Lead Analyst
DraftKings
Capital One is seeking a highly analytical Trade Surveillance Principal Associate to lead surveillance and investigations across Broker-Dealer and Swap Dealer activities. You will ensure compliance with SEC, FINRA, CFTC, and NFA rules, and you will work with cross-functional teams to investigate complex trading activity. The ideal candidate has robust analytical and investigative skills, with knowledge of futures, commodities, and other asset classes. #J-18808-Ljbffr
Vacancy posted 4 days ago
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