Chief Compliance Officer
Virtual Vocations Inc
To establish Infra One's US operating platform, the full-time remote Chief Compliance Officer - US will design and manage the regulatory operating system, oversee SEC registration, and ensure compliance across multiple fund vehicles while advising on fund structuring and governance. Key Responsibilities Lead the SEC registration process and manage ongoing compliance for private fund advisement Design and implement compliance policies, conduct annual reviews, and prepare for SEC examinations Oversee compliance monitoring across Infra One's portfolio of funds and advise on regulatory risks in investment decisions Required Qualifications 7-12 years of compliance experience at a registered investment adviser, private fund platform, hedge fund, or PE firm Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards Hands-on experience with multi-fund governance and conflicts of interest management Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards Prior experience with SEC registration and Form ADV filings
$200k
...wittkieffer.comHawaii Medical Services Association (HMSA), located in Honolulu, Hawaii, seeks an accomplished and forward-thinking Chief Compliance Officer to provide enterprise leadership for the organization's compliance program while helping shape the future of governance...Suggested$176.97k - $303.37k
...remote work and will work in the Bethesda, MDoffice four days per week. Responsibilities Reporting to the Chief Risk Officer, the Chief Compliance Officer is a senior leadership position responsible for leading EagleBank's (the "Bank") enterprise-wide compliance...SuggestedFull timeWork at officeRemote workFlexible hours- ...Futures trading platform located in Chicago looking to bring on a new “Chief Compliance Officer” to join their team. This role is in a hybrid schedule (3 days per week).Responsibilities:• Monitoring and interpreting regulatory requirements from relevant authorities such...Suggested3 days per week
- Purpose:As a key senior leader of a growing and innovative financial institution, the Chief Compliance Officer (CCO) oversees all regulatory compliance and ethics functions for Five Star Bank and its investment affiliate, Courier Capital. The CCO is responsible for maintaining...SuggestedTemporary workInterim role
- UAB Medicine is seeking a transformational Chief Compliance Officer (CCO) to build and lead a truly integrated, enterprise-wide compliance function within one of the nation’s largest and most complex academic health systems. This is a rare opportunity to shape the compliance...Suggested
- Job Title:Chief Compliance OfficerLocation:CityScapeWhat you'll do:As the Chief Compliance Officer (CCO) you'll oversee and manage the regulatory compliance framework of Western Alliance Bank and all affiliated entities. This role ensures that the bank adheres to all applicable...Full time
- ...explore this asset class as part of their portfolio allocation. Position Summary: Grayscale Investments is seeking a Chief Compliance Officer to lead and own the compliance program across its Registered Investment Adviser, Broker-Dealer, registered fund complex, and...Work experience placement
- ...rapidly evolving and often ambiguous regulatory environment. Already in the global top ten and aiming for number one, we need a Chief Compliance Officer who can run the compliance function day-to-day while maintaining our reputation as a good actor in the market. This...
$255k - $300k
...and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event... ...innovation while maintaining regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will lead the design, implementation, and...Work at officeFlexible hoursShift work$132.5k
...celebrate and support a diverse workplace for the benefit of all: our employees, customers and communities. Responsibilities Chief Compliance Officer (CCO) The CCO is responsible for developing, implementing and administering all aspects of the Compliance Management...Bank staffLocal area$334.99k - $413.81k
The PositionGenentech, a member of the Roche group, is seeking an exceptionally qualified compliance leader to serve as the Chief Healthcare Compliance Officer. As Chief Healthcare Compliance Officer, you will be responsible for setting the vision and strategy for compliance...Full timeFixed term contractWork at officeLocal areaRemote workRelocation package$200k - $290k
...Fluency: English (Required)Work Shift:1st shift (United States of America)Please review the following job description:The Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc. is responsible for leading an integrated broker...Full timePart timeWork experience placementWork at officeShift workDay shift- ...New England Fund Chief Compliance OfficerDevelop/review/update compliance policies and procedures for the Funds, ensuring that they meet the requirements of Rule 38a-1 under the Investment Company Act of 1940 and comport with industry best practices; Conduct periodic...
$185k
...Fractional Chief Compliance Officer Camino Health Center is engaging an experienced compliance consultant to serve as Fractional Chief Compliance Officer, providing independent contractor (1099) compliance advisory services for approximately 20 hours per week. This...Contract workFor contractors$120k - $155k
...Chief Compliance Officer The Chief Compliance Officer (CCO) serves as the organization's senior authority on all regulatory and operational compliance matters, ensuring alignment with applicable federal and state laws, industry standards, and internal policies. This...Contract workTemporary workLocal areaRemote workFlexible hours- ...Job Description Chief Compliance Officer Onsite Work in Miami, FL 215-225k total comp. Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person...
$206.25k - $302.5k
...opportunities for growth and encourage our associates to live our values: Do good. Be good. Make good. Job Summary The Chief Compliance Officer (CCO) will lead and oversee the compliance program for NLG Capital, Inc. (the Firm), an SEC-registered investment adviser...Hourly payShift work- ...Compliance Program AdministratorIncumbent is responsible for administering and monitoring the firm's compliance program as an SEC Registered Investment Adviser requirement. Must foster a highly ethical culture of compliance with "client first" approach. Will represent...Night shift
- ...Care (CDC) is a GI Physician Practice group in the Mid-Atlantic region. Our Silver Spring, MD team is looking for a Corporate Compliance Officer! For more info about our location please visit: What you will be working on: The Corporate Compliance Officer (CCO)...Local area
- The QTI Group is partnering with RCA Intermediate, LLC (“Resonant”) in Madison, Wisconsin, to hire a Chief Compliance Officer (CCO) and General Counsel. We seek an experienced executive-level leader with strong legal, regulatory, operational, and business judgment to oversee...Contract workWork at office
$321.4k - $370k
The Vice President & Chief Compliance Officer provides strategic and independent leadership for Boston Medical Center Health System’s compliance and privacy programs across Boston Medical Center hospitals, Health Plan, and Physician Organizations. The position designs,...Full timeFor contractorsFixed term contractFlexible hours- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading...
- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015 Employees 51-2...
- ...Chief Compliance Officer (CCO) About the Company A bank focused on compliance, lending, and community reinvestment. Industry Banking Type Privately Held About the Role The Company is in search of a Chief Compliance Officer to oversee and manage...
- ...Chief Compliance Officer (CCO) About the Company A growing financial services and alternative investments platform scaling its compliance infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of...
- ...Chief Compliance Officer (CCO) About the Company Nationally acclaimed academic medical center Industry Hospital & Health Care Type Non Profit Founded 1945 Employees 10,001+ Categories Health Care Biotechnology Manufacturing Pharmaceutical...
- ...Chief Compliance Officer (CCO) About the Company Premier private gastroenterology practice Industry Medical Practice Type Privately Held Founded 2009 Employees 201-500 Specialties gastroenterology internal medicine primary care...Private practice
- ...Chief Compliance & Integrity Officer (CCIO) About the Company Well-ranked pediatric healthcare provider Industry Hospital & Health Care Type Non Profit Founded 1900 Employees 1001-5000 Categories Hospitals & Clinics Children Health...
- ...Chief Compliance Officer (CCO) About the Company Fast-growing healthcare services platform Industry Hospital & Health Care Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to lead and enhance its enterprise-wide...
- ...Chief Compliance Officer (CCO) About the Company Academic medical center seeking a Chief Compliance Officer. Industry Medical Practice Type Non Profit Employees 1-10 About the Role The Company is seeking a Chief Compliance Officer (CCO) to oversee...
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