Senior Deputy CCO - Broker-Dealer Compliance Leader
$161k - $200kCetera Financial Group
Cetera Financial Group in Dallas is seeking a Deputy Chief Compliance Officer to oversee compliance functions for their broker-dealer services. The role demands leadership in compliance risk management and requires close interactions with financial professionals and senior management to ensure adherence to regulatory standards. The ideal candidate will have a minimum of 8 years in Broker Dealer Compliance, alongside relevant FINRA certifications. This position offers a competitive salary range between $161,000 and $200,000, plus bonuses, and various employee benefits. #J-18808-Ljbffr Cetera Financial Group
Vacancy posted 1 day ago
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