AML Surveillance Tools Engineer/Developer
$105k - $155kTD Bank ATM
Work Location:New York, New York, United States of AmericaHours:40Line of Business:Technology SolutionsPay Detail:$105,000 - $155,000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job Description:Preferred QualificationsBusiness ContextThe Java Developer / Data Engineer will join the Compliance, Surveillance & Supervision Product Technology team, which delivers technology solutions supporting the Compliance, Surveillance, and Supervision product group. The team works with both internally developed platforms and vendor solutions, including NICE Actimize, SMART, and Trading Hub. Solutions delivered by the team must satisfy regulatory, compliance, internal audit, technology risk management, and information security obligations applicable to TD Securities.Position OverviewThis role will be responsible for the design, implementation, and integration of tools and technologies used across the Compliance, Surveillance, and Supervision domain. The successful candidate will help integrate upstream bank systems with core surveillance platforms and will build robust, scalable, and maintainable data pipelines and analytics engines.Key RequirementsBusiness Knowledge• Familiarity with Capital Markets asset classes and products• Understanding of compliance concepts, including AML, trade surveillance, and payments surveillance• Experience designing and building surveillance data modelsTechnical Knowledge and Hands-on Experience• At least 3 years of related experience• Strong Core Java experience, with some Python exposure; proven ability to build, unit test, deliver, and productionize scalable distributed systems• Solid understanding of data storage, ETL, and modern data engineering patterns• Experience with big data processing frameworks, including Apache Spark• Hands-on experience with cloud data lakes, relational databases, and big data platforms such as Databricks and Hadoop• Ability to work with large data sets in both batch-oriented and near-real-time environments• Experience integrating enterprise systems with vendor applications• Understanding of messaging systems and integration patterns, including Solace and KafkaNice to Have• Implementation experience with vendor surveillance platforms, such as NICE Actimize• Understanding of workflow engines• Familiarity with DevOps tools and Agile delivery methodologyWho We Are TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we strive to make every interaction, product and experience remarkably human and refreshingly simple. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. Together, we are reimagining what banking can be for our clients, colleagues and communities. Our Total Rewards PackageOur Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn moreAdditional Information:We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.Colleague Development If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact. We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.Training & OnboardingWe will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.Interview Process We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.Accommodation TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law.If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at View email address on click.appcast.io. Include your full name, best way to reach you and the accommodation needed to assist you with the applicant process.SummaryLocation: New York, New YorkType: Full time
- ...the United States. The role will align with CFTC and NFA requirements, design comprehensive governance, and oversee market surveillance and AML/KYC programs across the platform. The ideal candidate has 5+ years in a CFTC-regulated environment, deep knowledge of CEA, and...Surveillance
$120k - $170k
...functions, including review of surveillance reports, exception reporting,... ...cross functional compliance, AML and supervision teams to... ...business practices and assist in developing compliant policies and... ...Excel (Access or other data tools a plus)Demonstrated ability to...Surveillance- ...FINRA, CFTC, and NFA frameworks. The role demands hands‑on development of surveillance, reporting, and written procedures in a technology‑forward environment. The ideal candidate will oversee risk, AML, and regulatory filings, guiding cross‑functional teams and serving as...SurveillanceRemote work
- ...regulatory reporting, periodic reviews, and compliance testing Support AML/KYC and other investor and counterparty compliance requirements... ...applicable policies and regulations Assist with monitoring and surveillance activities across the organization Partner with internal teams...SurveillanceWork at office
- ...including NFA filings, renewals, and disclosures (e.g., for Introducing Broker or FCM status). Develop and enforce internal policies and procedures related to AML/KYC, trade surveillance, risk disclosures, and customer onboarding. Serve as the firm’s primary liaison with US...Surveillance
- Industrial And Commerce Bank Of China Usa Na in New York, NY seeks an AML Analyst (Temporary) to review customer activity and ensure compliance with Bank Secrecy Act / AML regulations. This onsite 3-6 month assignment covers alert monitoring, customer due diligence, and...SurveillanceTemporary work
- ...enterprise-wide anti-money laundering (AML), economic sanctions and anti-bribery compliance... ...experience, administers an array of surveillances, due diligence, investigative expertise... ...global oversight and related testing Develop and propose recommendations to address identified...Surveillance
$200k - $300k
...adapting to existing controls and develop new signals and detection... ...patterns evolveWork with analytics engineers to promote your detection logic into... ...forensics(Plus) Experience with trade surveillance, market manipulation detection, or AML(Plus) Statistical or machine...Surveillance$225k
Director, Compliance - AML & Regulatory Affairs (Broker-Dealer / Clearing Firm) We're looking for a senior compliance leader to take... ...into practical, defensible controls across AML, trade surveillance, and clearing operations. What you'll own: Regulatory Examinations...Surveillance- ...establishing effective oversight across trading operations, surveillance activity, and regulatory reporting obligations. •... ...a plus. • Familiarity with compliance-related analytical work and supporting tools, including Excel, AML, and BSA concepts, is beneficial.SurveillanceLong term contract
- ...Job Description The AML Analysts within the CRIU review system-generated and manual cases... ..., the Business, CSIS, FIU Legal, Trade Surveillance, and Law Enforcement, where applicable.... ...including experience with online search tools. Advanced proficiency in Microsoft Office...SurveillanceWork at office
