Hybrid Senior Compliance Leader - Regulatory Risk & AML
INNOVAYTE LLC
INNOVAYTE LLC is seeking a Senior Compliance Officer for its Dallas, TX office with a hybrid work schedule. This role oversees compliance with regulatory requirements and manages risk obligations within the firm. The ideal candidate will have at least 5-7 years of experience in the brokerage industry, possess a Bachelor’s degree, and have a deep understanding of financial regulations, such as those from FINRA and SEC. Join a team dedicated to fostering a compliant and innovative culture. #J-18808-Ljbffr INNOVAYTE LLC
Vacancy posted 1 day ago
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