AML Surveillance Tools Engineer/Developer
$105k - $155kTD Bank
Work Location:New York, New York, United States of AmericaHours:40Line of Business:Technology SolutionsPay Detail:$105,000 - $155,000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job Description:Preferred QualificationsBusiness ContextThe Java Developer / Data Engineer will join the Compliance, Surveillance & Supervision Product Technology team, which delivers technology solutions supporting the Compliance, Surveillance, and Supervision product group. The team works with both internally developed platforms and vendor solutions, including NICE Actimize, SMART, and Trading Hub. Solutions delivered by the team must satisfy regulatory, compliance, internal audit, technology risk management, and information security obligations applicable to TD Securities.Position OverviewThis role will be responsible for the design, implementation, and integration of tools and technologies used across the Compliance, Surveillance, and Supervision domain. The successful candidate will help integrate upstream bank systems with core surveillance platforms and will build robust, scalable, and maintainable data pipelines and analytics engines.Key RequirementsBusiness Knowledge• Familiarity with Capital Markets asset classes and products• Understanding of compliance concepts, including AML, trade surveillance, and payments surveillance• Experience designing and building surveillance data modelsTechnical Knowledge and Hands-on Experience• At least 3 years of related experience• Strong Core Java experience, with some Python exposure; proven ability to build, unit test, deliver, and productionize scalable distributed systems• Solid understanding of data storage, ETL, and modern data engineering patterns• Experience with big data processing frameworks, including Apache Spark• Hands-on experience with cloud data lakes, relational databases, and big data platforms such as Databricks and Hadoop• Ability to work with large data sets in both batch-oriented and near-real-time environments• Experience integrating enterprise systems with vendor applications• Understanding of messaging systems and integration patterns, including Solace and KafkaNice to Have• Implementation experience with vendor surveillance platforms, such as NICE Actimize• Understanding of workflow engines• Familiarity with DevOps tools and Agile delivery methodologyWho We Are TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we strive to make every interaction, product and experience remarkably human and refreshingly simple. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. Together, we are reimagining what banking can be for our clients, colleagues and communities. Our Total Rewards PackageOur Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn moreAdditional Information:We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.Colleague Development If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact. We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.Training & OnboardingWe will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.Interview Process We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.Accommodation TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law.If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at View email address on click.appcast.io. Include your full name, best way to reach you and the accommodation needed to assist you with the applicant process.SummaryLocation: New York, New YorkType: Full time
- ...reporting, periodic reviews, and compliance testing Support AML/KYC and other investor and counterparty compliance requirements... ...applicable policies and regulations Assist with monitoring and surveillance activities across the organization Partner with internal...SurveillanceFull timeWork at office
$120k - $170k
...functions, including review of surveillance reports, exception reporting,... ...cross functional compliance, AML and supervision teams to... ...business practices and assist in developing compliant policies and... ...Excel (Access or other data tools a plus)Demonstrated ability to...Surveillance- ...enterprise-wide anti-money laundering (AML), economic sanctions and anti-bribery compliance... ...experience, administers an array of surveillances, due diligence, investigative expertise... ...global oversight and related testing Develop and propose recommendations to address identified...Surveillance
$200k - $300k
...adapting to existing controls and develop new signals and detection... ...patterns evolveWork with analytics engineers to promote your detection logic into... ...forensics(Plus) Experience with trade surveillance, market manipulation detection, or AML(Plus) Statistical or machine...Surveillance$10 per hour
...fully managed, always-on hedging engine. We were founded in 2023 by... ...scalable monitoring and surveillance systems, trade and communications... ..., and internal controls. Develop processes that integrate compliance... ..., client onboarding (KYC/AML where applicable), and communications...SurveillanceWork at officeFlexible hours$160k - $250k
...investments in supervisory technology, surveillance analytics, data and AI-enabled monitoring... ...compliance program. Serve as the designated AML compliance officer for NYLIFE Securities... ...response to new and emerging regulatory developments.• Develop the team. Lead, mentor, and...SurveillanceLocal areaHome office3 days per week- ...manage client onboarding and AML/KYC processes, including due... ...themes, and emerging regulatory developments.Assist the Firm's management... ...Advisory, Control Room, Surveillance, IT, Operations, Research and... ...top of the page.The Recite Me tool includes a screen reader, styling...SurveillanceFull timeWork at officeRemote work
$175k - $225k
...from a compliance perspective. Oversee AML/KYC processes, customer due diligence, and... ...AML program. Oversee personal trading surveillance and employee compliance monitoring... ...conduct requirements. Monitor regulatory developments and communicate impacts to relevant stakeholders...Surveillance- ...This role is the operational engine of the compliance program — owning execution, testing, surveillance, and day-to-day program management... ...the governance of AI tools used across the compliance program... ...areas: advertising, complaints, AML, trade errors, books and records...Surveillance
- ...enterprise-wide anti-money laundering (AML), economic sanctions and anti-bribery compliance... ...FCC team administers an array of surveillances, due diligence, investigative expertise... ...based on business activity, regulatory developments and the candidate’s experience.Key...Surveillance
