Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Compliance Associate, SEC & Corporate

$150k - $170k

LS Power Development, LLC

Overview

About us:

Founded in 1990, LS Power is a premier development, investment, and operating company focused on the North American power and energy infrastructure sector, with leading platforms across generation, transmission and energy expansion solutions. Since inception, LS Power has developed or acquired 50,000 MW of power generation, including utility-scale solar, wind, hydro, battery energy storage, and natural gas-fired facilities. Through its transmission business, LS Power Grid, the company built and operates 780+ miles of high-voltage transmission and 7 transmission utilities and has another 375+ miles currently in construction or development. LS Power actively invests in and scales businesses that are meeting the growing needs of the energy expansion, including electric vehicle charging, demand response, microgrids, renewable fuels and waste-to-energy platforms. Over the years, LS Power has raised more than $76 billion in debt and equity capital to support North American infrastructure.

Our Purpose, Mission, & Values:

Our Purpose is to solve complex energy problems that improve the world

Our Mission is to make lives better by developing a cleaner and more reliable energy ecosystem

Our Values are the willingness to participate in and help strengthen our culture of integrity, Innovation, Teamwork, and Taking Ownership

Our People create value and are our Most Valuable asset. We take our values of Integrity, Innovation, Teamwork and Taking Ownership seriously and ask candidates to think about how they can help us further enhance our culture with their specific skillsets, capabilities and experiences.

Benefits

We provide our teamthe opportunity to share their unique perspectives, solve new challenges, and continue in their career growth. We are committed to supporting employees’ happiness, healthiness, and overall well-being by providing comprehensive benefits that include 100% employer paid premium healthcare, paid parental leave and more.

Compensation

The salary for this role is $150,000-$170,000. This is the range that we in good faith anticipate relying on when setting wages for this position. We may ultimately pay more or less than the posted range and this range is only applicable for jobs to be performed in New York. This salary range may also be modified in the future.

About the Role:

We are seeking a bright, proactive and highly motivated individual to join the Company’s New York-based SEC/Corporate Compliance team as a Compliance Associate. The Compliance Associate will work collaboratively within the SEC and Corporate compliance team to perform a variety of legal-adjacent and compliance duties for the Company’s SEC registered investment advisers, affiliated family office accounts (public and private market investing) and corporate compliance program. The position requires considerable initiative, judgment and discretion in completing assignments and handling extremely confidential information, including proprietary business data and confidential personal data.

Responsibilities

What you will do:

  • Draft, analyze and review legal agreements, including vendor and data privacy agreements

  • In conjunction with the CCO and Legal department,provide support for litigation and legal matters, including matter tracking and drafting responses to internal or external requests

  • Work with departments throughout the Firm to gather information and prepare responses for counterparty AML/KYC requests

  • Support, as appropriate, various Compliance workflows and initiatives including:

  • Marketing material review

  • Vendor management

  • Code of Ethics administration, including employee onboarding, Code of Ethics monitoring, pre-clearances and reporting

  • Testing, annual reviews, and other internal reviews to assess controls and readiness

  • Compliance calendar preparation and tracking

  • Compliance training

  • Policy and procedure reviews and updates

  • Regulatory filings

  • Partner across departments including investment, legal, investor relations, operations and human resources teams to implement and uphold firm standards and processes

  • Contribute to continuous process improvements and best-practice enhancements as the Company scales

Qualifications

We want you on our team because you…

  • Have 3-5 years as an in-house compliance generalist, paralegal or lawyer in a related area of the law, with at least 1-2 years of experience working/reviewing corporate legal documents

  • Are familiar with private fund structures and governance

  • Are highly organized and efficient with great attention to detail

  • Are able to manage multiple priorities and deadlines in a fast-paced environment

  • Are intellectually curious, resourceful, self-motivated and a problem-solver

  • Are collaborative and team-oriented with confidence to interact with senior and junior colleagues throughout the organization using various forms of communication, including in-person

  • Have a Bachelor’s degree from an accredited college or university, with preference for an advanced degree

  • Have an understanding compliance frameworks, policies, or regulatory filings, though not required

Job Locations US-NY-New York

ID 2026-1841

Category Compliance

Type Full Time

Vacancy posted 15 hours ago
Similar jobs that could be interesting for youBased on the Compliance Associate, SEC & Corporate in New York, NY vacancy
  • $125k - $150k

    A leading energy infrastructure firm in New York seeks a proactive Compliance Associate to join its SEC/Corporate Compliance team. The role involves gathering information for compliance requests, drafting legal agreements, and supporting various compliance initiatives.... 
    Suggested

    LS Power

    New York, NY
    1 day ago
  • $200k - $250k

    Corporate Controller/SEC Reporting - Publicly Traded Company Corporate Controller/SEC Reporting - Publicly Traded Company About the job We are...  ...Oxley requirements, including project management and compliance. Excellent communication; ability to distill complex analyses... 
    Suggested

