Chief Compliance Officer - Scale Regulated FinTech
Madison-Davis, LLC
Madison-Davis, LLC is seeking a Chief Compliance Officer to lead enterprise-wide compliance across advisory, broker-dealer, and registered fund operations. The role entails directing regulatory interactions, shaping policies, and partnering with senior leaders to balance regulatory duties with business growth. The ideal candidate will bring deep experience in regulated financial services, strong governance skills, and a hands-on leadership style to build a scalable compliance function in a #J-18808-Ljbffr Madison-Davis, LLC
- ...Chief Compliance Officer (CCO) About the Company Fast-scaling global fintech trading platform spanning trading, clearing, and digital assets Industry Capital... ...framework, serving as the primary liaison with regulators, and building and scaling the compliance...Suggested
- ...Chief Compliance Officer (CCO) About the Company Innovative provider of a... ...Finance Financial Services FinTech Specialties corporate... ...and interfacing with regulators. Experience in the fintech... ...background in building or scaling a compliance program at a high...Suggested
- ...Chief Compliance Officer (CCO) About the Company Global fintech trading brand and fast-scaling institutional brokerage platform spanning trading, clearing, and digital assets... ...serving as the primary liaison with regulators, managing regulatory examinations and enforcement...Suggested
- Salient Group seeks a Chief Compliance Officer for its U.S. retail broker-dealer segment in New Jersey... ...Board access and responsibility for regulator relationships. You will oversee examinations... ..., and executive leadership to scale compliance with growth, including digital...Suggested
- ...Autonomy Finance seeks a Head of Operations in NYC to build and scale the operational backbone, overseeing compliance, partnerships, customer operations, and vendor contracts. This is a leadership role reporting to the founding team to ensure scalable growth with top regulatory...Suggested
- ...Chief Compliance & Legal Officer About the Company Heavily regulated consumer finance and fintech company Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance and Legal Officer to lead its compliance...
$219k - $296.5k
...of Financial Crimes Compliance to lead the financial crimes compliance office. Reporting directly to the Enterprise Chief Compliance Office, this... ...compliance for regulated Intuit entities across... ...program at a globally scaled, multi-brand fintech — one that integrates...Work at office- ...operating at massive scale, created beautiful mobile... ...Legal & Compliance About us We're a fast-growing fintech on a mission to redefine... ...We are looking for a Chief Compliance Officer to lead ARQ's US investment... ...confidence to engage regulators, challenge decisions,...Full timeRelocation packageFlexible hours
- ...infrastructure that powers consumer facing fintech applications, handling onboarding,... ...experience. They are looking for a Head of Compliance to build and own the compliance function... ...being the reason a partner, a bank or a regulator hesitates. This is a first hire,...Private practiceLive inWork from homeShift work
$10k
...is seeking an experienced Chief Compliance Officer (CCO) for Ramp Advisory LLC... ...compliance decisions with regulators Maintain the firm’s policies... ...~ Experience in the fintech space ~ Deep working knowledge... ...and automation to build and scale compliance programs ~...Full timeWork at officeRelocationHome officeFlexible hours$28 per hour
...: syndicates, SPVs at scale, Rolling Funds, scout... ...that investors demand. Compliance is not an afterthought... ...and applicable state regulators. You will be a trusted... ...ideally an online BD or fintech). Know private... ...teams, we work from the office at least two days per...Work at office2 days per week- ...zerohash is seeking a Global Chief Compliance Officer, who will help shape and lead... ...Maintain an understanding of global regulations; regulatory and compliance... ...services company or Fintech startup ~ Experience working in and scaling international expansion of a...Work from home
- ...Head of Compliance About the Company Infrastructure powering consumer fintech apps for onboarding, account access, and global money movement Industry Financial... ...any hesitation from partners, banks, or regulators. The successful candidate will be responsible...
