Search Results: 25,207 vacancies
...Description
Job Description Under the direction of the Compliance Officer, conduct monitoring and periodic testing of compliance with... ...supports the Bank's strong control and compliance culture, while assisting management in advancing the Bank's strategic plans and the...
Suggested
Holiday work
Full time
Temporary work
Part time
Flexible hours
...leading alternative investment manager with offices in Boston, New York, San Francisco, and... ...visit the Audax Group website .
The Compliance Officer will support all aspects of... ...requirements
Research securities laws and assist in the drafting of policies and...
Suggested
Contract work
...Mid-sized global asset manager in Boston is looking for two compliance officers. Pre and Post experience preferred to work for this rapidly growing firm with a great environment to work in.
Position Overview:
The Compliance Officer will be a member of the global...
Suggested
...Chief Compliance Officer
About the Company
Top operator of senior living communities
Industry
Hospital & Health Care
Type... ...Specialties
nursing home
long term care
senior care
assisted living
geriatrics
and independent living
About the...
Suggested
...build more secure and prosperous futures.
THE ROLE
The Compliance Officer manages a team of compliance professionals to ensure that... ...program, dependent care flexible spending account, adoption assistance, generous caregiver leave
Health and Welfare: Competitive...
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Holiday work
Temporary work
Local area
Remote job
Flexible hours
...world!
What is the Global Regulatory Compliance, Mutual Funds group responsible for?
Global... ...companies for the Chief Compliance Officers. This work includes the administration and... ...regulations and industry developments. Assist the CCOs in the continuous design, management...
Suggested
Local area
Flexible hours
Shift work
...are seeking to recruit an enthusiastic Compliance professional, to join our Corporate Compliance... ...is for a self-motivated Compliance Officer with technical aptitude providing regulatory... ...working closely with colleagues to assist in: designing and implementing compliance...
Suggested
Temporary work
Work experience placement
Flexible hours
...reputable investment advisors in the country to find its next Compliance Officer.
The Compliance Officer is an integral part of the... ...procedures, and best practices from start to finish, as warranted
Assist the Chief Compliance Officer with regulatory exams, audits,...
Suggested
Full time
Monday to Friday
...As a compliance advisor on the Branch Audit team, you'll be traveling to advisor offices nationwide to conduct on-site inspections (both scheduled and unannounced) to help us oversee the securities and advisory business of nearly 1,800 advisors. Your mission will be to...
Suggested
Home office
...15-Jan-2024
Working Time
Permanent - Full-time
Description and Requirements
We are looking for a Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules. You will also review employees...
Suggested
Permanent employment
Full time
...The Assistant Registrar for Compliance serves as the main point of contact for all veteran students and administrative services. The Assistant Registrar... ...and student enrollment.
* Serves as the Registrar's Office School Certifying Official (SCO) for VA enrollment and reporting...
Suggested
Internship
Weekend work
Afternoon shift
...Chief Compliance Officer
About the Company
Leading pharmaceutical
Industry
Pharmaceuticals
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance...
Suggested
...re looking for someone who can:
* work on various compliance and regulatory matters within the region for the wealth... ...potential weaknesses and recommend improvements
* assist with the coordination of the branch office exams within the region, providing subject matter...
Suggested
Part time
Work from home
Work visa
Work alone
Flexible hours
...Chief Compliance Officer & Vice President, Legal
About the Company
Globally-recognized biopharmaceutical company
Industry
Biotechnology
Type
Public Company
Founded
2007
Employees
201-500
Categories
Biotechnology
B2B
SAAS
Health...
Suggested
...Deputy Chief Compliance Officer
About the Company
Reputable local financial services provider
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for overseeing and directing the...
Suggested
Local area
...Compliance Officer II (Overpayments Focus)
The Compliance Officer is responsible for conducting investigations for compliance with... ...prepares reports and makes recommendations as appropriate.
Assists the Office of the Attorney General and other law enforcement...
Full time
Part time
Work experience placement
Placement year
...Job Description
The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases... ...tuition remission information.
Job Responsibilities
Assists Study Directors/Principal Investigators in the preparation...
For contractors
...the world.
Job Description:
JOB SUMMARY:
The Operations Compliance Analyst is a member of the Operations Compliance team,... ...operations. Coordinate with Legal and Compliance, as necessary.
Assist with the development of policies and procedures for operations,...
Contract work
Work experience placement
Flexible hours
...Overview
Green Century is seeking a Compliance Officerto develop and enforce appropriate... ...advisers and mutual funds. The Compliance Officer is empowered with full responsibility... ...provider’s ability to perform its duties.
~Assist in the due diligence processes regarding...
Full time
3 days per week
As Chief Compliance Officer you will
Continue to improve and build upon a strong global compliance program in support of the fourth largest asset management firm in the world that keeps pace with applicable global regulations, including oversight for testing...
