Search Results: 63,974 vacancies
...Job Description
Job Description Consumer Regulatory Compliance Officer
located onsite in Manhattan with a foreign bank
Base salary... ...regulatory risk relative to the Bank’s business activities.
2. Assist in the monitoring of State and Federal laws and regulations,...
Suggested
...policies, procedures, and programs including Compliance, Training & Development, and Employee... ...In collaboration with the HR Director, assist with employee relations, including... ...workshop sessions.
Ability to operate standard office equipment i.e. copier, fax, telephone,...
Suggested
Full time
Monday to Friday
...solution that automates front- and back-office operations. Institutions and investors are... ...the role
We are looking for a diligent Compliance Officerto join the rapidly growing team... ...Annual Compliance Meeting requirements
Assistance with third party due diligence requests...
Suggested
For contractors
About the Role:
Grade Level (for internal use):
12
The Role: Compliance Officer
The Compliance Officer role is based in Englewood or New... ...America. The role involves a range of activities, including assisting in providing a Compliance advisory service, in the education...
Suggested
Second job
Local area
Worldwide
Flexible hours
...The Role
We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team in...
Suggested
...The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report directly to Annalys Deputy General... ...(including Form ADV and Form PF).
Assist in administering Annalys Code of Ethics to...
Suggested
Local area
Relocation bonus
...Description Reports to : The Executive Director
FLSA Status : (X) Exempt ( ) Non Exempt
The Quality Assurance and Corporate Compliance Officer:
Will be responsible for oversight and management of quality assurance activities, requirements and internal controls....
Suggested
Local area
A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for all day to day activities. They will be involved and exposed to all areas of compliance including BSA, AML, KYC and...
Suggested
Job Description
A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for all day to day activities. They will be involved and exposed to all areas of compliance including BSA...
Suggested
..., and the communities we invest in worldwide.
The Legal and Compliance Department (LCD)
We govern, structure, negotiate and execute... ...candidate to join our Compliance Division in GIC's New York Office as an Associate.
Key Responsibilities
Advise and work...
Suggested
Worldwide
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory...
Suggested
...workforce across over 80 agencies (mayoral or non-mayoral).
The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presents legally...
Suggested
Local area
Shift work
...General Counsel
Department:
Legal & Compliance
Department Overview
The Legal &... ...Position Responsibilities
The Compliance Officer is expected to contribute meaningfully... ...throughout the Firm across levels
* Assisting with compliance-related escalations
*...
Suggested
Contract work
Temporary work
...the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the... ...stakeholders.
Analyse and report of relevant risk indicators and assist in identifying and remediating emerging compliance risks....
Suggested
Second job
Worldwide
Flexible hours
...Summary
Guggenheim Investments is seeking an exceptional Compliance Officer to join its team. Reporting to the Head of Anti-Money Laundering... ...due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor...
Suggested
...is seeking to fill a role on its New York based Compliance Team. This individual will be an integral part of... ...role reports to the Regulatory Affairs Compliance Officer and Counsel
RESPONSIBILITIES
Provide assistance on US regulatory examinations and inquiries, including...
Work experience placement
...Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design...
Holiday work
Full time
Flexible hours
...various aspects of the KKR Private Markets Compliance Program. A significant amount of this... ...role will report to the Chief Compliance Officer for KKR Private Markets.
IDEAL... ...and procedures, training employees, and assisting in compliance testing and preparation for...
Relief
...responses to regulatory inquiries.
• You will assist the Registration Group in day-to-day operations or special regulatory compliance projects that enable you to widen your... ...arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture...
Part time
For contractors
Work from home
Work visa
Work alone
Flexible hours
...leaders, and incredible investors. You will assist the CCO while working closely with... ...by example.
Location: In our Soho, NYC Office at least three days a week
Compensation... ...with CCO to develop the Firm's internal compliance dashboard for servicing client accounts,...
3 days per week