    Northbound Executive Search

    New York, NY
    1 day ago
  • $325k - $375k

    New York Capital Markets & Corporate Compliance Associate Location: New York City, NY (up to 40% remote) Experience: 3+ Years PQE | Capital Markets...  ...career development. Key Responsibilities Lead and draft SEC registration statements (S-1, F-1, S-3, F-3) and periodic... 
    Suggested
    Work at office
    Remote work
    Flexible hours

    The People Of: Professional Services

    New York, NY
    2 days ago
  • $85k - $140k

    The Goldman Sachs Group in New York is seeking an SEC Reporting associate to play a vital role in financial reporting and compliance. This position involves preparing SEC filings and quarterly results, ensuring accuracy and adherence to U.S. GAAP regulations. Candidates... 
    Suggested

    The Goldman Sachs Group

    New York, NY
    5 days ago
  • $64.4k

    A financial management firm in New York is seeking a Corporate Management Analyst responsible for managing SEC filings, ensuring legal compliance, and enhancing corporate governance. The ideal candidate will analyze and improve organizational efficiency, prepare disclosures... 
    Suggested
    Full time

    landa

    New York, NY
    1 day ago
  • $70 - $80 per hour

     ...the Deaf, together with its three affiliated agencies; Mental Health, Hearing & Speech, and Vocational Services is seeking a Corporate Compliance Officer (CCO). This opportunity is structured as an independent contractor role. The CCO will serve as an independent and... 
    Hourly pay
    For contractors
    Work at office

    Lexington School for the Deaf

    East Elmhurst, NY
    9 days ago
  • A professional services firm in Delaware seeks a Corporate Compliance Specialist to support the onboarding, compliance, and administration of U.S. clients. The role requires at least two years of experience in corporate compliance and strong organizational skills. Responsibilities... 
    Flexible hours

    Acclime

    New York, NY
    2 days ago
  • $100k - $135k

    Overview Large commercial bank located in NYC looking to bring on board an "AVP, Corporate Compliance Specialist” to join their compliance team. This role is currently in office full-time. Pay and location Base pay range: $100,000.00/yr - $135,000.00/yr Responsibilities... 
    Full time
    Work at office

    Madison-Davis, LLC

    New York, NY
    4 days ago
  • $65 - $80 per hour

     ...Compliance Coordinator- Corporate Finance Department: Corporate Finance Job Type: Regular Part Time Education Level: BA/BS or combination of education and experience Required Years Experience: 3 Church Pension Group (CPG) is a financial services organization... 
    Hourly pay
    Temporary work
    Part time
    Work at office
    Immediate start
    Remote work
    Visa sponsorship
    Monday to Friday
    Flexible hours
    3 days per week

    Church Pension Group

    New York, NY
    1 day ago
  •  ...This role involves performing quarterly reviews, managing non-GAAP adjustments, and liaising with various corporate functions. Candidates should have 7-10 years of SEC reporting experience, preferably with a Bachelor's degree in accounting. The position requires strong... 

    Atlantic Group

    New York, NY
    5 days ago
  • $270k - $300k

     ...sold in over 120 countries. The Vice President, Finance & Corporate Controller will lead all accounting, financial reporting...  ...and integrity of the company’s financial information, compliance with U.S. GAAP and SEC regulations, and the scalability of finance operations... 
    Full time
    Work at office
    Local area
    Remote work
    Worldwide

    Interparfums, Inc.

    New York, NY
    4 days ago
  • $225k - $290k

    ## Corporate Controller/Director of Financial ReportingApplylocations: Bermuda: New York,...  ...Company’s group reporting process including SEC filings, quarterly earnings press...  ...Managing reporting timelines and ensuring compliance with U.S. GAAP and SEC rules and regulations... 
    Work at office
    3 days per week

    AXIS Capital

    New York, NY
    22 hours ago
  • $28.99 - $34.06 per hour

    What You’ll Do The FLOD Corporate Risk & Compliance Specialist will report to the AVP, FLOD Corporate Risk & Compliance and provides support to the Human Resources (HR), HCMS, Support Services, Member Experience (MX), Learning & Development (L&D), Organizational Development... 
    Hourly pay
    Flexible hours

    FourLeaf Federal Credit Union

    New York, NY
    4 days ago
  • $145k - $160k

     ...description Business type Types of Jobs - Compliance / Financial Security Job title...  ...markets, investment banking, and corporate banking coverage as well as broker-dealer...  ...swap dealer regulatory framework such as SEC, FINRA, NFA, CFTC • General knowledge... 
    Permanent employment
    Contract work

    Crédit Agricole S.A.