$195k - $263k
...unique technical challenges at scale and solve them as a team.... ...Growth pillar within Schemes Compliance. This role sits at the intersection... ...defensible documentation for regulators and partners.Drive cross-... ...dental, vision, and more.In-office expectationsThis role is based...H1bWork at officeLocal areaVisa sponsorship3 days per week- ...seeking an experienced Head of Risk & Compliance to lead its regulatory compliance function... ...adherence to US federal and state regulations, including BSA/AML, OFAC, FinCEN, consumer... ...affairs, or risk management within banking, fintech, payments, or financial services. ~...Full timeLocal area
- ...Private EquitySelling Points Lead compliance for a global investment... ...adherence across international offices and investment strategies.Job... ...Officer OverviewThe Chief Compliance Officer (CCO) will... ...jurisdictions, including SEC regulations and international standards.Collaborate...Local area
$200k
...Ladenburg Thalmann & Co. Inc. Chief Compliance Officer Location(s): 640 5th Ave., 4th Fl, New York, NY 10019 Role Type: Full-time... ...to achieve compliance with applicable securities laws and regulations and firm standards. The CCO will own the maintenance cycle...Full timeWork at office- ...Own the compliance program of an SEC-registered transfer agent end to end: the written... ...arrive. At EST, that person is the Chief Compliance Officer. This role reports directly to the CEO... ...7, depository notices under 17Ad-16, Regulation S-P, OFAC. You will write the procedures...Full timeWork at officeImmediate startFlexible hours
- ...digital assets is seeking an experienced Chief Compliance Officer to lead its enterprise-wide compliance... ...products while helping the business scale responsibly in a dynamic regulatory... ...experience leading compliance programs within regulated financial services organizations....
$300k
...Updated! Job Title: Chief Compliance Officer-Healthcare Hedge/Venture Fund More Detail: Female Founded -New Launch -will be the firm's first... ...with the Investment Advisers Act of 1940 and SEC regulations. Compliance Manual Maintenance: Continuously review, update...Full timeWork at officeImmediate startRemote workRelocation packageShift work- ...an asset management firm based in New York, is seeking a Chief Compliance Officer to lead the firm's compliance function and ensure adherence... ...experience ~ Strong knowledge of applicable securities regulations ~ Proven experience managing regulatory examinations ~...
- ...economics and ensure our input costs scale efficiently. Strategic... ...company. ~ Experience in FinTech; direct experience in crypto,... ...partners, Investors, Regulators, etc.). ~ Tech & Data Savvy... ...tokenized assets with built-in compliance, risk controls, and reporting...Immediate startWork from homeFlexible hours
$10 per hour
...York, NY (5 days/week in-office) Equity: Competitive... ...member of the NFA, compliance is foundational to everything... ...build, operate, and scale Pillar's global... ...at the intersection of regulation, product, and strategy... ...growth startup or scaling fintech Legal background (JD)...Work at officeFlexible hours- ...OPPORTUNITY: INDUSTRY: Commercial Banking POSITION: Chief Compliance Officer Responsibilities: Administer all aspects of the BSA... ...Liaise with internal, external audit and Federal/State Regulators and comply with recommendations and actions reported by regulators...Work at officeOverseas
- ...leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is... ...operational efficiency. The CCO will liaise with federal and state regulators, manage regulatory examinations and audits, and oversee...
- ...Webot US is hiring a Chief Compliance Officer to own its entire U.S. regulatory perimeter: the digital-asset exchange business, plus any activity... ...program that withstands examination by FinCEN and state regulators. This is a builder role as much as an oversight role....
- ...Financial Services firm based in New York City is seeking a Chief Compliance Officer for a full-time position!Responsibilities:Responsible for... ...-dealer.Strong knowledge knowledge of FINRA rules, SEC regulations, and broker-dealer supervisory requirementsPrior experience...Full time
$250k - $300k
...Chief Compliance Officer (New York, NY): Our client, a leading global alternative asset manager, is seeking a Chief Compliance Officer to lead... ...and manage a strong existing team, work directly with regulators, and support a business that continues to expand its products...Full timeWork at office$280k - $330k
...00.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid... ...growing community bank moving into the FinTech space. Candidate must have 10... ...of experience in financial services, regulator bodies, consultancy. Previous...Full time$200k - $300k
...raising the bar on what a world-class compliance program looks like at every stage of... ...national trust charter. We're looking for a Chief Compliance Officer to build and own that program end-to-... ...effort, and be a trusted voice with regulators, examiners, and bank partners as...Full timeWork at office
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