Vice President of SOX Compliance
Confidential
Vice President of SOX Compliance
About the Company
A pioneering organization in the asset management industry.
Industry
Investment Management
Type
Privately Held
About the Role
The Company is seeking a Vice President of SOX Compliance to lead and oversee all aspects of SOX compliance, ensuring adherence to regulatory standards and operational efficiency. The successful candidate will be responsible for developing and implementing SOX compliance strategies, collaborating with external firms and internal teams to manage SOX processes and reporting requirements, and contributing to IT infrastructure projects to enhance systems and processes. This role requires a strategic leader who can provide insights and ensure compliance and operational excellence, as well as maintain up-to-date knowledge of SOX regulations and IT advancements. Applicants must have a Bachelor of Science degree in a relevant field, with a minimum of 5 years' experience in SOX compliance or related roles. A preferred 12 years' of experience in compliance, IT infrastructure, or asset management is also noted. The role demands a strong knowledge of SOX regulations and IT infrastructure processes, proven leadership skills, and the ability to manage cross-functional teams. Excellent communication and collaboration abilities are essential, as is the willingness to travel quarterly for organizational events. The ideal candidate will be a proactive and dynamic professional, capable of fostering collaboration and alignment with organizational goals in a remote work environment.
Functions
- Finance
- ...Vice President of Tax About the Company Innovative provider of specialty re/insurance services Industry Insurance... ...seeking a Vice President of Tax to lead its tax strategy and compliance efforts. The successful candidate will be responsible for the...SuggestedLocal area
- ...Vice President of Financial Planning & Analysis About the Company Innovative provider of cloud-based fraud & dispute management... ...management software fraud and disputes software and fraud compliance About the Role The Company is in search of a VP of...Suggested
- ...Vice President, Commercial CMC About the Company Industry leading open-access biologics technology platform Industry Pharmaceuticals... ...of large molecules while maintaining regulatory compliance and industry standards. The successful candidate will be responsible...SuggestedContract workFor contractors
- ...Vice President of Channel Sales About the Company Industry-leading provider of ACA compliance & employee benefits administration services Industry Internet Type Privately Held Founded 2002 Employees 11-50 Categories Information Technology...Suggested
- ...Vice President of Global Channels About the Company Leading provider of cloud-based storage & file sharing solutions Industry... ...ftp replacement enterprise data security regulatory compliance secure byod private cloud file sharing extending ecm...SuggestedRemote workWork from homeWorldwide
- ...formation of the minds, souls, and bodies of future leaders. The Vice President will be the key architect in shaping proactive financial... ...College’s strategic direction, steward the budget, maintain compliance, and ensure fiscal sustainability. As an executive administrator...Work at officeImmediate start
- ...Vice President, Employee Relations & Compliance About the Company Nationally focused provider of technology & advisory services Industry Business Consulting and Services Type Privately Held Founded 1974 Employees 501-1000 Specialties disparity...Local area
- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a...
$180k - $200k
We power one of the world’s largest online compliance and workforce skills training ecosystems—enabling organizations to build safer, more capable, and high-performing teams at scale. But our ambition goes far beyond content delivery. We are redefining how people learn...Full timeContract workLocal area- ...Vice President of Regulatory Affairs About the Company Pioneering medical device company developing first-in-class technologies for high-acuity therapeutic areas. Industry Medical Devices Type Privately Held About the Role The Company is in search...
- ...Senior Vice President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company Founded 1989 Employees 5001-10,000 Categories...
- ...Vice President, Internal Audit About the Company Nationally acclaimed healthcare organization... ...Committee, with a focus on driving SOX governance, enterprise risk management,... ...overseeing Medicare Advantage regulatory compliance. The role also involves providing...
- ...Executive Vice President, Finance and Operations About the Company Prominent financial services company specializing in investment... ...financial management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates...
- ...Mitsui Financial Group, Inc. seeks an IT Product Specialist (Vice President) to serve as the subject matter expert for technology products... ..., and collaborating with various stakeholders to drive compliance and surveillance solutions. The ideal candidate will have a minimum...
