guiding... ..., with a proven track record of leading projects Experience...RegulatoryWork at officeFlexible hoursShift work3 days per week- ...for high risk/cost medications, to optimize safety, efficacy, regulatory compliance, report metrics and provide education to healthcare... ...Certifications: N/A Required Experience: Less than one year pharmacist/intern experience Preferred Experience: Experience and/or advanced...InternshipRegulatory
- ...improving domestic and international logistics operations,... ...maintain complete, auditable records. Serve as primary... ...forwarders, and regulatory agencies to resolve clearance... .... Collaborate with Finance on freight accruals,... ...scaffolding and high places, exposure to high heat or...RegulatoryContract workTemporary workLong distance
$23.03 - $29.96 per hour
...experience to enhance their education and professional aptitude. Our interns gain exposure to real projects while working side by side with senior... ..., spreadsheets, technology, and tools. Proven track record of upholding workplace safety and ability to abide by WSP’s...InternshipFull timeTemporary workWork experience placementSummer workSummer internshipWork at officeLocal areaRelocation packageFlexible hours$20 per hour
...Internship Program MN, NYC, FL or Remote Intern Hourly Description Bond Sports 2026... ...backed software company. This will include exposure to the following areas: 1) Sales and Business... ...Management and Engineering, and 5) Finance. This internship both provides great, real...InternshipHourly payFull timeSummer internshipImmediate startRemote work- ...performance, ensuring regulatory compliance, supporting... ...local employment laws and internal policies Support audit... ...accurate workforce records and reporting Support... ...post-merger integration exposure SHRM-CP / SHRM-SCP /... ...(Operations, Quality, Finance) #J-18808-Ljbffr EXALTA...RegulatoryHourly payLocal area
£77k per year
National Grid plc in Warwick is seeking a Finance Business Partner for Regulatory Finance. This role involves shaping financial plans and securing funding from Ofgem. You will work closely with business leaders to build evidence-based proposals and influence investment...Regulatory
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