Vice President, Treasurer

D.A. Davidson Companies is an independent, employee-owned company with a rich history spanning 90 years. We are dedicated to conducting our business in accordance with the highest standards of integrity and ethics, and delivering outstanding service to our clients and each other. We support a friendly, open and supportive culture, and encourage candid communication and productive engagement that make our companies and each of us better. Just as we work to improve our clients' financial well-being, we also work to strengthen local communities-and giving back is one of our core values. You can learn more about our company culture and impact in our latest annual report. Summary/Function:

The Vice President, Treasurer will provide stewardship of the Company's financial assets and lead an integrated enterprise approach to cash, liquidity, capital, funding, investments, collateral, and treasury risk. Working in conjunction with the Chief Financial Officer, this leader will develop and manage treasury strategies, operations, policies, controls, budgets, and reporting. The incumbent will serve as a principal treasury advisor to management and a key point of contact with banks, rating agencies, insurance brokers, and other financial counterparties. This leader will partner closely with Finance, trading teams, Risk, Compliance, Operations, Legal, Tax, and Technology to maintain corporate liquidity and financial stability. Qualifications:

Bachelor's degree in accounting, finance, business, management, economics, or a related field is required; an MBA or other advanced degree is preferred. 10+ years of proven experience as a Treasurer or in a relevant senior financial role, preferably within a broker-dealer, capital-markets, wealth-management, investment-management, trust, or banking environment. Thorough knowledge of financial legislation, regulation, practices, internal controls, and risk management. Knowledge of broker-dealer net capital and reserve requirements, money markets, investment management, financing techniques, accounting, finance, and tax. Demonstrated experience with cash and liquidity management, capital planning, funding, investments, collateral, banking relationships, forecasting, and stress testing. Excellent leadership, judgment, communication, interpersonal, organizational, and decision-making capabilities. Willingness and ability to satisfy applicable registration requirements, including passing the Securities Industry Essentials (SIE), Series 99, and Series 27 examinations, if required for the role. Proficiency with Microsoft Office, Bloomberg, and financial-management software. Duties:

Cash, Liquidity and Funding

Manage the Company's daily cash movement, cash positioning, and short-term liquidity requirements. Forecast cash-flow positions, borrowing requirements, and funds available for investment across the enterprise and relevant legal entities. Ensure sufficient funds are available to meet operating, clearing, settlement, regulatory capital, and strategic investment requirements. Advise management on the liquidity implications of short- and long-range plans, capital investments, new products, acquisitions, and other strategic initiatives. Evaluate and execute funding alternatives, credit facilities, secured and unsecured financing, and contingency funding strategies consistent with approved risk parameters. Capital and Balance-Sheet Management

Provide overall leadership for capital management and help develop financial policies relating to capital structure, working capital, treasury operations, and risk management. Partner with Finance, Risk, Compliance, and business leaders to forecast capital needs and monitor capital adequacy across the parent company and regulated entities. Maintain working knowledge of broker-dealer net capital and reserve calculation requirements and incorporate those requirements into planning and decision support. Identify opportunities to improve capital efficiency and balance-sheet returns while preserving appropriate liquidity and regulatory buffers. Provide advice on corporate finance matters, legal-entity funding, intercompany liquidity, and allocation of financial resources. Trading, Investments, Collateral and Market Risk

Work closely with trading teams to understand their businesses, counterparties, cash usage, collateral needs, and balance-sheet requirements. Create and maintain dashboards to monitor and stress test trading activity, liquidity consumption, concentration, counterparty exposure. Oversee investment of corporate cash and excess liquidity in accordance with approved policies, liquidity needs, counterparty limits, and risk appetite. Monitor interest-rate, duration, concentration, counterparty, and liquidity risks arising from treasury activities and recommend appropriate mitigants. Apply sound knowledge of money markets, investment management, and financing techniques to treasury decisions. Banki

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