- The VP of Accounting will lead all accounting operations, financial reporting, and compliance for the organization. This role oversees month‑end close, GAAP compliance, budgeting support, and internal controls while partnering closely with executive leadership to drive...
- Sumitomo Mitsui Banking Corporation is seeking an IT Product Specialist (Vice President) in Charlotte, NC. The role demands expertise in compliance and surveillance solutions, prioritizing product strategy and ensuring user needs are met through analytics and research....Work at officeRemote work
- ...Executive Vice President, Compliance About the Company Innovative financial technology (FinTech) company Industry Financial Services Type Privately Held About the Role The Company is seeking an Executive Vice President for Compliance, a pivotal...
$157k - $285.6k
...Vice President, Head of Technology - Retirement Plan Services Lincoln Financial is seeking a visionary technology executive to lead the... ...Management: Oversee strategic vendor relationships, ensuring compliance, performance, and alignment with internal policies and...Work experience placement- ...Associate Vice President, Actuary About the Company Well-known reinsurance client Industry Insurance Type Privately Held About the Role The Company is in search of an Associate Vice President, Actuary to join their team. The successful candidate...Contract work
- ...Associate Vice President, Actuary, Financial Reporting & Valuations About the Company Global reinsurance leader with a health-focused portfolio and collaborative global environment. Industry Insurance Type Privately Held About the Role The Company...
- ...Job Description Job Description As Trellis Financial prepares to bring a new fixed indexed annuity carrier to market, compliance is not a function we are bolting on after the fact. It is part of how the company is being built. This isn't a maintain-the-status-quo...Part time
- Belmont Abbey College is seeking a Vice President for Administration, Finance, and Operations. This pivotal leadership role will oversee financial planning, compliance, and operational excellence within the college. The ideal candidate will possess over 10 years of management...
- ...This includes leading financial planning, budgeting, and forecasting, as well as ensuring the organization's financial strength and compliance with nonprofit regulations. The successful candidate will be adept at translating complex financial concepts into sustainable...
- ...Executive Director of Global Pharmacovigilance to lead the development and implementation of risk management strategies and ensure compliance with all relevant regulations and guidelines. The successful candidate will be responsible for managing the pharmacovigilance...
- ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a...
$160k - $170k
...need to succeed. POSITION OVERVIEW The Vice President, Fund Accounting - Treasury is the... ...executed accurately, securely, and in compliance with fund documents, internal controls,... ...documented, reviewable, and aligned with SOX and audit expectations. * Partner with...Full time- A global financial institution in Charlotte, NC seeks a seasoned FTP Vice President to oversee transfer pricing policies and enhance frameworks. The role involves strategic efforts, interaction with multiple business units, and the management of FTP reporting. Candidates...Full time
- SMBC Group is seeking an IT Product Specialist (Vice President) responsible for driving product performance through KPI tracking and customer... ...with engineers and vendors to enhance the bank's compliance technology program. A successful candidate will have a Bachelor...
- ...position involves leading an electronic discovery team for government projects, managing litigation support processes, and ensuring compliance with eDiscovery best practices. Candidates must have over 7 years of experience, understanding of electronic discovery, and the...For contractors
- ...Vice President of Finance & Administration About the Company Leading national mental health awareness organization Industry... ...reporting, overseeing the annual budget process, and ensuring compliance with financial regulations. Additionally, the role involves supervising...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vice President of SOX Compliance. Be the first to apply!
- vp biotech Charlotte, NC
- vp compliance Charlotte, NC
- vice president support services Charlotte, NC
- vice president global communications Charlotte, NC
- vice president legal Charlotte, NC
- vice president of ecommerce Charlotte, NC
- vice president shared services Charlotte, NC
- vice president of revenue cycle Charlotte, NC
- vice president real estate development Charlotte, NC
- vice president corporate strategy Charlotte, NC


