Strategic Financial Services Regulatory Enforcement Counsel
IDEX Consulting
IDEX Consulting in New York seeks a mid- to senior-level Associate with about 5-7 years of experience to join its financial services regulatory enforcement practice. The role involves representing financial institutions, fintechs, and regulated entities in government investigations, regulatory enforcement matters, and related compliance issues.
The ideal candidate has experience in regulatory enforcement, investigations, or related litigation, with strong writing, research, and communication
#J-18808-Ljbffr$240k - $260k
...attorney to join NYSE Regulation’s Enforcement team. NYSE Regulation plays... ...markets. Through its regulatory and enforcement functions, NYSE... ...Enforcement Counsel, you will lead investigations... ...guidance, rule development, and strategic regulatory initiatives addressing...RegulatoryFull time$248.1k - $400k
...and strengthening enforcement of PCAOB rules... ...on the health and financial well-being of our... ...for the Public Service Loan Forgiveness... ...position for a Special Counsel to the Division... ...are aligned with strategic priorities and... ..., and other self-regulatory organization initiatives...RegulatoryFull timeWork at officeImmediate startFlexible hours$146k - $182k
...POSITION FanDuel is looking to add a Senior Counsel for Regulatory Engagement to its legal team with 5+... ...experience to manage investigations, enforcement actions, and engage with regulators... ...law Excellent verbal, written, and strategic communication skills and an ability...RegulatoryTemporary workLocal areaWorldwide- ...Clearbrook Holdings Inc. seeks a seasoned attorney to provide strategic legal counsel on property and casualty insurance matters across admitted and surplus lines. You will guide regulatory compliance, filings, and complex intercompany agreements, balancing risk with business...Regulatory
- ...resolution negotiations. The role also involves advising clients on complex regulatory enforcement, internal investigations, and related litigation, with a focus on building enduring relationships for strategic business development. The ideal candidate will possess strong...Regulatory
$270k - $335k
...and world-class service eliminate manual... ...serve. We provide strategic advice and guidance... ...Reimagining the financial system in a highly... ...you'll doAs Risk Counsel, you will own the... ...collections, and regulatory inquiries. You... ...investigations or enforcement, or incident responseExperience...RegulatoryWork at officeRemote workWork from home- ...client is a globally recognized financial services institution seeking an... ...executive to serve as Director & Counsel supporting its U.S.... ...business.Job DescriptionThis is a strategically important role advising... ...broad range of insurance, regulatory, commercial, and product-related...Regulatory
- ...motivated and experienced Remote Legal Counsel to join their expanding legal... ...expert legal guidance and strategic advice primarily within the financial services sector. The successful candidate... ...instrumental in navigating the complex regulatory landscape, ensuring compliance,...RegulatoryContract workRemote workHome office
- ...experienced attorney to provide end-to-end strategic support to the global Commercial and SME... ...focusing on developing SME products and services and expanding Mastercard acceptance. The... ..., you’ll work across regions and regulatory regimes to drive value. #J-18808-Ljbffr...Regulatory
$275k - $325k
...courtroom excellence, client service, and results. We have... ..., consumer products, financial services, and... ...a seasoned Discovery Counsel to lead discovery strategy... ...civil litigation and regulatory matters. The role will... ...mapping issuesEstablish and enforce best practices for...RegulatoryRemote work$157.5k
...Senior Bank Regulatory CounselCountry: United States of America... ...leader and innovator in the financial services industry and is evolving from... .... This is more than a strategic shift. It’s a chance for driven... ...and provide strategic legal counsel on a broad range of U.S....RegulatoryHourly payContract workWork experience placementWork at officeShift work- ...Role: Senior Counsel-Multifamily Housing Finance &... ...Senior Counsel to provide strategic legal leadership on... ...complex deal structures, regulatory requirements, and... ...advising a regulated financial institution or government... ...innovation in financial services Preferred Experience...RegulatoryImmediate startRemote workWorldwide
$147k - $240k
...of Director, Managing Counsel to join our Markets Legal... ...-dealer and bank services including institutional... ...partners concerning legal, regulatory and reputational... ...service development, and strategic business... ...law firm and/or large financial institution covering fixed...RegulatoryTemporary workWorldwideFlexible hours- ...Director, Senior Managing Counsel supporting the... ...also supporting new and strategic efforts involving central... ...external client, regulatory, and industry impact.The... ...law firm and/or large financial institutionExperience... ...leading global financial services company at the heart of...RegulatoryWorldwideFlexible hours
$78.7k - $138.2k