- ...orchestration, and data-driven AI pipelines to be developed for specific financial services use... ....Reduce false positives in Trade / AML Surveillance to ensure Compliance personnel are... ...-driven applicationsImplement prompt engineering, evaluation frameworks, and...SurveillanceFull timeTemporary workWork experience placement
- Job Description The AML Analysts within the CRIU review system-generated and manual cases... ..., the Business, CSIS, FIU Legal, Trade Surveillance, and Law Enforcement, where applicable.... ...including experience with online search tools. Advanced proficiency in Microsoft Office...SurveillanceWork at office
$200k - $300k
...adapting to existing controls and develop new signals and detection... ...patterns evolve Work with analytics engineers to promote your detection logic into... ...~(Plus) Experience with trade surveillance, market manipulation detection, or AML ~(Plus) Statistical or machine...Surveillance$120k - $160k
...currently in the process of finalizing our Series B round of funding. AML Compliance Officer Experience: 5+ Years Location: New York, NY... ...comprehensive internal compliance reviews such as wire and ACH surveillance activity exception reports Assist in responding to regulatory...SurveillanceImmediate startFlexible hours- ...examinations, inquiries, and filings. Oversee AML, KYC, and sanctions (OFAC) programs,... ...and reporting. Monitor regulatory developments and translate them into practical guidance... ...Lead compliance risk assessments, testing, surveillance, and remediation of identified issues....SurveillanceWork at officeRemote workFlexible hours
$100k - $145k
...Assist in the review of marketing materials and RFPs; Perform daily surveillance of e-communications for the adviser’s personnel; Interact with... ...00,000.00-$130,000.00 5 days ago Global Compliance Associate - AML & Sanctions New York City Metropolitan Area $90,000.00-$110,000...SurveillanceFull timeCurrently hiringRemote workFlexible hours- ...experiment with new markets, tools, and technologies.We've got a... ...Officers responsible for:Trade surveillance across all venuesRegulatory... ...FCMs)LeadershipSupervising and developing two Compliance... ...of core compliance policies — AML, recordkeeping, whistleblowing...SurveillanceWork at officeRemote workFlexible hours
$90k - $110k
...trading regulations and trade surveillance activities Help manage... ...Support Anti-Money Laundering (AML) and Know Your Customer (KYC)... ...emerging technologies (including AI tools) to support and streamline... ...summarize legal and regulatory developments Proficiency in core...SurveillanceWork at officeLocal areaRemote workMonday to Thursday- ...DRW is a diversified trading firm with a strong technology focus and global presence. The Tools Engineering team collaborates closely with traders to turn alpha signals and risk management into scalable production systems. You will be embedded on a trading desk, navigate...
$169k - $193k
...that actually matters. If you're going to spend your time, spend it on something that matters to the world. Role Scope Design the tooling and fixtures the factory builds with: weld fixtures, assembly jigs, and lifting and handling tools. Own fixtures from concept...Full time$175k - $225k
...willingness to challenge consensus. About the Team:DRW C/FICCO Tools Engineering team intimately collaborates with traders to turn alpha... ...ambiguous environmentsAbility to dive deep into complex problems, develop intuitive understandings, spot risks early, and minimize...Temporary workFlexible hours$160.3k - $240.5k
...qui concerne la détection, la surveillance, les enquêtes et les... ...a senior, hands-on security engineer to serve as the team’s technical... ...SecOps and Incident Response tooling, including platforms for security... ...top XR and Web Games are developed, deployed, and grown in...SurveillanceFull timeWork at officeWorldwide$120k - $140k
DescriptionKforce's client, a top 3 global investment bank, is seeking a Trade Surveillance Analyst for its New York, NY headquarters (midtown). The work schedule is 3/2 or 4/1 hybrid. Responsibilities will focus on daily trade surveillance of equities and equity derivatives...Surveillance- A leading cybersecurity firm is seeking a Cyber Tools Engineer to enhance client cybersecurity initiatives. This role requires over 10 years... .... Responsibilities include designing security capabilities, developing detection methods, and collaborating with teams. Preferred...Remote job
$100 per hour
...Summers , and Jack Dorsey . Position: Financial Crime, AML & KYC Analyst Type: Contract Compensation: $75–$100/... ...KYC/CDD , sanctions screening, fraud/disputes, or transaction surveillance. ~ Working knowledge of FinCEN , FATF , OFAC frameworks...SurveillanceRemote jobContract workSummer work- ...compliance team. You will receive broad exposure across compliance, covering a variety of tasks, such as, Regulatory Compliance, Trade Surveillance, Financial crime, and Trading Advisory. You will then have the opportunity to focus on a particular area, following completion....SurveillanceFull time
- ...compliance initiative. This role will also provide an opportunity to work on generalist compliance responsibilities such as testing and surveillance as well. Responsibilities: Act as a key resource on regulatory requirements under the Investment Advisers Act, including...SurveillanceFull time
- ...management. Key Responsibilities Lead liquidity risk projects, including limit recalibration, product analysis, market surveillance, and ad hoc review and challenge. Provide independent oversight of funding and liquidity positions across regional branches and...SurveillanceFull time
- ...to drive the commercial development of its Compliance & Trade Surveillance offering. What you’ll be doing: Join client meetings,... ...market feedback into the product roadmap Track regulatory developments and translate them into relevant client use cases and commercial...SurveillanceFull time
$106k - $125k
...with all relevant Anti-Money Laundering (AML) and Sanctions regulations. As our... ...You will partner closely with the AML Surveillance Team, engineering partners, and cross-functional verticals... ...and experience leveraging AI tools, Large Language Models (LLMs), and automation...SurveillanceWork at officeFlexible hoursShift work3 days per week
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