Legal Counsel - Capital and Prediction Markets
Jobleads-US
- Handle legal and regulatory matters for SEC-registered businesses in the United States
- Advise on Securities laws, SEC regulations, FINRA rules, and related cross-border issues, primarily involving Europe
- Apply legal expertise to securities products, tokenized securities, single stock futures, equity perpetuals, prediction markets, derivatives, and related regulatory requirements
- Assist business units with contract terms, negotiations, licensing, data provisioning, and broader operational legal support
- Draft, review, and update policies, procedures, terms and conditions, and trading rules for regulated US products
- Represent OG.com on various matters with the SEC
- Review marketing and sales literature, presentations, and educational materials for SEC compliance
- Work with external counsel to ensure arrangements comply with applicable laws and regulations
- Provide proactive legal and regulatory guidance to stakeholders for product and service development and launches
- Identify, analyze, and mitigate legal and regulatory risks while maximizing commercial opportunities
- Report to the Chief Legal Officer in the United States
Requirements
- Qualified/licensed lawyer
- At least 5 years of experience in financial product legal and regulatory work handling issues for SEC-regulated clients in a major law firm, licensed entity (broker-dealer or national securities exchange), or at the SEC
- Excellent knowledge of US financial laws and regulatory structures
- Track record of maintaining licenses and building products and operations under these frameworks
- Knowledge of cross-border interaction of US financial laws and regulatory structures
- Familiarity with industry practices and professional standards
- Excellent English verbal and written communication skills
- Strong organizational and project management skills
- Ability to handle high volume and balance competing demands
- Ability to communicate concisely and effectively with business teams and management
- Ability to develop and maintain stakeholder relationships
- Willingness to accommodate calls and meetings across different time zones
- Ability to identify problems and propose solutions
Core Competencies
Demonstrates expertise in US financial laws and regulatory structures, particularly in relation to SEC regulations and compliance. Proven ability to provide legal guidance on financial products, manage stakeholder relationships, and navigate cross-border regulatory issues.
Highest-signal resume keywords
- Qualified/Licensed Lawyer
- 5+ Years Experience in Financial Product Legal Work
- Excellent Knowledge of US Financial Laws
- Strong Organizational and Project Management Skills
- Excellent English Verbal and Written Communication Skills
ATS Optimization Keywords
Hard Skills
- Securities Law
- SEC Regulations
- FINRA Rules
- Contract Negotiation
- Policy Drafting
- Regulatory Compliance
- Risk Analysis
- Legal Guidance
- Product Development
- Operational Legal Support
Soft Skills
- Strong Organizational Skills
- Project Management Skills
- Effective Communication
- Stakeholder Relationship Management
- Problem-Solving Ability
Industry Keywords
- SEC-Registered Businesses
- Tokenized Securities
- Single Stock Futures
- Equity Perpetuals
- Prediction Markets
- Derivatives
- Cross-Border Issues
- Regulated US Products
- Compliance Standards
- Industry Practices
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