    New York, NY
    2 days ago
  •  ...statements in accordance with GAAP and SEC requirements.* Act as the Company’s treasurer...  ...and accounting functions to ensure compliance* Manage the annual and quarterly audit processes...  ...controllership mindset throughout the corporation by providing appropriate financial... 
    Interim role
    Local area
    Remote work
    Flexible hours

    Medable, Inc

    New York, NY
    4 days ago
  • $170k - $260k

    Job Description: Job Title: Corporate Bank - NFR Financial Crime Risk, Sanctions Oversight Corporate Title: Director Location: New York, NY or Washington, DC Overview The Financial Crime Risk Management Function is a Global front office function within... 
    Work at office
    Work from home

    Deutsche Bank

    New York, NY
    8 hours ago
  • $89k - $157k

     ...Job Description Job Duties: Associate, Regulatory Compliance with Goldman Sachs & Co. LLC in New York, New York. Support and contribute to creating...  ...as well as laws, rules and regulations, such as FINRA and SEC rules; and experience in the financial services industry,... 

    Goldman Sachs

    New York, NY
    2 days ago
  •  ...Chief of Staff, Corporate Governance About the Company Expanding financial technology...  ...involved in the development of internal compliance policies, and controls, and will be...  ...Experience in corporate governance and SEC public filings is essential, and strong... 

    Confidential

    New York, NY
    4 days ago
  • $110k - $150k

     ...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation...  ...within a global private equity platform Exposure to SEC filings, examinations, and marketing rule compliance... 

    Fernridge Group

    New York, NY
    8 hours ago
  • $40 per hour

     ...Pay Rate: $40 hourly ) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest...  ...Compliance Associate with compliance experience in implementing SEC and FINRA rules to assist the Chief Compliance Officer (CCO)... 
    Hourly pay
    Contract work
    Temporary work
    Work at office
    Remote work
    Monday to Friday
    Flexible hours
    Shift work

    Lawyers On Demand

    New York, NY
    4 days ago
  • $225k - $290k

    AXIS Capital is seeking a Corporate Controller in New York, NY, to lead the group's financial reporting process. This critical role involves managing SEC filings, investor communications, and compliance with U.S. GAAP and the Sarbanes-Oxley Act. Ideal candidates will have... 

    AXIS Capital

    New York, NY
    22 hours ago
  •  ...The Compliance Officer will work closely with the members of a team focusing on regulatory...  ...compliance with regulatory standards including, SEC, FINRA and MSRB • Provide consultation...  ...product marketing materials to corporate and regulatory standards • Train marketing... 
    Work experience placement

    Insight Global

    New York, NY
    3 days ago
  •  ...Compliance Associate We are looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker-dealers regarding FINRA, SEC, and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance... 

    MRINetwork

    New York, NY
    3 days ago
  • $125k - $165k

     ...A New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) is seeking a VP, Compliance Officer. Vice President (Compliance) Job Description...  ...Mizuho Americas is a leading provider of corporate and investment banking services to clients... 
    Work experience placement
    Work at office
    Local area
    Remote work
    Worldwide

    Mizuho Bank Ltd

    New York, NY
    3 days ago
  • $160k - $210k

     ...Position Summary The Director, Corporate Compliance is an individual contributor role that reports to the Sr. Director of Corporate Compliance and assists in leading projects that support overall Compliance initiatives as designated by the Chief Compliance Officer. The... 
    Temporary work
    Work experience placement
    Work at office
    Immediate start
    Remote work
    Worldwide
    Home office
    Weekend work
    Afternoon shift

    Natera

    New York, NY
    4 days ago
  • $150k - $180k

     ...Marex is seeking a Senior Compliance Officer - FCM Advisor who will...  ...regulatory requirements under the SEC, FINRA, NFA, CFTC and other...  ..., business function, corporate level, and experience set...  ...and compliance requirements associated with this. Salary Range... 
    Work at office
    Immediate start

    Marex, Inc.

    New York, NY
    3 days ago
  • $175k - $200k

     ...fund advisory and placement services to corporations, financial sponsors, institutional investors...  ...is seeking to hire a highly motivated compliance professional to cover our equity and...  ...requirements ~ Comprehensive understanding of SEC and FINRA rules and procedures and... 

    PJT Partners

    New York, NY
    3 days ago
  • $81.4k - $151.8k

     ...Equities Compliance Vice President The Equities Compliance Vice President will assist in...  ...FINRA Rules 2210, 3130, 5310, as well as SEC Rules 605/6, 15c3-5. The role works...  ...business partners to ensure regulatory, corporate and fiduciary obligations are met. This... 
    Part time
    Local area

    Bmo

    New York, NY
    3 days ago
  • $30 - $35 per hour

     ...received from Logistics Manage the Fame House Corporate Card and collaborate with internal...  ...retrieve the proper documentation. Ensure compliance with accounting standards, and internal...  ...NY $93,000.00-$105,000.00 1 day ago Sr. SEC Financial Reporting Analyst with GAAP... 
    Contract work
    Work at office
    Remote work

    TalentBurst

    New York, NY
    1 day ago
  •  ...Senior Associate Compliance Officer Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...  ..., small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan... 
    Work at office

    Chase

    Jersey City, NJ
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Compliance Associate, SEC & Corporate. Be the first to apply!