Senior Compliance Lead - Equity Derivatives
$225k - $325kNatixis NY Branch
Natixis NY Branch is seeking a Compliance Officer to join their team in New York. The ideal candidate will have at least 12 years of experience in compliance within capital markets and equity derivatives. This role involves providing guidance on regulatory issues, leading compliance initiatives, and developing policies. Natixis offers a salary range of $225,000 - $325,000 along with a generous benefits package, including potential incentive awards. Applicants should possess strong analytical abilities and excel in a fast-paced environment, ensuring adherence to compliance standards. #J-18808-Ljbffr Natixis NY Branch
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Lead - Equity Derivatives in New York, NY vacancy
- SIG Susquehanna is seeking a Senior Compliance Officer in Pennsylvania. This role involves providing regulatory guidance to the firm's equities trading and sales teams. Candidates must have 5-10+ years of compliance experience within equities markets, a strong knowledge...Employment EquitySenior
- Framework Ventures is seeking a Compliance Officer to manage regulatory requirements for Figure Markets in the US and international jurisdictions... ...compensation of $93,500-$110,000, an annual bonus, and company equity options. Comprehensive health benefits and generous PTO are...Employment EquitySeniorRemote job
- U.S. Bankruptcy Court - District of CT is seeking an experienced Equity Derivatives Attorney to provide legal and regulatory advice in New York. The role involves navigating complex OTC equity derivatives and providing crucial support to the EDG team. The ideal candidate...Employment EquitySenior
- NACBA is seeking an Equity Derivatives Attorney to join its Equity Derivatives Group (EDG) Legal team in New York. This position involves providing legal and regulatory counsel to the equity derivatives sales and trading business, focusing on Over‑The‑Counter equity derivatives...Employment EquitySenior
$121k - $185k
...Senior Security GRC Lead Austin | Chicago | New York City | Salt Lake City | San Francisco Gong... ...at the center of Gong's security and compliance story. As our Senior GRC Security... ...include incentive compensation, bonus, equity, and benefits. Some of our sales compensation...Employment EquitySeniorGong.io
New York, NY3 days ago$156k
About the role We are hiring a Senior Lead, Chime Enterprise Compliance to support Chime Enterprise and help ensure our growing portfolio of B2B and B2... ...employees are also eligible for a bonus, a competitive equity package, and benefits. The actual base salary offered may...Employment EquitySeniorFull timeWork at officeLocal areaRemote workNight shift$220k - $250k
...What We're Looking For We are looking for a Senior Counsel to join our Legal team at an... ...legal owner for corporate matters including equity and debt financings, M&A transactions, and day‑to‑day corporate governance. Lead and manage equity and debt transactions end...Employment EquitySeniorWork at officeWork from homeFlexible hours2 days per week- A leading technology firm is looking for a Privacy Compliance Director to lead privacy compliance programs including GDPR and CCPA/CPRA. You will coordinate with... ...offers competitive compensation, benefits, and an equity opportunity. #J-18808-Ljbffr CYBEXO INC.®...Employment EquitySeniorWork at office
- Ouraring Inc is seeking a Senior Manager of Global Payroll to lead and optimize our global payroll function, ensuring accuracy and compliance as our company grows. The role involves collaborating... .... We offer competitive salary, equity packages, and comprehensive health...Employment EquitySenior
$130k - $170k
Trovy is seeking a seasoned compliance professional to lead its compliance function across lending and card businesses. This role requires deep knowledge... ...and life insurance. Join Trovy in tackling the $30T home equity market, helping to shape operations from the ground up....Employment EquitySenior$191k - $305k
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer (Executive Director) to support the continued growth of its Prime Brokerage... ...for Prime Brokerage, while extending support across Cash Equities and broader broker-dealer activities, partnering closely...Employment EquitySeniorFull timeWork experience placementFlexible hours$258k - $284.25k
...management, fostering a culture of data-informed decision-making. Compensation packages are competitive, with estimated base salaries ranging from $258,000 - $284,250, along with comprehensive benefits and equity options. #J-18808-Ljbffr United States Digital Space LLCEmployment EquitySeniorWork at office$189.59k - $195k
Barclays is seeking an Equity Derivatives Senior Developer in New York, New York. This hybrid position demands expertise in equity derivatives exotics, software development, and cross-functional collaboration. The role focuses on developing technical designs, resolving...Employment EquitySenior- Mizuho Financial Group Inc. is hiring a Senior Murex Production Support Engineer in New York, NY. This role focuses on supporting the Equity Derivatives trading desk by ensuring production stability on the Murex MX.3 platform. The ideal candidate will have extensive experience...Employment EquitySenior
$152k - $241.5k
