Compliance Analyst — Regulatory & Monitoring
Chicago Atlantic
Chicago Atlantic, based in Chicago, seeks a Compliance Analyst with up to three years of relevant experience in financial services compliance. In this role, you will assist in maintaining compliance policies and support ongoing compliance activities to ensure adherence to legal requirements. The ideal candidate will have a Bachelor’s degree and strong problem-solving and communication skills along with proficiency in digital tools like Microsoft Office. This position offers an opportunity to work closely with the compliance team to enhance operational integrity. #J-18808-Ljbffr Chicago Atlantic
$62.45k - $78.92k
Position: Compliance Monitor (Principal Consultant #1706) Location: Springfield or Chicago Union: IFSOE Anticipated Starting Salary Range... ...assure compliance with state and federal laws, rules, and regulatory provisions; produces complete monitoring reports; drafts business...RegulatoryWork at officeMonday to Friday$160k - $200k
...A prominent life sciences recruitment firm is seeking a Sr. Field Clinical Research Associate to monitor clinical studies and ensure regulatory compliance. Ideal candidates will have a Bachelor’s degree in a related field and at least five years of clinical research experience...RegulatoryRemote work$60k - $100k
...Compliance Analyst – Asset Management Location: Chicago, IL (In‑Office) LHH is seeking a... ...other internal teams across a range of regulatory and compliance matters. Key Responsibilities... ...the firm and mutual fund clients Monitor and ensure compliance with substantial...RegulatoryWork at officeLocal area$90k
...About the Job Sr. BSA/AML Compliance Analyst - To $90K - Chicago, IL - Job # 3401 Who We... ...responsible for performing BSA/AML activity monitoring, analytics, and reporting. (This is... .../AML/OFAC news and events as well as regulatory updates. ~ PC proficiency with...RegulatoryWork at office- Job Summary The Finance Compliance Monitor independently leads complex fiscal monitoring reviews and analysis for an assigned subrecipient... ...assistance and training to internal teams and external partners on regulatory requirements. Deliver timely and effective communication on...RegulatoryWork at officeLocal area
$70k - $75k
...Compliance Analyst Connecting clients to markets and talent to opportunity. With 5,400+ employees and over 80,000 institutional... ...Compliance Analyst will support various ongoing monitoring and reviewing to ensure regulatory obligations are met by internal and external...Regulatory$70k - $95k
...We are seeking an experienced Regulatory Compliance Professional to join our Compliance Team!! The Senior Regulatory Compliance Analyst is a compliance professional with a vast experience... .... This role plays a key role in monitoring and interpreting federal and state...RegulatoryWork experience placementWork at officeShift work$66.7k - $111.1k
...Compliance Analyst Join the Governance, Risk, and Compliance (GRC) team, a dynamic, high-impact... ...core implementer, translating complex regulatory requirements into clear, actionable... ...margin requirements. Review transaction monitoring alerts and complete appropriate...RegulatoryImmediate startWorldwide$88k - $110k
...THIS ROLE The role of the Senior Compliance Analyst is to work collaboratively with other... ...experienced with SEC and broker-dealer regulatory compliance requirements, options trading... ...requirements, including handling and monitoring information barrier issues, conflicts...RegulatoryRemote work2 days per week$69k - $78k
...Under direct supervision, the IRB Compliance Analyst ensures that the various research compliance... ...activities, including post-approval monitoring and investigations; and helps organize... ...members, and researchers with identifying regulatory agency and good clinical practice...RegulatoryWork at officeLocal area- LSV Asset Management is hiring a Compliance Analyst in Chicago to support compliance functions and client reporting... ...the Chief Compliance Officer and contribute to regulatory filings. Key responsibilities include monitoring compliance rules and maintaining documentation....Regulatory
$58k - $68k
...Compliance and 340B Analyst (Hybrid) Erie West Town Administrative Offices - 1701 W. Superior St... ...achieve and sustain compliance with regulatory standards including 340B, HRSA, FTCA... ...possible, contribute to the team's ongoing monitoring of changes to vendor and...RegulatoryFull timeWork at officeFlexible hours$70k - $90k
Archer Lewis, based in Chicago, is seeking a compliance officer to ensure adherence to regulatory requirements and manage compliance tracking systems. This role involves monitoring licenses, certifications, and insurance, coordinating with legal advisors, and proactively...Regulatory$66.7k - $111.1k
CME Group Inc. seeks a Compliance Analyst in Chicago to support Futures Commission Merchant compliance activities. This role involves assisting in regulatory guidance, reviewing transaction monitoring, and maintaining compliance policies. Ideal candidates have a Bachelor...Regulatory$75k
