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...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ...-term cash is internally managed. The Compliance Officer will work with the Chief... ...manager recommendations and investments.
- Assisting the CCO in performing a compliance review...
Suggested
Temporary work
3 days per week
...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
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...Job Title: Trade Compliance Officer
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations, laws, and policies
work with traders to ensure that all trades are executed in compliance with regulatory requirements and...
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...Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and... ...also handles the due diligence process, assists with operational support for investing... ...POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for...
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Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align with the needs of a dispersed workforce.Alongside a deep knowledge of...
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Hourly pay
Contract work
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Local area
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Flexible hours
...Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the... ...various other aspect of the KKR compliance program
Assisting in preparing responses to regulatory inquiries as necessary....
Suggested
Work experience placement
...description
Business type
Types of Jobs - Compliance / Financial Security
Job title
AML / OFAC Compliance officer
Contract type
Permanent Contract
Job... ...: managing the Advisory team Analysts, assisting the Analysts in reviewing and validating high...
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Permanent employment
Contract work
Bank staff
Worldwide
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...the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the... ...stakeholders.
* Analyse and report of relevant risk indicators and assist in identifying and remediating emerging compliance risks....
Suggested
Second job
Worldwide
Flexible hours
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
Suggested
Local area
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key... ...oversight/surveillance to the firm's daily transactions and assist in reviewing and investigating conduct of Registered Representatives...
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Holiday work
Full time
Remote job
Offshore
Flexible hours
2 days per week
We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry standards. You will work closely with other departments to identify potential compliance issues and...
Suggested
Flexible hours
...global reach with a local presence. KKR Credit is seeking a Compliance Officer ("Officer") to be based in New York. This is a unique opportunity... ...testing regime and regulatory exam preparedness.
Assist with facilitation of pre-trade compliance controls and analysis...
Suggested
Local area
...development, implementation, and maintenance of the enterprise-wide compliance, risk management system, policies and procedures development,... ...privacy risks and recommend appropriate controls.
Assists in processing summons and claims against the facility by working...
Suggested
Internship
Local area
...As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow... ...crimes risk.As part of the of the Line of Business Sanctions Officer ('LSO') Global Financial Crimes Compliance ('GFCC') Advisory Team...
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**Chief Compliance Officer, Broker Dealer**
New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest... ...governance and compliance issues for Yieldstreet
+ Assist with the general legal needs of Yieldstreet and liaise with various...
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Full time
...Poste et missions
Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of... ...the Head of Compliance Advisory. More specifically:
Assist with providing daily compliance oversight and support to the...
Executive Director, Compliance-Control Room Officer
New York, United States of America
The Santander CIB (US) Control Room administers policies and procedures to prevent or detect insider trading and identify and manage potential transactional conflicts of interest...
Contract work
Work experience placement
...As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges...
...transparency featuring real-time visualization.
The Role
The Compliance Officer is an integral part of our DASH Compliance team. Compliance... ...and procedures and support remediation efforts of compliance
~Assist in ongoing compliance training of the firm and orientation...
Worldwide
...our strategy. The Client Data Governance Office drives the planning and oversight for... ...Client Data Governance Office, the Policy & Compliance Lead ensures that the organization is... ...Data Risk within the Client org, including assisting the SM&C Data Lead in developing...
Holiday work
Full time
