VP, Investment Adviser Compliance & Regulatory Strategy
Ares Management
Ares Management seeks an experienced attorney to join its Legal & Compliance team as VP - Investment Adviser Compliance, providing senior regulatory guidance across global platforms and investment strategies. The role requires advising on complex structures, regulatory risk, and exemptions, and collaborating with investment professionals and outside counsel to drive practical solutions in a fast-paced environment. #J-18808-Ljbffr Ares Management
$250k - $300k
...Job DescriptionAres' Legal & Compliance Department oversees the Firm's global Legal, Regulatory and Compliance functions and... ...matters relating to the Investment Advisers Act of 1940, Investment Company... ...across multiple investment strategies and asset classes.Primary Functions...RegulatoryFull timeTemporary workWork experience placementFlexible hours- ...New York, NY is seeking a Deputy Chief Compliance Officer to lead compliance initiatives... ...including NYLIFE Securities LLC and Eagle Strategies LLC. This position requires significant... ...and a strong understanding of regulatory frameworks. The Deputy CCO will deputize...Regulatory
- VP (Head), Product Strategy | new role with direct reports | high-profile CV biotech | New Jersey -... ...entire portfolio. Working across the Regulatory, Clin Dev, Med Affairs, Commercial,... ...recommendations for program‑related investments such as new indications and formulations...Regulatory
- Ares Management Corporation is seeking a Vice President - Investment Adviser Compliance to join its Legal & Compliance team. The role advises on complex regulatory matters, transaction structures, and conflicts management across a global platform. You will partner with...RegulatoryFlexible hours
- ...Vice President, Investment Adviser Compliance About the Company Leading international alternative... ...candidate will serve as a senior regulatory adviser, providing guidance on complex... ...those involving multiple investment strategies, client types, and asset classes. The...Regulatory
$110k - $230k
...leading global bank located in New York is seeking a Vice President for Regulatory Affairs. This role involves communicating with regulators, managing regulatory examinations, and overseeing compliance matters. The ideal candidate will have at least 10 years of experience...Regulatory- Black Swan Group, a global financial institution, is seeking a risk and compliance professional to support a fast-moving payments area. The role involves advising on regulatory requirements such as UDAAP, Reg R, Reg CC, and OCC/FDIC frameworks. You will translate complex...Regulatory
- ...Services is seeking a Vice President of Accounting / Controller to lead financial compliance and oversee accounting functions. The role requires analyzing complex financial data, managing regulatory compliance, and preparing audit documentation. The ideal candidate should...Regulatory
$142.32k - $213.48k
...Senior Manager - Operations & Strategy (Chief of Staff) VP at Citi. The Business Sr.... ...related to BU Compliance/Risk and Control and/or Management... ...Intermediate understanding of regulatory, compliance, risk... ...Basic experience in debt investment securities analytics, measurement...RegulatoryFull timeTemporary workWork at officeLocal area- Herring Bank is seeking a VP, BSA/AML Officer to lead our BSA/AML, OFAC, and regulatory compliance programs. This role is remote with executive accountability and cross‑functional collaboration. Ideal candidates have extensive BSA/AML leadership experience, including high...RegulatoryRemote job
- ...annuities, shaping product design, rate setting, and governance. This senior role collaborates with Product, Investments, Valuation and Finance, directing regulatory filings and ensuring compliant pricing practices. The position supports hybrid/virtual work with potential...Regulatory
- ...leading financial institution is seeking a bank regulatory counsel in New York, NY, to navigate complex... ...banking regulations. Responsibilities include advising on bank regulatory matters, reviewing investments for compliance, and supporting new products. The firm offers...Regulatory
$100k - $250k
...people of Goldman Sachs. Our teams advise, design and implement strategies, processes and technologies that... ...meet or exceed client expectations, regulatory requirements, and internal... ...in 1869, we are a leading global investment banking, securities and investment...RegulatoryFull timeTemporary workPart time$100k - $170k
...Wealth Management (AWM) is the primary investing area within Goldman Sachs, bringing together... ..., real estate managers, public equity strategies, fixed income strategies and ESG (impact... ...family offices, for which we invest or advise on over $400 billion of alternative investments...Full timeTemporary workPart time$200k - $240k
