Search Results: 54,140 vacancies
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ...-term cash is internally managed. The Compliance Officer will work with the Chief... ...manager recommendations and investments.
- Assisting the CCO in performing a compliance review...
Suggested
Temporary work
3 days per week
...Job Title: Trade Compliance Officer
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations, laws, and policies
work with traders to ensure that all trades are executed in compliance with regulatory requirements and...
Suggested
...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
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...Chief Compliance Officer
About the Company
Award-winning local brokerage firm
Industry
Financial Services
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for managing and directing the firm's compliance programs...
Suggested
Local area
Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align with the needs of a dispersed workforce.Alongside a deep knowledge of...
Suggested
Hourly pay
Contract work
Freelance
Local area
Remote job
Flexible hours
...Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the... ...various other aspect of the KKR compliance program
Assisting in preparing responses to regulatory inquiries as necessary....
Suggested
Work experience placement
...the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the... ...stakeholders.
* Analyse and report of relevant risk indicators and assist in identifying and remediating emerging compliance risks....
Suggested
Second job
Worldwide
Flexible hours
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...Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and... ...also handles the due diligence process, assists with operational support for investing... ...POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for...
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...description
Business type
Types of Jobs - Compliance / Financial Security
Job title
AML / OFAC Compliance officer
Contract type
Permanent Contract
Job... ...: managing the Advisory team Analysts, assisting the Analysts in reviewing and validating high...
Suggested
Permanent employment
Contract work
Bank staff
Worldwide
...Do you have experience in providing compliance or risk management support to advisory services... ...you enjoy advising and supporting front office colleagues to ensure compliance with... ...policies, procedures and trainings
* assist with inquiries from the Alternatives Investments...
Suggested
Part time
Work from home
Work visa
Work alone
Flexible hours
...Deputy Chief Compliance Officer
About the Company
Well-established financial services institution
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for supporting key stakeholders...
Suggested
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
Suggested
Local area
...to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Groups policies and procedures as included in the Compliance Manual.
Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities...
Suggested
...to today's digital economy. We are the go-to Bank for the fintech ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable laws, regulations...
Suggested
We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry standards. You will work closely with other departments to identify potential compliance issues and...
Suggested
Flexible hours
...Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking the mentorship of an exceptionally bright, talented, and KIND GC & CCO, please...
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key... ...oversight/surveillance to the firm's daily transactions and assist in reviewing and investigating conduct of Registered Representatives...
Holiday work
Full time
Remote job
Offshore
Flexible hours
2 days per week
...Summary: The Medical Office Assistant performs various duties as a member of the health team in the treatment and care of patients and their families and also assists with tasks to support the unit. The position works under the supervision of an LPN/RN. The Medical Office...
...global reach with a local presence. KKR Credit is seeking a Compliance Officer ("Officer") to be based in New York. This is a unique opportunity... ...testing regime and regulatory exam preparedness.
Assist with facilitation of pre-trade compliance controls and analysis...
Local area
...development, implementation, and maintenance of the enterprise-wide compliance, risk management system, policies and procedures development,... ...privacy risks and recommend appropriate controls.
Assists in processing summons and claims against the facility by working...
Internship
Local area
