VP, Regulatory Delivery & Remediation Leader
$150k - $185kTD Bank ATM
TD Bank is seeking a Vice President of Regulatory Management & Remediation based in New York, NY. This role is pivotal in leading key regulatory initiatives and managing cross-functional teams to enhance operational efficiency and compliance. The ideal candidate should have over 7 years of change management experience, with a strong understanding of regulatory frameworks and project delivery methodologies. TD is committed to employee development and offers competitive compensation within the range of $150,000 - $185,000. #J-18808-Ljbffr TD Bank
- The CFA Institute is seeking a Vice President, Change Delivery to oversee the delivery of complex projects. This role will ensure strategic... ...various stakeholders. Key responsibilities include leading regulatory initiatives, resource planning, and managing stakeholder...Regulatory
$200k - $220k
...York. The ideal candidate will advise on investment products under the Securities Exchange Act of 1934, ensuring compliance and regulatory adherence. Key responsibilities include negotiating agreements, assisting with regulatory filings, and guiding on legal implications...Regulatory$150k - $185k
Une institution financière à New York recherche un VP pour rejoindre l'équipe de gestion des examens réglementaires. Le candidat devra gérer les examens réglementaires, fournir des mises à jour à la direction et développer des relations avec les régulateurs. Avec un minimum...Regulatory- Crédit Agricole CIB is seeking a U.S. GAAP Accountant in New York. The successful candidate will handle regulatory reporting tasks, ensuring compliance with U.S. mandates. Responsibilities include detailed review and preparation of financial reports, liaising with regulatory...Regulatory
$259k - $394k
A biotechnology company is seeking a Vice President of Regulatory Affairs to develop and execute regulatory strategies for global pipeline programs. The ideal candidate will have over 15 years of experience in regulatory affairs within a biotech environment and will be...Regulatory- ...actionable processes for a rapidly growing organization. The role involves close collaboration with senior stakeholders, managing regulatory and reputational risks, and enhancing compliance culture. Nscale offers a competitive compensation package, supportive...Regulatory
$150k - $200k
A leading financial services firm in New York is seeking a VP-level Quantitative Analyst to enhance market surveillance systems through... ...quantitative fields. This role plays a pivotal part in ensuring regulatory compliance and improving detection systems, and requires...Regulatory- ...reputation management. Candidates must have a minimum of five years in financial services or risk management, a strong understanding of regulatory environments, and excellent communication skills suited for high-level reporting and risk governance. #J-18808-Ljbffr JPMorgan...Regulatory
$400k - $425k
...Safety and Pharmacovigilance to lead the global safety initiatives. The role involves oversight of drug safety operations, ensuring regulatory compliance, and managing a team. Ideal candidates should possess an MD or equivalent with extensive leadership experience in drug...RegulatoryRemote job$124.6k - $207k
...advising stakeholders on Financial Crime Compliance (FCC) risks and overseeing the firm’s risk management framework aligned with regulatory standards. Applicants should have a Master's degree in fields like Finance or Law and relevant experience, with a competitive salary...Regulatory- ...York. This role encompasses end-to-end product lifecycle management and strategic oversight of our liquidity offerings, ensuring regulatory compliance and driving financial performance. The ideal candidate will have over 10 years in Transaction Banking with substantial...Regulatory
$125k - $150k
A leading global bank in New York is seeking a Branch Administrative Manager (Vice President) to oversee regulatory supervision for Ultra-High Net Worth Banking clients. The ideal candidate will manage risks, review client transactions, and ensure compliance with financial...Regulatory- ...supervising the entire process, ensuring the proper application of policies and institutional processes Ensures compliance with regulatory requirements and Citi's policies / guidelines at all time Appropriately assess risk when business decisions are made, demonstrating...RegulatoryFull time
$265k - $305k
...LLC's broker-dealer operations. In this role, you will manage regulatory compliance and lead initiatives to ensure adherence to FINRA standards... ...This high-impact opportunity is perfect for a proactive legal leader committed to excellence in compliance. The position offers a...Regulatory$125k - $225k