...Product Management - Legal and Compliance Solutions to help shape the... ...role, you will lead product strategy and execution across a... ...in the legal, compliance, or regulatory technology space, who is equally... ....Drive product strategy and investment decisions by aligning...RegulatoryFull timeLocal area- ...executive teams to achieve regulatory compliance and operational excellence.... ...& Architecture OverviewThe VP - Infrastructure & Architecture... ...roadmap, aligning investments with business goals and regulatory... ..., and modernization strategies for optimal performance.Design...Regulatory
$200k - $300k
...advisor to our clients by formulating investment strategies and raising capital for clients.... ...market trends Serve as the expert on regulatory, financial and complex strategic issues... ..., its clients and assets, by driving compliance with applicable laws, rules and...RegulatoryFull time$165k - $250k
...investors, the companies we invest in, and the communities in which... ...through both institutional strategies and strategies tailored for... ...the Real Estate Legal and Compliance team in New York. The candidate... ...and Form ADV and other regulatory filings and ensure timely submissionOversee...RegulatoryFull timeWork at officeLocal areaFlexible hours- ...join growing structured investments legal team.Hybrid role... ...investments.Ensure compliance with relevant laws and... ...legal risks and recommend strategies to mitigate them.Stay... ...industry trends and regulatory changes impacting structured... ...ApplicantA successful VP, Structured...RegulatoryWork at officeLocal area
$200k - $285k
Our client is a trading and investment group. They seek a Senior Director... ...a forward-looking tax strategy that supports both immediate... ...implicationsGovern tax strategy and compliance for the U.S. consolidated... ...filings; manage audits and regulatory engagements; and oversee...RegulatoryWork at officeImmediate startRemote work- ...leadership to guide product development, regulatory strategy, commercial distribution, marketing,... ...cross‑functionally with leaders in compliance, operations, product development, and... ...proactively.Support innovation efforts by advising on new products, digital tools, and...RegulatoryFull timeTemporary workWork at office
- Product Strategy & Plan Group Manager - Senior Vice President Job Req Id: 26978994 Location(s): Mumbai, Maharashtra, India Job Type:... ...risk middle office, quality assurance, issues management and regulatory issue remediation. The team’s objective is to ensure exceptional...RegulatoryFull timeWork at office
$250k - $360k
...join our Legal team as VP, Legal - Consumer... ...opportunity to lead legal strategy across three of PayPal... ...experienced product and regulatory lawyers supporting... ...commercial transactions.Advise on the full spectrum of... ...materials to ensure compliance with applicable laws.Engage...RegulatoryFull timeFixed term contractWork at officeLocal areaImmediate startFlexible hours- ...financial risks, reserving, and pricing strategies for government programs. The ideal candidate... ...in Medicare and Medicaid. The VP will directly support the CFO and mentor... ...performing actuarial team while ensuring compliance with industry standards. The position is...Remote job
$145k
...challenge on business and compliance matters to evidence... ...with Barclays legal, regulatory and ethical responsibilities... ...To contribute or set strategy, drive requirements... ...decisions.. Advise key stakeholders, including... ...Oversight Compliance - VP, where you’ll provide...RegulatoryHourly payFull timeTemporary work$142.32k - $213.48k
...resolvability and coordinates day-to-day operation, governance, strategy, and change management activities to achieve the firm’s... ...in Treasury to enhance the firm’s liquidity position to meet regulatory requirements, internal Limits/Thresholds, and business objectivesCreate...RegulatoryFull time$244.5k - $366.5k
...a team of attorneys providing legal, regulatory and compliance support to the underwriting businesses... ...analyzing relevant precedents, developing strategy, and providing legal expertise that... ...recommendations and support lines of business•Advise senior managers on complex legal...RegulatoryFull timeContract workPart timeWork from home$95.5k - $127.3k
...Key projects may include modeling new regulatory frameworks and their impacts on RIS products... ..., treasury, risk, actuarial, finance, investments, legal, and operations). This is a... ...frameworks - Analyze and assist in developing strategy for implementation of new regulatory...RegulatoryTemporary workWork at officeLocal area3 days per week$165k - $250k
...strengthening the companies in which the firm invests. Blackstone’s over $1.3 trillion in... ...management include global investment strategies focused on real estate, private equity,... ...documentation.Ongoing review of industry and regulatory developments to assess any relevant...RegulatoryFull timeWork experience placementLocal area$321.86k - $385.99k
...biology, high-dimensional data, and AI-driven analytics. As Head of Strategy & Operations, you will be our CEO's closest strategic partner... ...(executive decision-making, cross-functional alignment, regulatory filings, and governance). You will serve as a force multiplier...RegulatoryWork at officeLocal areaRemote workShift work
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