Search Results: 29,454 vacancies
...about CoinFlip, please visit
We're seeking an Executive Assistant to perform administrative tasks. In this role you will be responsible... ...handling all administrative tasks for the Chief Legal and Compliance Officer and General Counsel. You will be expected to make travel...
Suggested
Full time
...Technology.
Headquartered in Chicago with offices across the United States and Europe, for... ...to our consistent success.
As a Compliance Officer at Gelber, you will have a real... ...consequences and mitigation options
Assist the Chief Compliance Officer in responding...
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Holiday work
Full time
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...The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing... ...currently seeking a highly motivated Compliance Officer to join our team. The focus of the role is to assist in the daily administration of the compliance program...
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Local area
Remote job
3 days per week
...Chief Compliance Officer
Regal Securities, Inc . is seeking a Chief Compliance Officer (CCO) based at its headquarters in Glenview, Illinois. This leadership position is not remote.
We are searching for a motivated CCO to lead the Compliance Department of a FINRA...
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Home office
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...Chief Compliance Officer
About the Company
Market-leading provider of commercial real estate services
Industry
Real Estate
Type
Public Company
Founded
1783
Employees
10,001+
Categories
Real Estate
Nonresidential
Property Managers...
Suggested
...credit analysis.
The Role: MDBRS is currently seeking a Compliance Officer for its Chicago office. The Compliance Officer - Chicago, will... ...knowledge, expertise and lessons learned on a regular basis
Assist with the development, maintenance and delivery of compliance...
Suggested
Remote job
3 days per week
Employer: DWS GroupTitle: Senior AFC & Compliance Officer - AlternativesLocation: ChicagoAbout DWS:DWS Group (DWS) is one of the world's leading... ...Programs including Adoption/Surrogacy/Infertility Assistance, Backup Care through Bright Horizons, Phase Back to Work and...
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Local area
Flexible hours
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...Deputy Chief Compliance Officer
About the Company
Dynamic derivatives trading firm
Industry
Financial Services
Type
Privately Held
Founded
1995
Employees
201-500
About the Role
The Company is seeking a Deputy Chief Compliance Officer with...
Suggested
...370,000 retail accounts, from nearly 80 offices across six continents. Our customers are... ...Serve as the leader in all aspects of compliance associated with the swap dealer and partner... ...and examinations (CFTC & NFA)
Assist Management with strategic projects and initiatives...
Suggested
Permanent employment
Full time
Worldwide
3 days per week
...President of Legal, Finance and Administration, and the Wheeling Office.
Essential Duties and Responsibilities: The essential... ...of information, such as handbooks, benefits, etc. as needed.
Assists with coordination of materials for open enrollment.
Prepares...
Suggested
Hourly pay
Holiday work
...Job Description
Job Description CRA & Compliance Officer
Reports to: EVP Chief Operating Officer
Summary:
Effectively manage... ...as appropriate to ensure at least a satisfactory rating.
Assist in preparation for, and management of CRA examinations and internal...
Suggested
Holiday work
Temporary work
Bank staff
Flexible hours
...Chief Compliance Officer
About the Company
Leading pharmaceutical
Industry
Pharmaceuticals
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance...
Suggested
**Chief Compliance Officer (CCO) of Broker-Dealer**
at GCM Grosvenor Chicago, Illinois, United States **SUMMARY**The Compliance team is looking... ...asset management platform with compliance partners.
* Assist with regulatory filings related to all affiliated investment...
Suggested
For subcontractor
Flexible hours
...DescriptionUnder supervision, functions as an officer/team member in the Department of Procurement Services' Certification and Compliance Division to perform responsibilities with... ...supplier certification programs; assist in monitoring certified businesses for compliance...
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Contract work
For contractors
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Local area
...Job Description
Job Description Job Title: Deputy Chief Compliance Officer (DCCO)
Company: A fast growing full service investment bank... ...reports directly into the CCO.
Responsibilities:
~ Assist the CCO in developing, implementing, and monitoring compliance...
Suggested
...The ideal candidate will have:
Knowledge of Equities and/or fixed income compliance
Testing & Monitoring
Policies & Procedures
Code of Ethics
Trade/Portfolio Compliance
Employee Surveillance
Regulatory Inquiries/Audits
A strong...
...Deputy Chief Compliance Officer
About the Company
Reputable local financial services provider
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for overseeing and directing the...
Local area
...Investment Advisory Firm (RIA ~$8B AUM) is looking for a Sr /Compliance Officer, with generalist responsibilities, to join a supportive,... ...Onsite - Western Chicago Suburbs
Areas of focus include:
Assisting with day to day management of compliance program
Reviewing...
Our Client
A global multi-strategy asset management firm ($1tn+ AuM) is looking to introduce a Head of Compliance into their Private Investments division in Chicago.
This business unit has grown significantly in recent years and as a result the senior executives are...
Permanent employment
Alera Group, Inc., is seeking a Regional Compliance Consultant to join our team! This position will need... ...of supporting our central region field office colleagues with employee benefit compliance education and assistance, and work with clients as necessary to answer...
