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P&S Manager- New York Broker Dealer

ACG Consulting Group LLC

Job Description

Job Description

One of our NY based Broker Dealers is looking for a P&S supervisor. Kindly see details below.

P&S Manager at Broker Dealer Located in New York
Requirements List:
5+ years experience working in the P&S Dept with a Broker-Dealer
P&S specialist with Equity/Option product knowledge
Buy-in knowledge pertaining to REGSHO rule
Reconciliation of Equity Trade Breaks in CNS.
Obligation Warehouse monitoring and Corrective action.
Compensation List:
Compensation package offerings are based on candidate experience and technical qualifications, as it relates to the role. These are identified and determined throughout your interviewing experience.
Location: New York
Job Category: P&S
Job Type: Full Time
Job Location: NYC
Vacancy posted 4 days ago
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