A leading technology company is seeking a Senior Software and System Architect to join their Networking Software Architecture group. You will lead the design... ...is New York, offering a competitive salary between USD 152,000 - 241,500 with equity and benefits. #J-18808-LjbffrEmployment EquitySenior$100k - $235k
Goldman Sachs Bank AG in New York is looking for a Senior Vice President to oversee Post-Trade Operations for Equity Derivatives and Structured Products. This leadership role requires 10+ years of experience in post-trade operations and a deep subject-matter expertise in...Employment EquitySenior- Nomura Holdings, Inc. is looking for a risk manager to work within their US Equities Desks, focusing on Flow and Structured Derivatives. The role will involve daily risk exposure reviews, developing risk reports, and close collaboration with the front office. Ideal candidates...Employment EquitySenior
$140k - $250k
...Manufacturing Co is looking for a VP of Structured Derivative Private Banks Sales to drive revenue... ...structured derivative solutions, and leading a team in financial product... ...candidate will have extensive experience with equity-linked and cross-asset structured notes,...Employment EquitySenior$150k - $250k
Dormont Manufacturing Co in New York seeks a Senior Associate/VP for its Corporate Derivatives Trading desk. Candidates should have 2-3 years of experience in margin loans and derivatives trading, with a strong understanding of complex payoffs. The position involves pricing...Employment EquitySenior- Citigroup Inc. is looking for a Legal Support Senior Lead Officer in New York. This senior-level position requires deep expertise in derivatives documentation and negotiation practices. The ideal candidate will serve as a subject matter expert, managing escalations, analyzing...Senior
- ...de Surveillance SA in New York is seeking a Quantitative Analyst to develop and enhance pricing models for interest rate and FX derivatives. The candidate should have strong communication skills and a proficiency in C# and Python. A Master’s degree in financial engineering...SeniorRemote job
$93.5k - $140.5k
...Iterable is the leading AI‑powered customer engagement platform that... ...‑grade security and compliance. Today, nearly 1,200 brands across... ...Analytical thinker who can derive insights from data to improve... ...education or training, and internal equity considerations. In...Employment EquitySeniorLocal areaRemote workWorldwideIterable
New York, NY4 hours ago- ...global multi-strategy hedge fund in New York, seeks a trading compliance professional to join their compliance function. This hands... ...knowledge of US securities regulations, and cross-asset product expertise, including equities and derivatives. #J-18808-Ljbffr RutherfordEmployment Equity
- Citigroup Inc. is seeking a highly motivated 'Equities Electronic Trading Technology Production Support Lead Analyst' to join their global support team in New York. The successful candidate will provide comprehensive support for Equities E-trading applications, ensuring...Employment EquitySenior
- Insider, Inc. is looking for a Senior GTM Strategy Manager in New York, NY. In this role, you will own key projects scaling our Allied... ...and thrive in fast-paced environments. A competitive salary and equity are part of the compensation package. #J-18808-Ljbffr Insider,...Employment EquitySenior
$200k - $320k
A cutting-edge AI startup in New York is seeking a Senior Research Scientist to advance their machine learning initiatives. The successful... ...an impressive salary range of $200,000 to $320,000, along with equity and comprehensive benefits in a dynamic work environment. #J-188...Employment EquitySenior- A rapidly growing AI startup is seeking a Senior Recruiter to build its talent acquisition function from the ground up. You will innovate... ...This hands-on role emphasizes excellence and offers significant equity ownership along with a competitive salary package. Ideal...Employment EquitySenior
$110k - $150k
...professional for the AVP, Alternatives Manager Research role in New York. You will lead research and due diligence efforts across all Alternatives segments, focusing on private equity and private credit. This is a hybrid position allowing work from various offices including...Employment EquitySenior- ...tech-led trading firm in New York, is seeking an Electronic Trading Risk Manager to monitor and manage market risk across electronic equities strategies. This role demands strong electronic trading experience, technical skills in Python, and the ability to effectively...Employment EquitySenior
- Berenberg Green Energy Debt in New York seeks a Senior Equities Electronic Sales Trader for its US Markets division. The role involves client coverage, trading technology, and market microstructure, supporting institutional clients with advanced execution solutions. The...Employment EquitySenior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Lead - Equity Derivatives. Be the first to apply!
Related searches
- senior cloud service delivery manager New York, NY
- senior business analyst contract New York, NY
- senior product design engineer New York, NY
- senior game producer New York, NY
- senior software manager New York, NY
- senior creative strategist New York, NY
- senior manager business analytics New York, NY
- senior marketing account manager New York, NY
- senior marketing manager New York, NY
- senior contracts analyst New York, NY