...CompanyWe’re a diversified financial services leader with more than $1.5... ...investment products and related regulatory matters. This role partners... ...guidelines.Product & Strategic SupportSupport fund launches... ...counterparties, regulators and outside counsel.Required Qualifications:...RegulatoryFull timeH1bWork at officeWork from homeVisa sponsorship1 day per week$165k - $250k
...About Us Job Family Legal Counsel About Us At Transamerica,... ...ago, we were among the first financial services companies in America to... ...acquisitions, divestitures, and strategic business transactions,... ...Ensure compliance with regulatory matters, including assisting...RegulatoryRemote workWorldwideVisa sponsorshipRelocation package3 days per week- ...Senior Counsel, Equity Sales & Trading About the Company... ...Investment bank Industry Financial Services Type Privately Held... ...involves advising on legal, regulatory, and reputational issues, as... ..., product development, and strategic business initiatives. The...Regulatory
- ...simple question: how do we make financial services like borrowing, saving, and... ...We’re looking for a Legal Counsel to join Aave Labs and... ...matters, acquisitions and strategic transactions. You’ll work... ...knowledge of digital asset regulatory frameworks, including securities...RegulatoryContract workRelocation package
$211.28k - $316.92k
...The Senior Lead Counsel 1 is a position responsible for serving as a strategic business partner and subject... ...Provides advisory services in respect of business... ...practices, laws, rules, and regulatory guidelines, escalating... ...that could cause financial, reputational, or legal...RegulatoryFull time$144.25k - $256.25k
...ExpressDescriptionAbout the General Counsel’s Organization (GCO):... ...legal expertise and strategic advice that helps... ...products and services. As part of Team Amex,... ...expertise in consumer financial services, embedded insurance... ...abreast of evolving regulatory requirements and...Regulatory$250k - $360k
...team as VP, Legal – Consumer Financial Services (CFS), Credit & Venmo. This... ...of experienced product and regulatory lawyers supporting PayPal’s... ...primary legal advisor and strategic partner to the heads of CFS... ...providing executive‑level counsel on business strategy, product...RegulatoryFixed term contractFlexible hours- ...Cloaked is hiring a Product Counsel to serve as a core legal... ...native privacy, identity, and financial-services products. This role will... ...launch, and translate legal and regulatory requirements into practical... ...providers, and other strategic partners. Because this is a...RegulatoryWork at officeRemote workHome officeFlexible hoursNight shift
- ...President, Digital Assets - Policy, Regulatory & Supervisory to join our... ...strong experience advising financial institutions on regulatory,... ...or adjacent financial services domains.Strong understanding... ...Demonstrated ability to manage both strategic policy engagement and high-...RegulatoryWorldwideFlexible hours
$178k - $235k
...Bank Regulatory, Counsel - Vice PresidentJob Level: Vice President Job Function... ...Group is a top-tier global financial group. Headquartered in... ...diverse range of financial services, including banking, leasing... ...as a trusted advisor and strategic partner to leadership. This...RegulatoryWork at officeLocal areaWork from homeWorldwide- ...QBE North America is seeking a Senior Counsel to serve as a trusted advisor to senior leaders... ...focused legal guidance on complex regulatory, corporate and risk matters. This hybrid... ...balance legal risk with business goals, lead strategic transactions, and drive compliant, value...Regulatory
$500 per month
...subsidiaries, Alpaca is a licensed financial services company, serving hundreds of... ...to apply. Your Role As Legal Counsel, you’ll help Alpaca navigate complex regulatory frameworks as we design and... ...Demonstrated ability to deliver strategic, business-oriented legal...RegulatoryHome office- BDO USA is seeking a Senior Counsel to support the firm’s day-to-day transactional... ...in client engagements, master services agreements, NDAs, procurement,... ...and internal clients to provide strategic, compliant business solutions across regulatory and firm policies, with a strong...Regulatory
- American Express is seeking a Director & Counsel to provide legal and strategic counsel on digital experiences, design, technology and internet law across the enterprise. You will translate regulatory requirements into practical, scalable guidance for global digital platforms...Regulatory
- ...Director, Managing Counsel About the Company Investment... ..., and capital markets services Industry Financial Services Type Privately... ...advising on legal, regulatory, and reputational issues,... ...product development, and strategic business initiatives. The...Regulatory
$165k - $200k
...Manhattan, In‑Office 5 days/week) Counsel / Senior Counsel - Data... ...for a leading global financial services and data organization) Not... ...the 3‑7 year PQE bracket. Strategic Insight: This is not merely... ...house role without financial regulatory exposure, you must demonstrate...RegulatoryPermanent employmentFull timeContract workApprenticeshipWork at officeImmediate startRemote workShift work
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