A trading firm in Chicago is seeking a Junior Compliance Analyst to assist in regulatory compliance. Responsibilities include monitoring surveillance systems, reviewing trading activities, and managing compliance procedures. Ideal candidates possess analytical skills,...Regulatory- ...Cyber Security Analyst (Unix/Linux Configuration Monitoring required) Denver, Colorado;Washington, District of Columbia; Chicago, Illinois To proceed... ...controls aligned with internal security standards, regulatory requirements, and industry best practices; operating...RegulatoryWork at officeShift workDay shift
- ...Cyber Security Analyst (Database Configuration Monitoring) Denver, Colorado;Washington, District of Columbia... ...with internal security standards, regulatory requirements, and industry best practices... ...Lead configuration monitoring and compliance for database technologies (e.g.,...RegulatoryWork at officeShift workDay shift
$70k - $75k
StoneX Group Inc. is seeking a Compliance Analyst to support regulatory monitoring and ensure compliance with CFTC, NFA, and exchange rules. The ideal candidate will have experience in compliance and regulatory fields, strong analytical skills, and effective communication...Regulatory$66.7k - $111.1k
CME Group seeks a Compliance Analyst in Chicago, Illinois, to join its Governance, Risk, and Compliance team. The role entails implementing compliance strategies, monitoring regulatory requirements related to futures and swaps, and ensuring adherence to rules. Candidates...RegulatoryFlexible hours- LSV Asset Management - Compliance Analyst LSV Background LSV provides discretionary investment management services in portfolios... ...clients. Assisting with firm and mutual fund client regulatory filings. Monitoring and compliance with substantial shareholder rules. Maintaining...RegulatoryWork experience placementWork at office
$193.5k - $406.5k
...GCS) leadership team to lead product Consumer platform, Credit Monitoring and Identity for TransUnion's Consumer Solutions Products... ...solution selling, etc. Ensure products are compliant with US regulatory and privacy requirements #LI-AI1 Qualified applicants with...RegulatoryFull timeWork experience placementWork at officeFlexible hours2 days per week$80k - $85k
Compliance Analyst Position Purpose The Compliance Analyst will support various functions including reviewing and responding to regulatory requests and exams (NFA, CFTC, various futures exchanges) and... ...lines and to perform thorough monitoring. Responsibilities Serve as...RegulatoryImmediate startRemote work1 day per week$135k - $230k
...Purpose: The VP Strategy Monitoring & Analytics is part of the... ...reporting strategy monitoring analyst(s) and aligns with customer-... ...advisor during audits and regulatory reviews, clearly articulating... ...retirement.? Partner with compliance, model risk, and operations...RegulatoryWork experience placementWork from homeVisa sponsorshipWork visaMonday to Friday- ...Role Summary Chicago Atlantic seeks a Compliance Analyst with up to three years of relevant experience... ...) comply with applicable legal and regulatory requirements. What You'll Be Doing:... ...persons. Support ongoing compliance monitoring and testing activities, including...RegulatoryWork at office
$69k - $78k
...data. Under direct supervision, the IRB Compliance Analyst ensures that the various research... ...compliance activities, including post-approval monitoring and investigations, and helps organize... ..., and researchers with identifying regulatory agency and good clinical practice...RegulatoryWork at officeLocal areaFlexible hoursWeekend work$62.45k - $78.92k
Position: Program Monitor-Specialized Placement (Principal Consultant #410) Location: Springfield... ...special education facilities to ensure compliance with federal and state regulations,... .... Participates in the department's regulatory functions of general supervision and serves...RegulatoryWork at officeMonday to Friday$140k - $150k
Motorola Solutions is seeking a Licensing & Regulatory Compliance Manager in Chicago, IL. This role involves overseeing the compliance framework, ensuring no gaps in regulatory coverage, and managing a network of qualified agents across 50 states. Ideal candidates will...Regulatory$140k - $150k
...a safer future. Department Overview Blue Eye is a high-growth leader in the remote video monitoring industry. We are seeking a Licensing & Regulatory Compliance Manager to lead our national expansion and ensure zero gaps in our regulatory coverage. Job Description...RegulatoryLocal areaRemote workRelocation- ...Position: Regulatory Controls Analyst Location: Chicago, IL-60601 Duration: 12 months Job Description... ...supports the design, implementation, and ongoing monitoring of regulatory and internal controls to ensure compliance with applicable laws, regulations, and...Regulatory
- ...Accessibility And Compliance Coordinator The Accessibility and Compliance Coordinator... ...improvement in accessibility services, monitoring and analyzing trends in accommodation requests... ...audits and activities to support regulatory agency inspections, and performing other...RegulatoryFull timeWork experience placement
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