Senior Auditor II Job Description Template
Our company is looking for a Senior Auditor II to join our team.
Responsibilities:
- Excellent written and oral communication skills. Able to succinctly communicate complex concepts in an easy to understand manner;
- Analytical and detail-oriented with the ability to interpret rules and regulations and practically apply them to ongoing operations;
- Coordinate and collaborate with the offices of Compliance, Security, Legal Counsel and others where necessary;
- Supervise the ac tivities of other auditors desig nated to assist in the audits assigned, and reviewing their work, as needed;
- Design and deliver audit communications, including audit scope and objectives memoranda, risk control matrices, audit programs and other documents;
- Prepare or review relevant questionnaires, interview auditees and perform walk-throughs of financial and operational functions;
- Prepare or review all audit work paper types on a timely basis and show results in accordance with IIA and internal audit department standards;
- Futures and options experience required, including strong knowledge of CFTC and NFA rules;
- 3+ years of compliance or regulatory experience;
- Ability to work in a fast paced environment as part of a global audit team across multiple time zones and jurisdictions;
- JD or MBA is a plus;
- Leads and participate in audit reviews and projects;
- The ideal candidate will have regulatory compliance experience working for an FCM, Swap-Dealer, regulator, futures exchange, or similar organization.
Requirements:
- CPA , CIA or CISA certification;
- Masters degree, CPA , CIA , CISA , CISSP , CMA or CFE certification.