Vice President of SOX Compliance
Confidential
Vice President of SOX Compliance
About the Company
A pioneering organization in the asset management industry.
Industry
Investment Management
Type
Privately Held
About the Role
The Company is seeking a Vice President of SOX Compliance to lead and oversee all aspects of SOX compliance, ensuring adherence to regulatory standards and operational efficiency. The successful candidate will be responsible for developing and implementing SOX compliance strategies, collaborating with external firms and internal teams to manage SOX processes and reporting requirements, and contributing to IT infrastructure projects to enhance systems and processes. This role requires a strategic leader who can provide insights and ensure compliance and operational excellence, as well as maintain up-to-date knowledge of SOX regulations and IT advancements. Applicants must have a Bachelor of Science degree in a relevant field, with a minimum of 5 years' experience in SOX compliance or related roles. A preferred 12 years' of experience in compliance, IT infrastructure, or asset management is also noted. The role demands a strong knowledge of SOX regulations and IT infrastructure processes, proven leadership skills, and the ability to manage cross-functional teams. Excellent communication and collaboration abilities are essential, as is the willingness to travel quarterly for organizational events. The ideal candidate will be a proactive and dynamic professional, capable of fostering collaboration and alignment with organizational goals in a remote work environment.
Functions
- Finance
- ...Vice President of Accounting About the Company Premier financial services company Industry Financial Services Type... ...pivotal role in overseeing all accounting, tax, treasury, and compliance functions. The successful candidate will be responsible for...Suggested
- ...Vice President of Tax About the Company Innovative provider of specialty re/insurance services Industry Insurance... ...seeking a Vice President of Tax to lead its tax strategy and compliance efforts. The successful candidate will be responsible for the...SuggestedLocal area
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- ...Vice President, Commercial CMC About the Company Industry leading open-access biologics technology platform Industry Pharmaceuticals... ...of large molecules while maintaining regulatory compliance and industry standards. The successful candidate will be responsible...SuggestedContract workFor contractors
- ...Vice President of Global Channels About the Company Leading provider of cloud-based storage & file sharing solutions Industry... ...ftp replacement enterprise data security regulatory compliance secure byod private cloud file sharing extending ecm...SuggestedRemote workWork from homeWorldwide
- ...Vice President of Channel Sales About the Company Industry-leading provider of ACA compliance & employee benefits administration services Industry Internet Type Privately Held Founded 2002 Employees 11-50 Categories Information Technology...
- ...Vice President, Sales Operations About the Company Globally acclaimed provider of critical products & materials for high-technology... ...leadership role is pivotal in driving revenue growth, efficiency, and compliance across global markets. The successful candidate will be...
- ...Vice President, Employee Relations & Compliance About the Company Nationally focused provider of technology & advisory services Industry Business Consulting and Services Type Privately Held Founded 1974 Employees 501-1000 Specialties disparity...Local area
- ...Associate Vice President, Strategic Ventures Legal Counsel About the Company Prominent real estate investment trust (REIT) Industry... ..., as well as a deep understanding of regulatory and compliance issues across multiple jurisdictions. The ideal candidate will...
- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a Senior Vice...
- ...Vice President of Regulatory Affairs About the Company Pioneering medical device company developing first-in-class technologies for high-acuity therapeutic areas. Industry Medical Devices Type Privately Held About the Role The Company is in search...
- ...Vice President, Internal Audit About the Company Nationally acclaimed healthcare organization... ...Committee, with a focus on driving SOX governance, enterprise risk management,... ...overseeing Medicare Advantage regulatory compliance. The role also involves providing...
- ...Executive Vice President, Compliance About the Company Innovative financial technology (FinTech) company Industry Financial Services Type Privately Held About the Role The Company is seeking an Executive Vice President for Compliance, a pivotal...
- ...Associate Vice President, Actuary, Financial Reporting & Valuations About the Company Global reinsurance leader with a health-focused portfolio and collaborative global environment. Industry Insurance Type Privately Held About the Role The Company...
- ...Associate Vice President, Actuary About the Company Well-known reinsurance client Industry Insurance Type Privately Held About the Role The Company is in search of an Associate Vice President, Actuary to join their team. The successful candidate...Contract work
- ...performance monitoring/LLMOps, deprecation). Partner with Legal/Compliance/Information Security on AI vendor risk and data privacy.... ...classification, quality, lifecycle) and ensure compliance with GMP/GLP/GCP/SOX and data integrity. Oversee development/scaling of AI agents...
- ...This includes leading financial planning, budgeting, and forecasting, as well as ensuring the organization's financial strength and compliance with nonprofit regulations. The successful candidate will be adept at translating complex financial concepts into sustainable...
- ...details, conduct operational diligence, and possess good communication skills and ability to articulate insights to Senior Executives, President and CEO. Responsibility: • Analyze existing business, emerging industry trends and competitive threats • Collaborate...
- ...Executive Director of Global Pharmacovigilance to lead the development and implementation of risk management strategies and ensure compliance with all relevant regulations and guidelines. The successful candidate will be responsible for managing the pharmacovigilance...
- ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a...
$160k - $170k
...need to succeed. POSITION OVERVIEW The Vice President, Fund Accounting - Treasury is the... ...executed accurately, securely, and in compliance with fund documents, internal controls,... ...documented, reviewable, and aligned with SOX and audit expectations. * Partner with...Full time- ...Vice President and Chief Human Resources Officer Job Description Posted Friday, May 29, 2026 at 10:00 AM Position Summary: The... ...policies, and coordinate specific functions. Ensures regulatory compliance with local, state, and national labor laws and wage and...Local areaWeekend work
- ...establish and maintain excellent relationships with regulatory agency personnel, negotiate directly with authorities, and ensure compliance with regulatory requirements. The ideal candidate will be a proactive, collaborative professional who can provide regulatory expertise...
- ...Vice President, Asset Management About the Company Mission-driven organization providing facilities financing solutions to charter schools Industry Civic & Social Organization Type Privately Held Founded 2017 Employees 11-5...
$250k
...Business Banking Relationship Manager South San Diego CA, Assistant Vice President The Business Banker is responsible for proactively... ...sales practices and protocols for Business Banking to ensure compliance with all policies and procedures. Proactively manage portfolio...$233.75k - $275k
...property tax abatements, and sales/use tax exclusions Ensure compliance with prevailing wage and apprenticeship requirements and... ...actions, analyze potential impacts/benefits and support the Senior Vice President of Legislative and Regulatory Affairs Work cross‑...ApprenticeshipLocal areaFlexible hoursNight shift- ...is seeking a Senior Director/Executive Director for CMC Regulatory Affairs to lead and oversee all CMC regulatory strategies in compliance with global requirements. The successful candidate will be responsible for providing CMC regulatory support for new and ongoing clinical...
- ...communication skills, the ability to influence senior leadership, and a strategic mindset that balances scientific rigor, regulatory compliance, and commercial impact. Hiring Manager Title SVP, Chief Regulatory Officer Functions Legal Operations...
$230k - $340k
...As the Vice President of Finance , reporting to the COO/CFO you will lead the execution of the Company's financial and capital strategy to support long‑term growth, shareholder value, and execution of the Strategic Plan. You will guide investment decisions, capital deployment...- Overview Reporting to the Chief Financial Officer, this role manages the staff responsible for the accounting activities related to the preparation, maintenance and review of financial records, accounts and reports; the budgeting and forecasting function; and the cash...Full timeTemporary work
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