Senior Compliance & Records Risk Analyst
$75.29k - $125.45kLPL Financial LLC
LPL Financial LLC seeks a Senior Analyst focused on Compliance and Information Lifecycle Management based in Fort Mill, SC. In this role, you will oversee regulatory books and records requirements while helping to mitigate operational and regulatory risks. The right candidate will have a Bachelor’s degree, 3-5 years in financial services, and strong communication skills. A working knowledge of SEC rules and tools like SQL and Tableau are preferred. LPL offers a competitive salary between $75,293 and $125,454 along with generous benefits. #J-18808-Ljbffr LPL Financial LLC
Vacancy posted 3 days ago
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