Regional Compliance & Oversight Lead (Hybrid)
Nuveen
Nuveen is seeking a Regional Supervisory Principal in Charlotte, NC, to supervise registered representatives and ensure compliance with regulations. The role requires 5+ years of experience with a preference for those with a background in compliance. The ideal candidate will possess strong analytical skills, an understanding of enterprise operations, and effective relationship management skills. The position offers a competitive salary and comprehensive benefits. #J-18808-Ljbffr
Vacancy posted 19 hours ago
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