Risk and Compliance Analyst Job Description Template
Our company is looking for a Risk and Compliance Analyst to join our team.
Responsibilities:
- Draft suspicious activity reports, currency transaction reports, and other reports as needed;
- Assist with licensing activities, subpoena response, and regulatory audits/examinations;
- Perform customer onboarding and transaction monitoring in accordance with our KYC/AML program;
- Interact with potential and existing customers;
- Assist the team and Chief Compliance Officer on compliance projects and tasks as needed;
- Conduct Enhanced Due Diligence (EDD) investigations and create EDD reports and other internal reports as necessary.
Requirements:
- Prepare periodic reports on the status of Headspace internal controls;
- Provide oversight for selection, design, implementation, operation, and maintenance of GRC technology to automate IT risk management activities;
- Conduct internal security assessment to complete security risk assessment for clients and third-party vendor services.