$160k - $250k
...investments in supervisory technology, surveillance analytics, data and AI-enabled monitoring... ...compliance program. Serve as the designated AML compliance officer for NYLIFE Securities... ...response to new and emerging regulatory developments.• Develop the team. Lead, mentor, and...SurveillanceLocal areaHome office3 days per week- ...manage client onboarding and AML/KYC processes, including due... ...themes, and emerging regulatory developments.Assist the Firm's management... ...Advisory, Control Room, Surveillance, IT, Operations, Research and... ...top of the page.The Recite Me tool includes a screen reader, styling...SurveillanceFull timeWork at officeRemote work
- ..., ideally at a broker-dealer or financial services firm (admin experience a plus) Working knowledge of Compliance tech (trade surveillance, AML/KYC, employee compliance platforms) Proficiency with Excel, SQL, Tableau, SharePoint, Jira, ProSurv, and PTA (ECM) Strong troubleshooting...Surveillance
- ...financial crime threats, regulatory developments, and customer risk assessment... ..., detection, monitoring, and surveillance capabilities Partner with... ...of anti-money laundering (AML) and related AML legislation,... ...Finance Risks Governance Routines Tools & Technologies Microsoft...SurveillanceWork at office
$100k - $250k
...-wide anti-money laundering (AML), economic sanctions, e-communications... ..., administers an array of surveillances, due diligence, investigative... ...cross-functional teams, and engineering stakeholders to ensure our... ...firmwide product owner to develop and lead the product strategy...SurveillanceFull timeTemporary workPart timeWork experience placement- ...orchestration, and data-driven AI pipelines to be developed for specific financial services use... ....Reduce false positives in Trade / AML Surveillance to ensure Compliance personnel are... ...-driven applicationsImplement prompt engineering, evaluation frameworks, and...SurveillanceFull timeTemporary workWork experience placement
$130k - $150k
...central limit order book matching engine with automated market making... ...Responsibilities Assist in developing, maintaining, and... ...Market Regulation updates and surveillance findings with our DSRO. Assist... ...BSA), Anti-Money Laundering (AML), USA PATRIOT Act, OFAC) and...Surveillance$500 per month
...group of experienced engineers, traders, and brokerage... ...enhancing our award-winning, developer-friendly API and the... ...the firm's BSA/AML, Anti-Fraud, and Securities... ...fraud, and securities surveillance programs Partner... ...systems and case management tools. ~ Strong analytical...SurveillanceRemote workHome office$120k - $160k
...currently in the process of finalizing our Series B round of funding. AML Compliance Officer Experience: 5+ Years Location: New York, NY... ...comprehensive internal compliance reviews such as wire and ACH surveillance activity exception reports Assist in responding to regulatory...SurveillanceImmediate startFlexible hours$200k - $250k
...testing, monitoring, and employee training. Develop and maintain Written Supervisory... ...and other regulatory reviews. Oversee AML, KYC, and Customer Identification Program... ...assessments, internal audits, automated surveillance, and compliance monitoring programs. Advise...SurveillanceWork at officeRemote workRelocation package- ...examinations, inquiries, and filings. Oversee AML, KYC, and sanctions (OFAC) programs,... ...and reporting. Monitor regulatory developments and translate them into practical guidance... ...Lead compliance risk assessments, testing, surveillance, and remediation of identified issues....SurveillanceWork at officeRemote workFlexible hours
$67.5k - $90k
...operational professionals who develop new approaches to solving... ...problems using cutting edge tools and processes. The Role Analyst... ...Monitoring, Account Review, Market Surveillance, Legal, and other departments... ...in accordance with relevant AML regulation and guidance....SurveillanceWork experience placementWork at officeRemote workFlexible hours$105k - $173.9k
...shared success. This includes attracting and developing exceptional talent, recognizing and... ...prevention, detection, monitoring, and surveillance capabilities by partnering with business... ...~ Knowledge of anti-money laundering (AML) and related AML legislation, financial...SurveillanceWork at officeFlexible hoursShift workDay shift- ...experiment with new markets, tools, and technologies. We've got... ...responsible for: Trade surveillance across all venues Regulatory... ...across all regions AML and sanctions screening vendors... ...Leadership Supervising and developing two Compliance Officers Representing...SurveillanceWork at officeRemote workFlexible hours
$100k - $140k
...reviews. Oversee electronic communication surveillance activities, including maintenance of... ...through designated compliance systems and tools. Monitor personal securities transactions... ...Help maintain compliance with applicable AML and financial crimes regulations....SurveillancePermanent employmentContract workLocal area$110.64k - $136.46k
...members to actively engage with AI tools relevant to their role and... ...This role is the operational engine of the compliance program — owning execution, testing, surveillance, and day-to-day program management... ...: advertising, complaints, AML, trade errors, books and...SurveillanceFull timeWork at officeLocal area2 days per week3 days per week$100k - $250k
...Anti-Money Laundering (AML), economic sanctions,... ...investigative expertise, and data surveillances to identify and... ...partners, and engineering stakeholders to define... ...Product Strategy & Vision: Develop and execute the... ...such as SQL. Project Tooling: Advanced proficiency...SurveillanceFull timeShift work$150.5k - $279.5k
...operational professionals who develop new approaches to solving... ...problems using cutting edge tools and processes. The Role: Head... ...strong command of supervisory and surveillance operations across listed... ...inquiries Maintain the firm's AML program covering both broker‑...SurveillanceWork at officeRemote workFlexible hours$175k - $225k
...consensus. About the Team DRW C/FICCO Tools Engineering team intimately collaborates with traders to turn alpha... ...environments Ability to dive deep into complex problems, develop intuitive understandings, spot risks early, and minimize complexity...Full timeTemporary workWork experience placementFlexible hours
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