A leading financial institution in Midtown Manhattan is seeking a Senior Liquidity Regulatory Reporting Leader (VP-Director Level). This role involves overseeing FR2052a and LCR reporting, enhancing governance, and managing high-performing teams. Candidates should have...Regulatory- Ascension is seeking a Finance leader who will serve as a strategic partner to the Chief Accounting Officer, focusing on driving financial... ...and lead financial reporting operations, ensuring adherence to regulatory requirements. A Bachelor's degree is mandatory, with a Master's...RegulatoryRemote job
$150k - $185k
...Job Description The TD Securities U.S. Regulatory Management & Remediation team is responsible for the planning, execution and delivery of key regulatory initiatives for our US... ...execution. The team partners closely with senior leaders across TDS, Risk, Legal, HR, Compliance...RegulatoryLocal areaFlexible hours$175.84k - $263.76k
...key regulations impacting the Business and keep up to date with regulatory developments affecting the coverage area, implementing those... ...support is required and manage external counsel (including on delivery timeframe and cost). Qualifications ~4-6+ years of relevant...RegulatoryFull time- ...executing the compliance and risk management program, advising on regulatory and operational risk developments, and partnering with... ...auditors, and drive issue identification, root cause analysis, remediation, and validation of corrective actions. Provide actionable, strategic...RegulatoryWork experience placement
- ...facilitate ongoing groundwater remediation services. The individual in... ...address market, business, regulatory, and/or economic issues. Develop... ...development and project delivery. Collaborate with and build... ...Stantec Stantec is a global leader in sustainable engineering,...RegulatoryFull timeTemporary workPart timeCasual workWork at officeLocal areaWorldwideFlexible hours
- A leading financial institution is seeking a U.S. GAAP accountant in New York to manage regulatory reports. Key responsibilities include preparing the FRY-15 report and ensuring compliance with all regulatory requirements. The ideal candidate will have strong knowledge...Regulatory
- ...Vice President in New York, NY. This role involves advising on structured notes and OTC derivatives while ensuring compliance with regulatory requirements. Candidates should have a Bachelor's degree and over 3 years of relevant experience in Compliance advisory or...Regulatory
- SiriusPoint is seeking an IT Product Leader based in New York, NY, to manage the Assumed and Ceded Reinsurance platforms. This role includes coordinating delivery of enhancements and ensuring compliance with regulatory requirements. The ideal candidate will have extensive...Regulatory
$100k - $250k
...KYC/AML compliance experience. The role involves developing product strategies, collaborating with senior leadership, and ensuring regulatory compliance. Strong skills in product management, communication, and data analysis are essential. The ideal candidate will have a...Regulatory- JPMorgan Chase & Co. is seeking a Vice President Regulatory Strategy Lead in New York. You will manage regulatory engagements, collaborating with senior leaders and ensuring high-quality responses to regulators. The ideal candidate will have 7+ years in financial institutions...Regulatory
- ..., exceptions, and thematic risk indicators). Participate in regulatory examinations and inquiries (CFTC, SEC, NFA, FINRA), including... ...complex products committees). Support issue management and remediation, including root cause analysis, action plan design, and validation...Regulatory
- ...of the Corporate Secretary in New York, NY. This role involves maintaining key governance processes and ensuring compliance with regulatory requirements. The ideal candidate will have over 5 years of relevant experience, proficiency in Microsoft Office, and must be a Notary...RegulatoryWork at office
- ...through executive reporting and help prepare responses for audit, regulatory, and client requests. As an AI Governance Lead - Vice... ...that provide clear visibility into adherence, risk themes, and remediation progress Partner with controls management to identify, document...Regulatory
$164.35k - $260k
...Partner with Governance teams to ensure comprehensive model documentation, track performance metrics, and maintain adherence to regulatory compliance standards. Coach and mentor junior team members, supporting their development in technical, business, and communication...Regulatory- ...reporting and help prepare responses for audit, regulatory, and client requests. As an AI... ...visibility into adherence, risk themes, and remediation progress Partner with controls... ...Commercial & Investment Bank is a global leader across banking, markets, securities services...Regulatory
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